Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Piedmont Wealth Management CRD: 155899 | - | 0 | 0 | - | Unknown |
| Piemonte Trading Corp. CRD: 289207 | - | 0 | 1 | - | Unknown |
| Pier 42 Advisors CRD: 325987 | - | 0 | 1 | - | Unknown |
| Pier 70 CRD: 323074 | - | 0 | 1 | - | Unknown |
| Pier 73 Capital LLC CRD: 315463 | - | 0 | 0 | - | Unknown |
| Pier 88 Investment Partners, LLC CRD: 169316 | - | 0 | 1 | - | Unknown |
| Pier Asset Management LLC CRD: 288446 | - | 0 | 0 | - | Unknown |
| Pier Capital, LLC CRD: 131212 | - | 0 | 1 | - | Unknown |
| Pier LLC CRD: 158377 | - | 0 | 0 | - | Unknown |
| Pierce & Company L.P. CRD: 36149 | - | 0 | 0 | A | INACTIVE |
| Pierce & Stone Securities, Inc. CRD: 25338 | - | 0 | 0 | A | INACTIVE |
| Pierce Financial LLC CRD: 293590 | - | 0 | 1 | - | Unknown |
| Pierce Financial Planning & Consulting, LLC CRD: 281743 | - | 0 | 0 | - | Unknown |
| Pierce Financial Planning, Inc CRD: 145465 | - | 0 | 0 | - | Unknown |
| Pierce Financial Services CRD: 113104 | - | 0 | 0 | - | Unknown |
| Pierce Investment Banking Incorporated CRD: 17231 | - | 0 | 0 | A | INACTIVE |
| Pierce Wealth Partners, Inc. CRD: 315147 | - | 0 | 3 | - | Unknown |
| Piermani Charles J Associates CRD: 105942 | - | 0 | 2 | - | Unknown |
| Pierpoint Capital LLC CRD: 289927 | - | 0 | 1 | - | Unknown |
| Pierpont Capital Advisors LLC CRD: 108424 | - | 0 | 0 | A | INACTIVE |
| Pierpont Investment Group, LLC CRD: 156614 | - | 0 | 1 | - | Unknown |
| Pierportcapital, L.L.C. CRD: 333834 | - | 0 | 0 | - | Unknown |
| Pierre & Company LLC CRD: 299839 | - | 0 | 1 | - | Unknown |
| Pierre R. Smith & Co. CRD: 3442 | - | 0 | 0 | A | INACTIVE |
| Piershale Financial Group, Inc. CRD: 156862 | - | 0 | 0 | - | Unknown |
| Piershale Wealth Management, LLC CRD: 312770 | - | 0 | 1 | - | Unknown |
| Pierson Wealth Management CRD: 293206 | - | 0 | 1 | - | Unknown |
| Pietrzak, John Lawrence CRD: 103988 | - | 0 | 0 | A | INACTIVE |
| PIF Capital Management Ltd CRD: 325402 | - | 0 | 1 | - | Unknown |
| PIF Equity Partners, LLC CRD: 328818 | - | 0 | 1 | - | Unknown |
| Pigatto, Gary Dean CRD: 122014 | - | 0 | 0 | A | INACTIVE |
| Pigeon OAK Capital Management, LLC CRD: 310445 | - | 0 | 0 | - | Unknown |
| PIH Investments, LLC CRD: 166867 | - | 0 | 1 | - | Unknown |
| Pihl Financial Planning CRD: 300544 | - | 0 | 1 | - | Unknown |
| Pika Financial Services CRD: 172642 | - | 0 | 0 | - | Unknown |
| Pike Street Capital CRD: 300264 | - | 0 | 1 | - | Unknown |
| Pikgeor Financial CRD: 310896 | - | 0 | 0 | - | Unknown |
| Pikila CRD: 142700 | - | 0 | 0 | - | Unknown |
| Pikipoko LLC CRD: 298751 | - | 0 | 0 | - | Unknown |
| Pilar Asset Management CRD: 314400 | - | 0 | 0 | - | Unknown |
| Pilas Securities, Inc. CRD: 16745 | - | 0 | 0 | A | INACTIVE |
| Pilatus Capital, LLC CRD: 322873 | - | 0 | 1 | - | Unknown |
| Pile Wealth Management CRD: 111536 | - | 0 | 2 | - | Unknown |
| Pilgrim Financial Services CRD: 13613 | - | 0 | 0 | A | INACTIVE |
| Pilgrim Global Advisors LLC CRD: 323259 | - | 0 | 1 | - | Unknown |
| Pilgrim Partners Asia (PTE.) Ltd CRD: 299450 | - | 0 | 0 | - | Unknown |
| Pilgrim Planning Associates, Inc. CRD: 7955 | - | 0 | 0 | A | INACTIVE |
| Pill Placements, Inc. CRD: 44969 | - | 0 | 0 | A | INACTIVE |
| Pillar Capital CRD: 153191 | - | 0 | 1 | - | Unknown |
| Pillar Capital Management Limited CRD: 163930 | - | 0 | 0 | - | Unknown |