Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pivotal Wealth and TAX CRD: 321023 | - | 0 | 2 | - | Unknown |
| Pivotaledge Capital, LLC CRD: 332042 | - | 0 | 1 | - | Unknown |
| Pivotalpath (Americas) LLC CRD: 169429 | - | 0 | 0 | - | Unknown |
| Pivotnorth Services LLC CRD: 162818 | - | 0 | 1 | - | Unknown |
| Pivotpoint Advisors, LLC CRD: 310287 | - | 0 | 2 | - | Unknown |
| Pivovar, Philip E. CRD: 147741 | - | 0 | 0 | - | Unknown |
| Pixel Financial Planning CRD: 285762 | - | 0 | 1 | - | Unknown |
| Pizarro Advisors CRD: 333388 | - | 0 | 1 | - | Unknown |
| PJ Scavuzzo, Inc. CRD: 151742 | - | 0 | 3 | - | Unknown |
| PJFS CRD: 113278 | - | 0 | 0 | - | Unknown |
| PJH Consulting Services, LLC CRD: 175037 | - | 0 | 1 | - | Unknown |
| PJS Investment Management CRD: 104701 | - | 0 | 4 | - | Unknown |
| PJT Partners LP CRD: 171058 | NY | 1 | 25 | B | Active |
| PJV Associates, Inc. CRD: 16494 | - | 0 | 0 | A | INACTIVE |
| PK Capital Advisors II, LLC CRD: 322426 | - | 0 | 0 | - | Unknown |
| PK Capital Advisors, LLC CRD: 298905 | - | 0 | 0 | - | Unknown |
| PK Financial Consulting, LLC CRD: 159385 | - | 0 | 0 | - | Unknown |
| PK Financial Services CRD: 340608 | - | 0 | 2 | - | Unknown |
| PK Financial Strategies, LLC CRD: 116827 | - | 0 | 0 | - | Unknown |
| PK Quantitative Investing, LLC CRD: 314655 | - | 0 | 2 | - | Unknown |
| PK Wealth Advisors CRD: 335676 | - | 0 | 1 | - | Unknown |
| PKDW Equity Partners, LLC CRD: 322433 | - | 0 | 0 | - | Unknown |
| PKJ Capital, LLC CRD: 315962 | - | 0 | 0 | - | Unknown |
| PKS Advisory Services, LLC CRD: 125648 | - | 0 | 31 | - | Unknown |
| PKS Securities, Inc. CRD: 101600 | NY | 0 | 3 | A | Active |
| PKS Trading L.L.C. CRD: 46708 | - | 0 | 0 | A | INACTIVE |
| PL Capital Advisors, LLC CRD: 162083 | - | 0 | 1 | - | Unknown |
| PL Wealth Advisors, LLC CRD: 170887 | - | 0 | 9 | - | Unknown |
| PL3 Capital LP CRD: 331201 | - | 0 | 1 | - | Unknown |
| Place Trade Financial, Inc. CRD: 126867 | NC | 1 | 3 | B | Active |
| Placer Summit Financial Group, LLC CRD: 149750 | - | 0 | 0 | - | Unknown |
| Placitas Capital Management CRD: 165683 | - | 0 | 0 | - | Unknown |
| Plagens & Taylor Wealth Management CRD: 335178 | - | 0 | 1 | - | Unknown |
| Plain Talk Financial Planning, LLC CRD: 332841 | - | 0 | 1 | - | Unknown |
| Plains Advisory LLC CRD: 300110 | - | 0 | 1 | - | Unknown |
| Plains Asset Management, LLC CRD: 170367 | - | 0 | 0 | - | Unknown |
| Plains Coastal, LLC CRD: 285577 | - | 0 | 0 | - | Unknown |
| Plains Ventures CRD: 318572 | - | 0 | 1 | - | Unknown |
| Plainview Investment Management, L.P. CRD: 334349 | - | 0 | 1 | - | Unknown |
| Plaisance Capital LLC CRD: 289363 | - | 0 | 1 | - | Unknown |
| Plaisier Financial Group LLC CRD: 122006 | - | 0 | 1 | - | Unknown |
| Plan CRD: 108588 | - | 0 | 0 | - | Unknown |
| Plan & ACT CRD: 148453 | - | 0 | 2 | - | Unknown |
| Plan a Wealth, LLC CRD: 287860 | - | 0 | 2 | - | Unknown |
| Plan Ahead Advisors CRD: 168685 | - | 0 | 3 | - | Unknown |
| Plan B Investments, Inc. CRD: 136162 | CA | 0 | 3 | A | Active |
| Plan Confidence Corporation CRD: 283781 | - | 0 | 1 | - | Unknown |
| Plan First Wealth LLC CRD: 289185 | - | 0 | 3 | - | Unknown |
| Plan for IT Financial, LLC CRD: 326809 | - | 0 | 1 | - | Unknown |
| Plan for JOY LLC CRD: 298330 | - | 0 | 0 | - | Unknown |