Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CW SECURITIES, LLC CRD: 124496 | TN | 0 | 1 | A | Active |
| CWA NAPLES, LLC CRD: 166489 | — | 0 | 0 | A | Unknown |
| CWCI LLC CRD: 144535 | — | 0 | 0 | A | Unknown |
| CWM ADVISORY, LLC CRD: 299923 | — | 0 | 0 | A | Unknown |
| CWM PARTNERS, LLC CRD: 299857 | — | 0 | 0 | A | Unknown |
| CWM, LLC CRD: 154383 | — | 0 | 0 | A | Unknown |
| CWM, LLC CRD: 155344 | — | 0 | 0 | A | Unknown |
| CWOS FOR HIRE CRD: 282564 | — | 0 | 0 | A | Unknown |
| CWPIM CRD: 288024 | — | 0 | 0 | A | Unknown |
| CWS ASSET MANAGEMENT CRD: 168521 | — | 0 | 0 | A | Unknown |
| CWS INVESTMENTS CRD: 23551 | CA | 2 | 1 | F | Active |
| CWS SECURITIES, LLC CRD: 128498 | — | 0 | 0 | A | INACTIVE |
| CWS WEALTH PARTNERS CRD: 316112 | — | 0 | 0 | A | Unknown |
| CWZT TRADING CORPORATION CRD: 45798 | — | 1 | 0 | F | INACTIVE |
| CX, INC. CRD: 19168 | — | 0 | 0 | A | INACTIVE |
| CXR MANAGEMENT, LLC CRD: 333268 | — | 0 | 0 | A | Unknown |
| CYGNET INVESTMENT CO., INC. CRD: 127209 | — | 0 | 0 | A | Unknown |
| CYGNUS FUNDS (USA) INC. CRD: 293363 | — | 0 | 0 | A | Unknown |
| CYGNUS GROUP LLC CRD: 169408 | — | 0 | 0 | A | Unknown |
| CYNOSURE GROUP, LLC CRD: 281399 | — | 0 | 0 | A | Unknown |
| CYP TRADING, INC. CRD: 127234 | — | 0 | 0 | A | INACTIVE |
| CYPF MANAGER V, LLC CRD: 307280 | — | 0 | 0 | A | Unknown |
| CYPF MANAGER VI, LLC CRD: 320866 | — | 0 | 0 | A | Unknown |
| CYPHER MANAGEMENT LLC CRD: 295402 | — | 0 | 0 | A | Unknown |
| CYPHR MC, LLC CRD: 315519 | — | 0 | 0 | A | Unknown |
| CYPRESS CAPITAL CRD: 335347 | — | 0 | 0 | A | Unknown |
| CYPRESS CAPITAL CORPORATION CRD: 7919 | — | 0 | 0 | A | INACTIVE |
| CYPRESS CAPITAL CORPORATION CRD: 42618 | — | 0 | 0 | A | INACTIVE |
| CYPRESS CAPITAL GROUP CRD: 121923 | — | 0 | 0 | A | Unknown |
| CYPRESS CAPITAL, LLC CRD: 171266 | — | 0 | 0 | A | Unknown |
| CYPRESS PARTNERS, LLC CRD: 148070 | — | 0 | 0 | A | Unknown |
| CYPRIUM PARTNERS CRD: 160746 | — | 0 | 0 | A | Unknown |
| CYR FINANCIAL INC. CRD: 277118 | — | 0 | 0 | A | Unknown |
| CYRUS CAPITAL PARTNERS, L.P. CRD: 136713 | — | 0 | 0 | A | Unknown |
| CYWP FUND CRD: 337234 | — | 0 | 0 | A | Unknown |
| CZ CAPITAL LLP CRD: 161126 | — | 0 | 0 | A | Unknown |
| CZ HEDGE MANAGEMENT, LLC CRD: 159855 | — | 0 | 0 | A | Unknown |
| D & D DISCOUNT BROKERAGE SERVICES CRD: 21447 | — | 0 | 0 | A | INACTIVE |
| D & D GROUP CRD: 14498 | — | 0 | 0 | A | INACTIVE |
| D & D SECURITIES, INC. CRD: 31470 | PA | 16 | 0 | F | Active |
| D & G ADVISORY GROUP, L.L.C. CRD: 125055 | — | 0 | 0 | A | Unknown |
| D C VOSS & COMPANY, LLC CRD: 123392 | — | 0 | 0 | A | Unknown |
| D CAPITAL, INC. CRD: 336322 | — | 0 | 0 | A | Unknown |
| D N D TRADING L.L.C. CRD: 100540 | — | 0 | 0 | A | INACTIVE |
| D P INVESTMENTS, INC. CRD: 17758 | — | 0 | 0 | A | INACTIVE |
| D STREET FINANCIAL CRD: 318896 | — | 0 | 0 | A | Unknown |
| D TRADE, LP CRD: 103908 | — | 0 | 0 | A | INACTIVE |
| D&F EQUITIES, LTD. CRD: 23939 | — | 0 | 0 | A | INACTIVE |
| D&L TRADING, L.L.C. CRD: 33164 | — | 0 | 0 | A | INACTIVE |
| D'AGOSTINO, ROBERT CRD: 32401 | — | 0 | 0 | A | INACTIVE |