Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PI DAY Wealth Planning LLC CRD: 298969 | - | 0 | 0 | - | Unknown |
| PI Investments LLC CRD: 121799 | - | 0 | 0 | - | Unknown |
| PI Radians Capital Inc. CRD: 341986 | - | 0 | 0 | - | Unknown |
| PI Square Capital, LLC CRD: 153310 | - | 0 | 2 | - | Unknown |
| PI Wealth Plan LLC CRD: 298421 | - | 0 | 1 | - | Unknown |
| PIA, LLLP CRD: 107421 | - | 0 | 1 | - | Unknown |
| Piano Wealth Management CRD: 317854 | - | 0 | 1 | - | Unknown |
| Pianoforte Capital CRD: 327347 | - | 0 | 1 | - | Unknown |
| Piascik Advisors, Inc CRD: 125172 | - | 0 | 0 | - | Unknown |
| Piazza Securities, Inc. CRD: 26577 | - | 0 | 0 | A | INACTIVE |
| Pibc Securities LLC CRD: 104171 | - | 0 | 0 | A | INACTIVE |
| Picchietti, Paul Amedeo CRD: 32267 | - | 0 | 0 | A | INACTIVE |
| Picea Capital LLC CRD: 307775 | - | 0 | 1 | - | Unknown |
| Picerne Securities, Inc. CRD: 17746 | - | 0 | 0 | A | INACTIVE |
| Pichardo Asset Management, S.A. DE C.V. CRD: 126683 | - | 0 | 0 | - | Unknown |
| Pickens Financial Group, Inc CRD: 127793 | - | 0 | 0 | - | Unknown |
| Pickens Ventures LLC CRD: 307790 | - | 0 | 1 | - | Unknown |
| Pickerel Management, LLC CRD: 336645 | - | 0 | 1 | - | Unknown |
| Pickering Energy Partners BD LP CRD: 309940 | - | 0 | 0 | A | INACTIVE |
| Pickering Energy Partners LP CRD: 302116 | - | 0 | 1 | - | Unknown |
| Picket Fence Financial, LLC CRD: 139262 | - | 0 | 2 | - | Unknown |
| Picking Winners, LLC CRD: 323601 | - | 0 | 1 | - | Unknown |
| Picks and Shovels CRD: 322832 | - | 0 | 0 | - | Unknown |
| Pickwick Capital Partners, LLC CRD: 130672 | NY | 0 | 11 | A | Active |
| Pickwick Wealth Management CRD: 333483 | - | 0 | 1 | - | Unknown |
| Pico Associates CRD: 136611 | - | 0 | 1 | - | Unknown |
| Pico Quantitative Trading LLC CRD: 118639 | - | 1 | 0 | B | INACTIVE |
| Pico Wealth Management, LLC CRD: 173641 | - | 0 | 0 | - | Unknown |
| Pictet Asset Management (Europe) SA CRD: 327620 | - | 0 | 0 | - | Unknown |
| Pictet Asset Management (Singapore) PTE Ltd CRD: 166631 | - | 0 | 0 | - | Unknown |
| Pictet Asset Management (USA) Corp CRD: 306378 | - | 0 | 1 | - | Unknown |
| Pictet Asset Management Inc. CRD: 174940 | - | 0 | 0 | - | Unknown |
| Pictet Asset Management SA CRD: 140074 | - | 0 | 0 | - | Unknown |
| Pictet North America Advisors SA CRD: 142512 | - | 0 | 0 | - | Unknown |
| Pictet Overseas Inc. CRD: 36500 | - | 3 | 0 | C | Active |
| Picton Mahoney Asset Management CRD: 174091 | - | 0 | 0 | - | Unknown |
| Piecapital CRD: 328743 | - | 0 | 1 | - | Unknown |
| Piece of Wealth Planning LLC CRD: 307247 | - | 0 | 1 | - | Unknown |
| Piedmont Capital Management, LLC CRD: 165775 | - | 0 | 3 | - | Unknown |
| Piedmont Capital Management, LLC CRD: 155682 | - | 0 | 1 | - | Unknown |
| Piedmont Equities, Inc. CRD: 37403 | - | 0 | 0 | A | INACTIVE |
| Piedmont Financial Consulting CRD: 314420 | - | 0 | 1 | - | Unknown |
| Piedmont Investment Advisors, Inc. CRD: 298000 | - | 0 | 0 | - | Unknown |
| Piedmont Private Equity CRD: 174402 | - | 0 | 2 | - | Unknown |
| Piedmont Private Wealth, LLC CRD: 339616 | - | 0 | 1 | - | Unknown |
| Piedmont Securities LLC CRD: 162153 | - | 0 | 0 | A | INACTIVE |
| Piedmont Securities, LLC CRD: 39320 | - | 0 | 0 | A | INACTIVE |
| Piedmont Street Management Inc CRD: 111428 | - | 0 | 0 | - | Unknown |
| Piedmont Wealth Advisory CRD: 333693 | - | 0 | 2 | - | Unknown |
| Piedmont Wealth Management CRD: 340285 | - | 0 | 3 | - | Unknown |