Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pipv Management CRD: 294743 | - | 0 | 0 | - | Unknown |
| Pira Wealth Management CRD: 311967 | - | 0 | 3 | - | Unknown |
| Piraeus Management LP CRD: 288506 | - | 0 | 0 | - | Unknown |
| Pirque LLC CRD: 308141 | - | 0 | 1 | - | Unknown |
| Pirrone & Co., Inc. CRD: 29828 | - | 0 | 0 | A | INACTIVE |
| PIS Management, LLC CRD: 282923 | - | 0 | 0 | - | Unknown |
| Piscataqua Research Inc. CRD: 110617 | - | 0 | 2 | - | Unknown |
| Pishon Capital, LLC CRD: 335894 | - | 0 | 1 | - | Unknown |
| Pismo Pacific Financial Services, LLC CRD: 166260 | - | 0 | 2 | - | Unknown |
| Pistol Hill Capital CRD: 332333 | - | 0 | 2 | - | Unknown |
| PIT Bull Trading LLC CRD: 139421 | - | 0 | 0 | A | INACTIVE |
| Pitango Healthtech CRD: 310446 | - | 0 | 0 | - | Unknown |
| Pitango Healthtech MC 2022 Ltd CRD: 330548 | - | 0 | 0 | - | Unknown |
| Pitango International MC 2019 Ltd. CRD: 313693 | - | 0 | 0 | - | Unknown |
| Pitango Venture Capital CRD: 288277 | - | 0 | 0 | - | Unknown |
| Pitango Venture Capital CRD: 163739 | - | 0 | 0 | - | Unknown |
| Pitango Venture Capital CRD: 288280 | - | 0 | 0 | - | Unknown |
| Pitango Venture Management MC 2022 Ltd. CRD: 335368 | - | 0 | 0 | - | Unknown |
| Pitango Venture Partners 2004 Ltd. CRD: 326213 | - | 0 | 0 | - | Unknown |
| Pitbull Ventures, Inc. CRD: 314700 | - | 0 | 1 | - | Unknown |
| Pitcairn CRD: 333260 | - | 0 | 19 | - | Unknown |
| Pithia Inc. CRD: 304425 | - | 0 | 1 | - | Unknown |
| Pithia TWO LLC CRD: 304426 | - | 0 | 1 | - | Unknown |
| Pithom Advisors, Inc. CRD: 310090 | - | 0 | 2 | - | Unknown |
| Pitkin Investments Inc. CRD: 10080 | - | 0 | 0 | A | INACTIVE |
| Piton Securities, L.L.C CRD: 47319 | - | 0 | 0 | A | INACTIVE |
| Pittenger & Anderson Inc CRD: 111033 | - | 0 | 4 | - | Unknown |
| Pitts BAY Investment Management Inc. CRD: 285646 | - | 0 | 0 | - | Unknown |
| Pittsburg Institutional Inc. CRD: 36754 | - | 0 | 0 | A | INACTIVE |
| Pittsburgh Financial Planners, Inc. CRD: 14155 | - | 0 | 0 | A | INACTIVE |
| Pittsburgh Investment Brokers, Inc. CRD: 21934 | - | 1 | 0 | B | INACTIVE |
| Pitzl Financial CRD: 171441 | - | 0 | 3 | - | Unknown |
| Pivan Investment Engineering Co., Inc. CRD: 122417 | - | 0 | 0 | - | Unknown |
| Pivot Capital Management CRD: 160570 | - | 0 | 0 | - | Unknown |
| Pivot Capital Management, LLC CRD: 334969 | - | 0 | 1 | - | Unknown |
| Pivot Capital Partners LLC CRD: 335324 | - | 0 | 2 | - | Unknown |
| Pivot Investment Partners, LLC CRD: 322708 | - | 0 | 1 | - | Unknown |
| Pivot Investment Planning, LLC CRD: 328568 | - | 0 | 1 | - | Unknown |
| Pivot Planning, LLC CRD: 340094 | - | 0 | 1 | - | Unknown |
| Pivot Point Advisors, LLC CRD: 130562 | - | 0 | 3 | - | Unknown |
| Pivot Point Capital Partners, LLC CRD: 154779 | - | 0 | 0 | - | Unknown |
| Pivot Point Wealth Planning CRD: 287623 | - | 0 | 1 | - | Unknown |
| Pivot Wealth Advisors CRD: 334682 | - | 0 | 0 | - | Unknown |
| Pivotal CRD: 324087 | - | 0 | 1 | - | Unknown |
| Pivotal Advisors LLC CRD: 310612 | - | 0 | 1 | - | Unknown |
| Pivotal Bioventure Partners CRD: 287988 | - | 0 | 1 | - | Unknown |
| Pivotal Bioventure Partners CNS Investment Advisor… CRD: 315755 | - | 0 | 0 | - | Unknown |
| Pivotal Investments CRD: 163146 | - | 0 | 1 | - | Unknown |
| Pivotal Planning Group, LLC CRD: 126575 | - | 0 | 0 | - | Unknown |
| Pivotal Research Group LLC CRD: 153029 | - | 0 | 3 | - | Unknown |