Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CRESSIDA CAPITAL, INC CRD: 32352 | — | 0 | 0 | A | INACTIVE |
| CREST CAPITAL LLC CRD: 172664 | — | 3 | 0 | F | INACTIVE |
| CREST CAPITAL, INC. CRD: 14484 | — | 0 | 0 | A | INACTIVE |
| CREST INVESTMENTS, INC. CRD: 16788 | — | 0 | 0 | A | INACTIVE |
| CREST MANAGEMENT PARTNERS, L.P. CRD: 38698 | — | 1 | 0 | F | INACTIVE |
| CREST ROCK PARTNERS CRD: 305101 | — | 0 | 0 | A | Unknown |
| CRESTONE VC CRD: 318628 | — | 0 | 0 | A | Unknown |
| CRESTVIEW PARTNERS CRD: 157488 | — | 0 | 0 | A | Unknown |
| CRESTWAY ADVISORY GROUP CRD: 309278 | — | 0 | 0 | A | Unknown |
| CRESVITA CAPITAL CRD: 333252 | — | 0 | 0 | A | Unknown |
| CREWE CAPITAL CRD: 152527 | UT | 0 | 1 | A | Active |
| CREWSON FINANCIAL CRD: 336683 | — | 0 | 0 | A | Unknown |
| CRF FINANCIAL GROUP CRD: 127388 | — | 0 | 0 | A | Unknown |
| CRG CRD: 132967 | — | 0 | 0 | A | Unknown |
| CRG WEALTH, LLC CRD: 300615 | — | 0 | 0 | A | Unknown |
| CRH SECURITIES, LP CRD: 46856 | — | 0 | 0 | A | INACTIVE |
| CRI M&A ADVISORS, LLC CRD: 154996 | AL | 0 | 1 | A | Active |
| CRI SECURITIES, LLC CRD: 22589 | — | 1 | 0 | F | INACTIVE |
| CRIMSON CAPITAL CHINA INC. CRD: 163808 | — | 0 | 0 | A | Unknown |
| CRIMSON MANAGEMENT CRD: 111779 | — | 0 | 0 | A | Unknown |
| CRIMSON WEALTH CRD: 334123 | — | 0 | 0 | A | Unknown |
| CRIONNA WEALTH LLC CRD: 330136 | — | 0 | 0 | A | Unknown |
| CRIS CAPITAL, LTD. CRD: 281642 | — | 0 | 0 | A | Unknown |
| CRISP, RONALD W CRD: 123026 | — | 0 | 0 | A | Unknown |
| CRIT VENTURES CRD: 338109 | — | 0 | 0 | A | Unknown |
| CRIT VENTURES CRD: 324634 | — | 0 | 0 | A | Unknown |
| CRITICAL FRONTIER CRD: 172281 | — | 0 | 0 | A | Unknown |
| CRITO CAPITAL LLC CRD: 161724 | CT | 0 | 1 | A | Active |
| CRM CAPITAL CORP. CRD: 19191 | — | 0 | 0 | A | INACTIVE |
| CROAK CAPITAL CRD: 297666 | — | 0 | 0 | A | Unknown |
| CROCKER CAPITAL, LLC CRD: 298284 | — | 0 | 0 | A | Unknown |
| CROCKETT CAPITAL LLC CRD: 326751 | — | 0 | 0 | A | Unknown |
| CROCUS HILL PARTNERS CRD: 287803 | — | 0 | 0 | A | Unknown |
| CROFT & BENDER, LP CRD: 46680 | GA | 0 | 1 | A | Active |
| CROFT INVESTMENT CORP. CRD: 45060 | — | 0 | 0 | A | INACTIVE |
| CROMWELL, KNIGHT & CO., INC. CRD: 10512 | — | 0 | 0 | A | INACTIVE |
| CRONIN & CO., INC. CRD: 6996 | — | 4 | 0 | F | INACTIVE |
| CRONOS SECURITIES CORP CRD: 8556 | — | 0 | 0 | A | INACTIVE |
| CRONUS PARTNERS LLC CRD: 133392 | — | 0 | 0 | A | INACTIVE |
| CROSBY ADVISORY GROUP, LLC CRD: 282673 | — | 0 | 0 | A | Unknown |
| CROSS BORDER PRIVATE CAPITAL, L.L.C. CRD: 41054 | — | 1 | 0 | F | INACTIVE |
| CROSS CAPITAL CORPORATION CRD: 21223 | — | 0 | 0 | A | INACTIVE |
| CROSS RESEARCH CRD: 144823 | — | 0 | 0 | A | INACTIVE |
| CROSSBEAM CAPITAL CRD: 161211 | — | 0 | 0 | A | Unknown |
| CROSSGEN WEALTH LLC CRD: 336270 | — | 0 | 0 | A | Unknown |
| CROSSOVER CAPITAL CRD: 326625 | — | 0 | 0 | A | Unknown |
| CROSSPLAN MONEY MANAGEMENT CRD: 129489 | — | 0 | 0 | A | Unknown |
| CROSSROADS CAPITAL CORPORATION CRD: 31771 | — | 0 | 0 | A | INACTIVE |
| CROSSROADS CAPITAL MANAGEMENT, INC. CRD: 145677 | — | 0 | 0 | A | Unknown |
| CROW CREEK WEALTH CRD: 301998 | — | 0 | 0 | A | Unknown |