Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pinnacle Ventures CRD: 148908 | - | 0 | 0 | - | Unknown |
| Pinnacle Wealth Advisors CRD: 117517 | - | 0 | 10 | - | Unknown |
| Pinnacle Wealth Advisors CRD: 132634 | - | 0 | 0 | - | Unknown |
| Pinnacle Wealth Advisory, LLC CRD: 327201 | - | 0 | 0 | - | Unknown |
| Pinnacle Wealth Management, Inc. CRD: 121065 | - | 0 | 0 | - | Unknown |
| Pinnacle Wealth Management, LLC CRD: 116636 | - | 0 | 0 | - | Unknown |
| Pinnacle Wealth Partners CRD: 306628 | - | 0 | 0 | - | Unknown |
| Pinney & Scofield, Inc. CRD: 105365 | - | 0 | 4 | - | Unknown |
| Pinno Capital Inc CRD: 338999 | - | 0 | 1 | - | Unknown |
| Pinpoint Asset Management (Singapore) PTE. Ltd. CRD: 340384 | - | 0 | 0 | - | Unknown |
| Pinpoint Capital Advisors CRD: 165945 | - | 0 | 0 | - | Unknown |
| Pinto, Joseph J CRD: 161729 | - | 0 | 0 | - | Unknown |
| Pinvest CRD: 331586 | - | 0 | 1 | - | Unknown |
| Pinyin Capital Management Hong Kong Limited CRD: 282171 | - | 0 | 0 | - | Unknown |
| Pinyon Asset Management LP CRD: 172575 | - | 0 | 0 | - | Unknown |
| Pinyon Pine Capital LLC CRD: 155916 | - | 0 | 2 | - | Unknown |
| Pinz Capital Management LP CRD: 287689 | - | 0 | 0 | - | Unknown |
| Piolet Capital, L.P. CRD: 165867 | - | 0 | 0 | - | Unknown |
| Pioneer Advisory CRD: 166266 | - | 0 | 2 | - | Unknown |
| Pioneer Advisory LLC CRD: 337502 | - | 0 | 1 | - | Unknown |
| Pioneer Associates, Inc. CRD: 29086 | - | 0 | 0 | A | INACTIVE |
| Pioneer Capital, LLC CRD: 103774 | - | 0 | 0 | A | INACTIVE |
| Pioneer Diversified Investments, Inc. CRD: 15729 | - | 0 | 0 | A | INACTIVE |
| Pioneer Family Office, LLC CRD: 142856 | - | 0 | 1 | - | Unknown |
| Pioneer Financial Advisors CRD: 118360 | - | 0 | 1 | - | Unknown |
| Pioneer Financial, Inc. CRD: 137940 | - | 0 | 2 | - | Unknown |
| Pioneer Fund CRD: 312046 | - | 0 | 0 | - | Unknown |
| Pioneer Global Investments Ltd. CRD: 340593 | - | 0 | 1 | - | Unknown |
| Pioneer Point Partners LLP CRD: 323254 | - | 0 | 0 | - | Unknown |
| Pioneer Portfolio Corp. CRD: 17817 | - | 1 | 0 | B | INACTIVE |
| Pioneer Securities, Inc. CRD: 5922 | - | 0 | 0 | A | INACTIVE |
| Pioneer Securities, Inc. CRD: 38855 | - | 0 | 0 | A | INACTIVE |
| Pioneer Street Partners, LLC CRD: 166796 | - | 0 | 0 | - | Unknown |
| Pioneer Wealth Management Group CRD: 133429 | - | 0 | 3 | - | Unknown |
| Pionex Investments Inc. CRD: 318475 | - | 0 | 1 | - | Unknown |
| Pios Capital, LLC CRD: 330724 | - | 0 | 1 | - | Unknown |
| Piot Associates LLC CRD: 109498 | - | 0 | 0 | - | Unknown |
| PIP Capital & Consulting, LLC CRD: 297807 | - | 0 | 1 | - | Unknown |
| Pipeline Capital Partners I GP, LLC CRD: 288042 | - | 0 | 1 | - | Unknown |
| Pipeline Capital, LLC CRD: 175111 | - | 0 | 0 | - | Unknown |
| Pipeline Wealth Partners, LLC CRD: 287626 | - | 0 | 0 | - | Unknown |
| Piper Heartland Healthcare Capital, LLC CRD: 310044 | - | 0 | 1 | - | Unknown |
| Piper Jaffray Investment Management, LLC CRD: 145876 | - | 0 | 0 | - | Unknown |
| Piper PE LLP CRD: 283361 | - | 0 | 0 | - | Unknown |
| Piper Sandler & Co. CRD: 665 | MN | 192 | 80 | D | Active |
| Piper Sandler Advisors LLC CRD: 134172 | - | 0 | 0 | - | Unknown |
| Piper Sandler Advisors LLC CRD: 307823 | - | 0 | 0 | - | Unknown |
| Piper Sandler Ltd. CRD: 163758 | - | 0 | 0 | - | Unknown |
| Piper Ventures LLC CRD: 318076 | - | 0 | 1 | - | Unknown |
| Pipo Capital CRD: 322836 | - | 0 | 1 | - | Unknown |