CRD #103774 · FINRA BrokerCheck + SEC IAPD

Pioneer Capital, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pioneer Capital, LLC ranks #15,649 of 20,055 by disclosure count (most disclosures first). Pioneer Capital, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 0 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
0
branch offices
0
disclosures
#15,649 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 103774 Pioneer Capital, LLC

Pioneer Capital, LLC · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 103774
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #15,649 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00Pioneer Capital, LLC (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

Pioneer Capital, LLC ranks #15,649 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

- per office

footprint not reported

Clean disclosure surface

Pioneer Capital, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 0 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
103774

Clean BrokerCheck surface

Pioneer Capital, LLC's clean BrokerCheck surface

Pioneer Capital, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 0 branch offices (Grade A).

Pioneer Capital, LLC shows zero reportable disclosures across 0 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Pioneer Capital, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Pioneer Capital, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pioneer Capital, LLC ranks #15,649 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Pioneer Capital, LLC?
A grade of A means Pioneer Capital, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Pioneer Capital, LLC have?
Pioneer Capital, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Pioneer Capital, LLC?
Pioneer Capital, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Pioneer Capital, LLC's disciplinary record?
You can verify Pioneer Capital, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 103774. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Pioneer Capital, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Pioneer Capital, LLC's 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Pioneer Capital, LLC's 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Pioneer Capital, LLC's 0.00
  • How to Vet a Financial Advisor - Use Pioneer Capital, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Pioneer Capital, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Pioneer Capital, LLC.
  • Compare firms - put Pioneer Capital, LLC next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.