Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Aspire Wealth Advisory Group, LLC CRD: 338618 | - | 0 | 1 | - | Unknown |
| Aspire Wealth Architects CRD: 297090 | - | 0 | 1 | - | Unknown |
| Aspire Wealth Management CRD: 311368 | - | 0 | 1 | - | Unknown |
| Aspirean Wealth, LLC CRD: 173138 | - | 0 | 3 | - | Unknown |
| Aspired Wealth CRD: 330891 | - | 0 | 1 | - | Unknown |
| Aspiriant, LLC CRD: 146720 | - | 0 | 69 | - | Unknown |
| Aspirity Partners LLP CRD: 338106 | - | 0 | 0 | - | Unknown |
| Aspoon Capital Limited CRD: 313470 | - | 0 | 0 | - | Unknown |
| Aspyre Wealth Partners CRD: 107212 | - | 0 | 2 | - | Unknown |
| Assabet Advisors, LLC CRD: 127795 | - | 0 | 1 | - | Unknown |
| Assembly Capital, LLC CRD: 297014 | - | 0 | 1 | - | Unknown |
| Assembly Ventures Management, LLC CRD: 320685 | - | 0 | 1 | - | Unknown |
| Assembly Ventures Select Management, LLC CRD: 341480 | - | 0 | 1 | - | Unknown |
| Assembly Wealth CRD: 108834 | - | 0 | 1 | - | Unknown |
| Asset & Retirement Management CRD: 136569 | - | 0 | 1 | - | Unknown |
| Asset & Wealth Management Search LLC CRD: 286429 | - | 0 | 0 | - | Unknown |
| Asset Accumulation,Protection,Preservation and Tra… CRD: 125398 | - | 0 | 2 | - | Unknown |
| Asset Achievers CRD: 322573 | - | 0 | 2 | - | Unknown |
| Asset Advisors CRD: 297305 | - | 0 | 3 | - | Unknown |
| Asset Advisors Corporation CRD: 104739 | - | 0 | 0 | - | Unknown |
| Asset Advisors of America, LLC CRD: 146566 | - | 0 | 0 | - | Unknown |
| Asset Advisory Company, Inc. CRD: 31855 | - | 0 | 0 | A | INACTIVE |
| Asset Advisory Group Inc CRD: 107929 | - | 0 | 0 | - | Unknown |
| Asset Advisory Group, Inc. CRD: 141612 | - | 0 | 1 | - | Unknown |
| Asset Advisory Group, Inc. CRD: 106618 | - | 0 | 2 | - | Unknown |
| Asset Advisory Services, Inc. CRD: 136609 | - | 0 | 0 | - | Unknown |
| Asset Allocation & Research LLC CRD: 286544 | - | 0 | 0 | - | Unknown |
| Asset Allocation & Research LLC CRD: 307248 | - | 0 | 1 | - | Unknown |
| Asset Allocation Advisors Inc CRD: 110336 | - | 0 | 0 | - | Unknown |
| Asset Allocation Securities Corp. CRD: 3117 | - | 0 | 0 | A | INACTIVE |
| Asset Allocation Securities Corp. CRD: 25287 | - | 0 | 0 | A | INACTIVE |
| Asset Allocation Services, LLC CRD: 135095 | - | 0 | 0 | - | Unknown |
| Asset Allocation Strategies, LLC CRD: 152339 | - | 0 | 41 | - | Unknown |
| Asset Appreciation Management Company LLC CRD: 165652 | - | 0 | 0 | - | Unknown |
| Asset Architects, LLC CRD: 174206 | - | 0 | 1 | - | Unknown |
| Asset Builders Corporation CRD: 111680 | - | 0 | 0 | - | Unknown |
| Asset Capital Management CRD: 158629 | - | 0 | 0 | - | Unknown |
| Asset Care Financial LLC CRD: 301972 | - | 0 | 0 | - | Unknown |
| Asset Consulting Group, LLC CRD: 107574 | - | 0 | 3 | - | Unknown |
| Asset Dedication, LLC CRD: 151988 | - | 0 | 4 | - | Unknown |
| Asset Development, Inc. CRD: 19225 | - | 0 | 0 | A | INACTIVE |
| Asset Direction Incorporated CRD: 118413 | - | 0 | 0 | - | Unknown |
| Asset Growth Associates Wealth Advisors CRD: 160090 | - | 0 | 1 | - | Unknown |
| Asset Growth Managers LLC CRD: 286053 | - | 0 | 1 | - | Unknown |
| Asset Guidance Group, LLC CRD: 291448 | - | 0 | 1 | - | Unknown |
| Asset Investment Methods CRD: 117317 | - | 0 | 0 | - | Unknown |
| Asset Lift Wealth Management, LLC CRD: 142929 | - | 0 | 1 | - | Unknown |
| Asset Management CRD: 320739 | - | 0 | 0 | - | Unknown |
| Asset Management Advisors Inc CRD: 105921 | - | 0 | 0 | - | Unknown |
| Asset Management Advisors, LLC CRD: 111309 | - | 0 | 2 | - | Unknown |