Branch offices
2 offices
FINRA: Small firm
CRD #155178 · FINRA BrokerCheck + SEC IAPD
Asante Capital Group Advisors LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Asante Capital Group Advisors LLC ranks #5,916 of 20,055 by disclosure count (most disclosures first). Asante Capital Group Advisors LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #5,916 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 155178 Asante Capital Group Advisors LLC
Asante Capital Group Advisors LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 155178
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #5,916 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Asante Capital Group Advisors LLC ranks #5,916 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Asante Capital Group Advisors LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- London
- CRD Number
- 155178
Clean BrokerCheck surface
Asante Capital Group Advisors LLC's clean BrokerCheck surface
Asante Capital Group Advisors LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Asante Capital Group Advisors LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Asante Capital Group Advisors LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Asante Capital Group Advisors LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Asante Capital Group Advisors LLC ranks #5,916 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Asante Capital Group Advisors LLC?
A grade of A means Asante Capital Group Advisors LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Asante Capital Group Advisors LLC have?
Asante Capital Group Advisors LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Asante Capital Group Advisors LLC?
Asante Capital Group Advisors LLC operates 2 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Asante Capital Group Advisors LLC's disciplinary record?
You can verify Asante Capital Group Advisors LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 155178. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Asante Capital Group Advisors LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Asante Capital Group Advisors LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Asante Capital Group Advisors LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Asante Capital Group Advisors LLC's 0.00
- How to Vet a Financial Advisor - Use Asante Capital Group Advisors LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Asante Capital Group Advisors LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Asante Capital Group Advisors LLC.
- Compare firms - put Asante Capital Group Advisors LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.