Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Pinkston Consulting, PLLC
CRD: 144653
 - 0 0 - Unknown
Pinky Promise Management Co 1, LLC
CRD: 331636
 - 0 1 - Unknown
Pinnacle Advisors
CRD: 106817
 - 0 13 - Unknown
Pinnacle Advisors LLC
CRD: 107275
 - 0 1 - Unknown
Pinnacle Advisory Group, Inc.
CRD: 107757
 - 0 0 - Unknown
Pinnacle Asset Management
CRD: 127928
 - 0 0 - Unknown
Pinnacle Asset Management, L.P.
CRD: 126487
 - 0 1 - Unknown
Pinnacle Associates, Ltd.
CRD: 110631
 - 0 28 - Unknown
Pinnacle Brokerage Services, LLC
CRD: 149200
 - 0 0 A INACTIVE
Pinnacle Capital Management
CRD: 128363
 - 0 1 - Unknown
Pinnacle Capital Securities, LLC
CRD: 106213
 CA 0 2 A Active
Pinnacle Crypto Exchange. Inc
CRD: 340112
 - 0 1 - Unknown
Pinnacle Equity Partners GP LLC
CRD: 330485
 - 0 1 - Unknown
Pinnacle Financial Freedom LLC
CRD: 319369
 - 0 1 - Unknown
Pinnacle Financial Group LLC
CRD: 332295
 - 0 1 - Unknown
Pinnacle Financial Group LLC
CRD: 116600
 - 0 1 - Unknown
Pinnacle Financial Group, LLC
CRD: 131674
 - 4 0 C INACTIVE
Pinnacle Financial Planning
CRD: 317718
 - 0 0 - Unknown
Pinnacle Financial Planning, LLC.
CRD: 311172
 - 0 0 - Unknown
Pinnacle Financial Services, LLC
CRD: 125425
 - 0 1 - Unknown
Pinnacle Financial, Inc.
CRD: 30691
 - 0 0 A INACTIVE
Pinnacle Group Securities, LLC
CRD: 119835
 - 0 0 A INACTIVE
Pinnacle Hill Partners LP
CRD: 334215
 - 0 1 - Unknown
Pinnacle Holdings Corporation
CRD: 15044
 - 0 0 A INACTIVE
Pinnacle Investment Advisors
CRD: 108086
 - 0 2 - Unknown
Pinnacle Investment Advisors, LLC
CRD: 287763
 - 0 1 - Unknown
Pinnacle Investment Management Inc
CRD: 106222
 - 0 0 - Unknown
Pinnacle Investments, Inc.
CRD: 40686
 - 0 0 A INACTIVE
Pinnacle Investments, LLC
CRD: 142910
 NY 4 33 B Active
Pinnacle Partner Management LLC
CRD: 324639
 - 0 2 - Unknown
Pinnacle Partners Financial Corporation
CRD: 145523
 - 4 0 C INACTIVE
Pinnacle Peak Capital Management LLC
CRD: 123588
 - 0 2 - Unknown
Pinnacle Peak Management II, L.L.C.
CRD: 316762
 - 0 1 - Unknown
Pinnacle Peak Management LLC
CRD: 296518
 - 0 0 - Unknown
Pinnacle Peak Private Client Group, LLC
CRD: 282003
 - 0 2 - Unknown
Pinnacle Peak Wealth Management
CRD: 305316
 - 0 1 - Unknown
Pinnacle Pension Consultants LLC
CRD: 133442
 - 0 4 - Unknown
Pinnacle Planning Advisors, LLC
CRD: 155093
 - 0 1 - Unknown
Pinnacle Planning Partners, LLC
CRD: 306777
 - 0 0 - Unknown
Pinnacle Plus Wealth Management
CRD: 153896
 - 0 0 - Unknown
Pinnacle Portfolio Advisors
CRD: 287622
 - 0 1 - Unknown
Pinnacle Private Ventures, LLC
CRD: 317274
 - 0 1 - Unknown
Pinnacle Private Wealth, LLC
CRD: 170315
 - 0 0 - Unknown
Pinnacle Retirement & Financial Planning
CRD: 136331
 - 0 1 - Unknown
Pinnacle Securities
CRD: 22306
 - 0 0 A INACTIVE
Pinnacle Securities, Inc.
CRD: 14407
 - 0 0 A INACTIVE
Pinnacle Securities, Inc.
CRD: 30008
 - 0 0 A INACTIVE
Pinnacle Securities, L.P.
CRD: 131118
 - 0 0 A INACTIVE
Pinnacle Timberland Management, Inc.
CRD: 161345
 - 0 0 - Unknown
Pinnacle Treasury Investments, LLC
CRD: 305076
 - 0 1 - Unknown
Page 1121 of 1601 (80,028 total)
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