Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CROW POINT PARTNERS, LLC CRD: 141836 | — | 0 | 0 | A | Unknown |
| CROW'S NEST HOLDINGS LP CRD: 316652 | — | 0 | 0 | A | Unknown |
| CROWDSMART, INC. CRD: 297620 | — | 0 | 0 | A | Unknown |
| CROWELL WEEDON & CO. CRD: 168622 | — | 17 | 0 | F | INACTIVE |
| CROWELL, WEEDON & CO. CRD: 193 | — | 28 | 0 | F | INACTIVE |
| CROWLEY SECURITIES CRD: 16065 | — | 0 | 0 | A | INACTIVE |
| CROWN CAPITAL CORPORATION CRD: 118924 | — | 0 | 0 | A | Unknown |
| CROWN CAPITAL CORPORATION CRD: 10184 | — | 0 | 0 | A | INACTIVE |
| CROWN FINANCIAL CRD: 290323 | — | 0 | 0 | A | Unknown |
| CROWN GROUP, LTD. CRD: 19301 | — | 0 | 0 | A | INACTIVE |
| CROWN OAK ADVISORS CRD: 309749 | — | 0 | 0 | A | Unknown |
| CROWN WEALTH MANAGEMENT, INC. CRD: 112325 | — | 0 | 0 | A | Unknown |
| CRP MANAGEMENT XI, LLC CRD: 295970 | — | 0 | 0 | A | Unknown |
| CRR WEALTH MANAGEMENT CRD: 174155 | — | 0 | 0 | A | Unknown |
| CRT CAPITAL GROUP LLC CRD: 28830 | — | 13 | 0 | F | INACTIVE |
| CRT OPTIONS CRD: 14771 | — | 0 | 0 | A | INACTIVE |
| CRT SECURITIES CRD: 16703 | — | 0 | 0 | A | INACTIVE |
| CRT TRADING, LLC CRD: 44713 | — | 1 | 0 | F | INACTIVE |
| CRU WEALTH MANAGEMENT CRD: 315476 | — | 0 | 0 | A | Unknown |
| CRUSE INVESTMENTS CRD: 168568 | — | 0 | 0 | A | Unknown |
| CRUSON, GERALD T CRD: 122523 | — | 0 | 0 | A | Unknown |
| CRUX AND COMPANY, LLC CRD: 284931 | — | 0 | 0 | A | Unknown |
| CRUX CAPITAL LTD CRD: 149665 | — | 0 | 0 | A | Unknown |
| CRV, LLC CRD: 160470 | — | 0 | 0 | A | Unknown |
| CRYDER CAPITAL CRD: 268801 | — | 0 | 0 | A | Unknown |
| CRYPFINE LLC CRD: 337415 | — | 0 | 0 | A | Unknown |
| CRYPTO CAPITAL, LLC CRD: 318912 | — | 0 | 0 | A | Unknown |
| CRYPTO LOTUS LLC CRD: 289267 | — | 0 | 0 | A | Unknown |
| CRYPTO YIELD CAPITAL, LLC CRD: 315713 | — | 0 | 0 | A | Unknown |
| CRYPTOLINK CAPITAL CRD: 292804 | — | 0 | 0 | A | Unknown |
| CRYSTAL COVE CAPITAL LLC CRD: 135193 | — | 0 | 0 | A | INACTIVE |
| CRYSTAL COVE CAPITAL MANAGEMENT, LLC CRD: 170772 | — | 0 | 0 | A | Unknown |
| CRYSTAL INVESTMENT MANAGEMENT CRD: 153500 | — | 0 | 0 | A | Unknown |
| CS ADVISORS INC. CRD: 168412 | — | 0 | 0 | A | Unknown |
| CS ADVISORS INC. CRD: 130729 | — | 0 | 0 | A | Unknown |
| CS ELLIS CRD: 336094 | — | 0 | 0 | A | Unknown |
| CS LABS, LLC CRD: 304673 | — | 0 | 0 | A | Unknown |
| CS MCKEE CRD: 306128 | — | 0 | 0 | A | Unknown |
| CS PLANNING CORP CRD: 149937 | — | 0 | 0 | A | Unknown |
| CS SECURITIES, INC. CRD: 40685 | — | 0 | 0 | A | INACTIVE |
| CS WEALTH MANAGEMENT CRD: 322001 | — | 0 | 0 | A | Unknown |
| CSB INVESTMENTS CO. CRD: 35227 | — | 0 | 0 | A | INACTIVE |
| CSC PARTNERS, LLC CRD: 315466 | — | 0 | 0 | A | Unknown |
| CSC SECURITIES LTD. CRD: 31795 | — | 0 | 0 | A | INACTIVE |
| CSD FINANCIAL LLC CRD: 310948 | — | 0 | 0 | A | Unknown |
| CSENGE ADVISORY GROUP, LLC CRD: 131167 | — | 0 | 0 | A | Unknown |
| CSFP CAPITAL, INC. CRD: 31796 | — | 0 | 0 | A | INACTIVE |
| CSG FINANCIAL CRD: 330894 | — | 0 | 0 | A | Unknown |
| CSG WEALTH MANAGEMENT CRD: 153482 | — | 0 | 0 | A | Unknown |
| CSI ADVISORY GROUP, LTD CRD: 291766 | — | 0 | 0 | A | Unknown |