Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CSI SECURITIES, INC. CRD: 14222 | — | 0 | 0 | A | INACTIVE |
| CSI WEALTH MANAGEMENT CRD: 328963 | — | 0 | 0 | A | Unknown |
| CSLA FINANCIAL INC CRD: 283082 | — | 0 | 0 | A | Unknown |
| CSM CAPITAL CORPORATION CRD: 129789 | — | 0 | 0 | A | Unknown |
| CSOIC GP LLC CRD: 296865 | — | 0 | 0 | A | Unknown |
| CSP MGMT LLC CRD: 338953 | — | 0 | 0 | A | Unknown |
| CSP SECURITIES, LP CRD: 136941 | TX | 0 | 1 | A | Active |
| CSR CAPITAL CRD: 335906 | — | 0 | 0 | A | Unknown |
| CSS CAPITAL ADVISORY LLC CRD: 171711 | — | 0 | 0 | A | Unknown |
| CSS, LLC CRD: 45980 | — | 3 | 0 | F | INACTIVE |
| CST ADVISORY SERVICES, LLC CRD: 170232 | — | 0 | 0 | A | Unknown |
| CST FINANCIAL ADVISORY LLC CRD: 324035 | — | 0 | 0 | A | Unknown |
| CSUITE INVESTMENT LLC CRD: 299116 | — | 0 | 0 | A | Unknown |
| CSW PARTNERS, LLC CRD: 170085 | — | 0 | 0 | A | Unknown |
| CT CAPITAL, LLC CRD: 135578 | — | 0 | 0 | A | Unknown |
| CTA FINANCIAL CRD: 167417 | — | 0 | 0 | A | Unknown |
| CTC FUND LLC CRD: 124930 | — | 0 | 0 | A | INACTIVE |
| CTC XS, LLC CRD: 139078 | — | 1 | 0 | F | INACTIVE |
| CTC, LLC CRD: 44597 | IL | 18 | 1 | F | Active |
| CTD RIA, LLC CRD: 157671 | — | 0 | 0 | A | Unknown |
| CTEC.AI, LLC CRD: 297382 | — | 0 | 0 | A | Unknown |
| CTF, INC. CRD: 8293 | — | 0 | 0 | A | INACTIVE |
| CTL SECURITIES LLC CRD: 147369 | NY | 1 | 1 | F | Active |
| CTM FINANCIAL, LLC CRD: 124458 | — | 0 | 0 | A | Unknown |
| CTMA WEALTH MANAGEMENT CRD: 157855 | — | 0 | 0 | A | Unknown |
| CTR FINANCIAL CRD: 281401 | — | 0 | 0 | A | Unknown |
| CTS CONSULTING, LLC CRD: 144139 | — | 0 | 0 | A | Unknown |
| CU SECURITIES CORP. CRD: 14957 | — | 0 | 0 | A | INACTIVE |
| CUBE CAPITAL CRD: 171789 | — | 0 | 0 | A | Unknown |
| CUBED CAPITAL CRD: 305144 | — | 0 | 0 | A | Unknown |
| CUBERA X (GP) LIMITED CRD: 326676 | — | 0 | 0 | A | Unknown |
| CUBETECH CAPITAL, LLC CRD: 284475 | — | 0 | 0 | A | Unknown |
| CUDOS CRD: 292579 | — | 0 | 0 | A | Unknown |
| CULAS CORPORATION CRD: 2912 | — | 0 | 0 | A | INACTIVE |
| CULLEN CIOFFI CAPITAL MANAGEMENT CRD: 318803 | — | 0 | 0 | A | Unknown |
| CULLEN, JAMES EMMET CRD: 35056 | — | 0 | 0 | A | INACTIVE |
| CULLUM & SANDOW SECURITIES, INC. CRD: 15836 | — | 0 | 0 | A | INACTIVE |
| CULMEN GROUP, L.P. CRD: 35514 | — | 0 | 0 | A | INACTIVE |
| CULPEPPER GROUP LLC CRD: 148909 | — | 0 | 0 | A | Unknown |
| CULTIVAR CAPITAL, INC. CRD: 160145 | — | 0 | 0 | A | Unknown |
| CULTIVATING WEALTH CRD: 282447 | — | 0 | 0 | A | Unknown |
| CULVERT CAPITAL LLC CRD: 313898 | IL | 0 | 1 | A | Active |
| CULVERWELL & CO., INC. CRD: 14558 | — | 5 | 0 | F | INACTIVE |
| CUMBIE ADVISORY SERVICES, INC CRD: 142606 | — | 0 | 0 | A | Unknown |
| CUMMINGS & CO., INC. CRD: 1562 | — | 0 | 0 | A | INACTIVE |
| CUNNING CAPITAL, LLC CRD: 310482 | — | 0 | 0 | A | Unknown |
| CURATE CAPITAL LLC CRD: 318939 | — | 0 | 0 | A | Unknown |
| CURATED FINANCIAL CRD: 301516 | — | 0 | 0 | A | Unknown |
| CURATIVE VENTURES CRD: 300322 | — | 0 | 0 | A | Unknown |
| CURATOR ADVISORY, LLC CRD: 145817 | — | 0 | 0 | A | Unknown |