Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Plan for Your Goals, LLC CRD: 320683 | - | 0 | 1 | - | Unknown |
| Plan Group Financial, Inc. CRD: 116508 | - | 0 | 8 | - | Unknown |
| Plan Immigration Advisors Inc. CRD: 171820 | - | 0 | 0 | - | Unknown |
| Plan Intelligence LLC CRD: 283354 | - | 0 | 0 | - | Unknown |
| Plan of Care Advising CRD: 328658 | - | 0 | 0 | - | Unknown |
| Plan Partners LLC CRD: 167647 | - | 0 | 0 | - | Unknown |
| Plan Simple Financial Partners, LLC CRD: 318578 | - | 0 | 0 | - | Unknown |
| Plan Sponsor Adviser, LLC CRD: 132009 | - | 0 | 2 | - | Unknown |
| Plan Sponsor Solutions CRD: 305258 | - | 0 | 0 | - | Unknown |
| Plan Strategies Inc CRD: 110048 | - | 0 | 0 | - | Unknown |
| Plan to Invest Capital Management, Inc. CRD: 153726 | - | 0 | 1 | - | Unknown |
| Plan to Prosper Financial Strategies, LLC CRD: 286536 | - | 0 | 0 | - | Unknown |
| Plan to Prosper Wealth Management CRD: 327660 | - | 0 | 1 | - | Unknown |
| Plan Wise Wealth Group, LLC CRD: 333706 | - | 0 | 1 | - | Unknown |
| Plan With Christina, LLC CRD: 294576 | - | 0 | 0 | - | Unknown |
| Plan2Prosper LLC. CRD: 150292 | - | 0 | 1 | - | Unknown |
| Plan2Retire CRD: 146827 | - | 0 | 1 | - | Unknown |
| Plan2Thrive Financial CRD: 317005 | - | 0 | 1 | - | Unknown |
| Planalto Financial CRD: 338852 | - | 0 | 1 | - | Unknown |
| Planb TAX & Wealth Advisors LLC CRD: 300278 | - | 0 | 1 | - | Unknown |
| Planbound, LLC CRD: 327593 | - | 0 | 2 | - | Unknown |
| Plancorp, LLC CRD: 106599 | - | 0 | 16 | - | Unknown |
| Pland Financial CRD: 297702 | - | 0 | 0 | - | Unknown |
| Plandeavor CRD: 331046 | - | 0 | 2 | - | Unknown |
| Plandynamic, LLC CRD: 291154 | - | 0 | 1 | - | Unknown |
| Planeasy Wealth Inc. CRD: 329108 | - | 0 | 0 | - | Unknown |
| Planet Brokerage, LLC CRD: 47722 | - | 0 | 0 | A | INACTIVE |
| Planet Wealth Securities, Inc. CRD: 119251 | - | 0 | 0 | A | INACTIVE |
| Planeteer Capital CRD: 325008 | - | 0 | 1 | - | Unknown |
| Planfirst Inc CRD: 108941 | - | 0 | 0 | - | Unknown |
| Planful Finance LLC CRD: 322439 | - | 0 | 1 | - | Unknown |
| Planguide Financial CRD: 329089 | - | 0 | 1 | - | Unknown |
| Planit Financial LLC CRD: 293533 | - | 0 | 1 | - | Unknown |
| Planmember Securities Corporation CRD: 11869 | CA | 5 | 303 | B | Active |
| Planned Asset Management CRD: 105986 | - | 0 | 0 | - | Unknown |
| Planned Financial Freedom CRD: 309144 | - | 0 | 0 | - | Unknown |
| Planned Financial Growth Co CRD: 109710 | - | 0 | 0 | - | Unknown |
| Planned Financial Programs, Inc. CRD: 3049 | NY | 1 | 2 | B | Active |
| Planned Financial Security CRD: 141924 | - | 0 | 1 | - | Unknown |
| Planned Futures Financial Group, LLC CRD: 107029 | - | 0 | 0 | - | Unknown |
| Planned Futures Inc. CRD: 23608 | - | 1 | 0 | B | INACTIVE |
| Planned Investment Co., Inc. CRD: 3050 | - | 1 | 0 | B | INACTIVE |
| Planned Investment Consultants, Inc. CRD: 11528 | - | 0 | 0 | A | INACTIVE |
| Planned Investments Inc. CRD: 5066 | - | 0 | 0 | A | INACTIVE |
| Planned Management Company CRD: 14733 | - | 0 | 0 | A | INACTIVE |
| Planned Professional Advisory CRD: 116152 | - | 0 | 0 | - | Unknown |
| Planned Results, Inc. CRD: 127363 | - | 0 | 0 | - | Unknown |
| Planned Securities, Inc. CRD: 16405 | - | 0 | 0 | A | INACTIVE |
| Planned Solutions, Inc. CRD: 105052 | - | 0 | 2 | - | Unknown |
| Planned Wealth Consultants CRD: 113923 | - | 0 | 0 | - | Unknown |