Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CURATUS CAPITAL LLC CRD: 281043 | — | 0 | 0 | A | Unknown |
| CURCIO WEBB, LLC CRD: 109066 | — | 0 | 0 | A | Unknown |
| CURE8 VENTURES, LLC CRD: 300866 | — | 0 | 0 | A | Unknown |
| CUREX SECURITIES (USA), LLC CRD: 170141 | — | 0 | 0 | A | INACTIVE |
| CURI CAPITAL CRD: 281133 | — | 0 | 0 | A | Unknown |
| CURI CAPITAL, LLC CRD: 134249 | — | 0 | 0 | A | Unknown |
| CURIAM CAPITAL LLC CRD: 305220 | — | 0 | 0 | A | Unknown |
| CURIAN CAPITAL, LLC CRD: 120270 | — | 0 | 0 | A | Unknown |
| CURIAN CLEARING, LLC CRD: 132938 | — | 1 | 0 | F | INACTIVE |
| CURIE BIO CRD: 323682 | — | 0 | 0 | A | Unknown |
| CURIO WEALTH, LLC CRD: 328178 | — | 0 | 0 | A | Unknown |
| CURIS PARTNERS (US), LLC CRD: 285067 | — | 0 | 0 | A | Unknown |
| CURISA CAPITAL, LLC CRD: 332037 | — | 0 | 0 | A | Unknown |
| CURREN & COMPANY CRD: 25978 | — | 0 | 0 | A | INACTIVE |
| CURRENT INVESTMENTS INC. CRD: 299535 | — | 0 | 0 | A | Unknown |
| CURRIN INVESTMENTS, INC. CRD: 15093 | — | 0 | 0 | A | INACTIVE |
| CURRY GLOBAL CRD: 335148 | — | 0 | 0 | A | Unknown |
| CURRY WEBB WEALTH MANAGEMENT LLC CRD: 168692 | — | 0 | 0 | A | Unknown |
| CURTIS ADVISORY GROUP, LLC CRD: 151695 | — | 0 | 0 | A | Unknown |
| CURTIS CAPITAL, LLC CRD: 329711 | — | 0 | 0 | A | Unknown |
| CURTIS HENDRIX, INC. CRD: 14260 | — | 0 | 0 | A | INACTIVE |
| CURTIS J. TIMM, INC. CRD: 14417 | — | 0 | 0 | A | INACTIVE |
| CURTIS POINT CAPITAL CRD: 307399 | MA | 0 | 1 | A | Active |
| CURTISS WEALTH ADVISORY LLC CRD: 155942 | — | 0 | 0 | A | Unknown |
| CURVE CAPITAL LLC CRD: 166408 | — | 0 | 0 | A | Unknown |
| CUSANA CAPITAL LLP CRD: 331834 | — | 0 | 0 | A | Unknown |
| CUSCATLAN SECURITIES, CORP. CRD: 25645 | — | 0 | 0 | A | INACTIVE |
| CUSHING CAPITAL CORPORATION CRD: 5881 | — | 0 | 0 | A | INACTIVE |
| CUSO PARTNERS, LLC CRD: 2406 | — | 0 | 0 | A | INACTIVE |
| CUSTOM FIT FINANCIAL CRD: 332622 | — | 0 | 0 | A | Unknown |
| CUSTOM HOUSE CAPITAL CORPORATION CRD: 123981 | — | 0 | 0 | A | Unknown |
| CUSTOMERS' YACHTS ADVISERS, INC. CRD: 307730 | — | 0 | 0 | A | Unknown |
| CUTLER GROUP, LLC CRD: 31730 | — | 28 | 0 | F | INACTIVE |
| CUTTER & COMPANY, INC. CRD: 22449 | — | 1 | 0 | F | INACTIVE |
| CUTTER & DIXON CRD: 1570 | — | 0 | 0 | A | INACTIVE |
| CUVM, LLC CRD: 319710 | — | 0 | 0 | A | Unknown |
| CV BROKERAGE, INC CRD: 462 | — | 10 | 0 | F | INACTIVE |
| CV SECURITIES LLC CRD: 323246 | TX | 0 | 1 | A | Active |
| CV2M, LLC CRD: 339079 | — | 0 | 0 | A | Unknown |
| CVC ADVISORS (U.S.) INC. CRD: 174050 | — | 0 | 0 | A | Unknown |
| CVC CAPITAL PARTNERS ADVISORY COMPANY LIMITED CRD: 161620 | — | 0 | 0 | A | Unknown |
| CVC DIF CRD: 291064 | — | 0 | 0 | A | Unknown |
| CVC PARTNERS, LLC CRD: 306591 | — | 0 | 0 | A | Unknown |
| CVE CAPITAL CORP. CRD: 299586 | — | 0 | 0 | A | Unknown |
| CVP CAPITAL LLC CRD: 165602 | — | 0 | 0 | A | INACTIVE |
| CVP MANAGEMENT, INC. CRD: 169433 | — | 0 | 0 | A | Unknown |
| CVP-USA MANAGEMENT CRD: 326875 | — | 0 | 0 | A | Unknown |
| CVW FINANCIAL, LLC CRD: 317756 | — | 0 | 0 | A | Unknown |
| CW F-OFFICE LLC CRD: 327924 | — | 0 | 0 | A | Unknown |
| CW GROUP LLC CRD: 174413 | — | 0 | 0 | A | Unknown |