Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pillar Financial Group CRD: 316836 | - | 0 | 0 | - | Unknown |
| Pillar Financial Planning CRD: 335717 | - | 0 | 1 | - | Unknown |
| Pillar International Advisors, Inc. CRD: 123171 | - | 0 | 0 | - | Unknown |
| Pillar Pacific Capital Management LLC CRD: 108063 | - | 0 | 0 | - | Unknown |
| Pillar Point Wealth Management LLC CRD: 336538 | - | 0 | 1 | - | Unknown |
| Pillar Wealth Advisors, LLC CRD: 159642 | - | 0 | 0 | - | Unknown |
| Pillar Wealth LLC CRD: 323139 | - | 0 | 1 | - | Unknown |
| Pillar Wealth Management Co. CRD: 118225 | - | 0 | 0 | - | Unknown |
| Pillar Wealth Management, LLC CRD: 147837 | - | 0 | 0 | - | Unknown |
| Pillar6 Advisors, LLC CRD: 154097 | - | 0 | 1 | - | Unknown |
| Pillsbury Lake Capital, LLC CRD: 328282 | - | 0 | 1 | - | Unknown |
| Pilot Asset Management LLC CRD: 168721 | - | 0 | 0 | - | Unknown |
| Pilot Asset Management LLC CRD: 148146 | - | 0 | 1 | - | Unknown |
| Pilot Capital Corporation CRD: 21307 | - | 0 | 0 | A | INACTIVE |
| Pilot Capital Holdings LLC CRD: 324831 | - | 0 | 0 | - | Unknown |
| Pilot Capital Management Corp CRD: 107684 | - | 0 | 1 | - | Unknown |
| Pilot Group CRD: 161388 | - | 0 | 0 | - | Unknown |
| Pilot Growth Management CRD: 226696 | - | 0 | 1 | - | Unknown |
| Pilot Hill Capital LLC CRD: 309012 | - | 0 | 0 | A | INACTIVE |
| Pilot Retirement Advisors CRD: 311507 | - | 0 | 1 | - | Unknown |
| Pilot Wealth Management CRD: 154381 | - | 0 | 2 | - | Unknown |
| Pilot Wealth Strategies CRD: 334347 | - | 0 | 1 | - | Unknown |
| Pilotage Private Wealth AG CRD: 169908 | - | 0 | 0 | - | Unknown |
| Pilotage Wealth Management AG CRD: 153149 | - | 0 | 0 | - | Unknown |
| Pilotai Wealth CRD: 337297 | - | 0 | 1 | - | Unknown |
| PIM Financial Services, Inc. CRD: 10547 | - | 2 | 0 | B | INACTIVE |
| Pimco Investments LLC CRD: 154957 | NY | 0 | 10 | A | Active |
| Pimco Prime Real Estate GMBH CRD: 311914 | - | 0 | 0 | - | Unknown |
| Pimco Solar Adviser LLC CRD: 288765 | - | 0 | 0 | - | Unknown |
| PIN Financial, LLC CRD: 132876 | - | 1 | 0 | B | INACTIVE |
| PIN Money Investments, LLC CRD: 150629 | - | 0 | 0 | - | Unknown |
| PIN OAK Investment Advisors Inc CRD: 105550 | - | 0 | 3 | - | Unknown |
| PIN OAK Partners, Inc. CRD: 44814 | - | 1 | 0 | B | INACTIVE |
| PIN Wealth CRD: 316919 | - | 0 | 0 | - | Unknown |
| Pinafore Wealth Counsel Inc. CRD: 170540 | - | 0 | 2 | - | Unknown |
| Pinder Financial, LLC CRD: 323918 | - | 0 | 1 | - | Unknown |
| Pine Brook CRD: 162247 | - | 0 | 0 | - | Unknown |
| Pine Brook Ventures LLC CRD: 284374 | - | 0 | 0 | - | Unknown |
| Pine Capital CRD: 277053 | - | 0 | 0 | - | Unknown |
| Pine Capital CRD: 129889 | - | 0 | 1 | - | Unknown |
| Pine Capital Management, LLC CRD: 160553 | - | 0 | 0 | - | Unknown |
| Pine Cone Capital CRD: 129387 | - | 0 | 2 | - | Unknown |
| Pine Cone, LLC CRD: 165642 | - | 0 | 1 | - | Unknown |
| Pine Crest Capital LLC CRD: 288132 | - | 0 | 1 | - | Unknown |
| Pine Distributors LLC CRD: 323408 | CO | 0 | 13 | A | Active |
| Pine Forest Capital CRD: 315510 | - | 0 | 0 | - | Unknown |
| Pine Forest Wealth Management CRD: 319114 | - | 0 | 0 | - | Unknown |
| Pine Grove Capital Management LP CRD: 310226 | - | 0 | 0 | - | Unknown |
| Pine Grove Financial Group CRD: 308193 | - | 0 | 5 | - | Unknown |
| Pine Harbor Wealth Management LLC CRD: 317352 | - | 0 | 1 | - | Unknown |