Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Planner Securities LLC CRD: 36866 | NY | 2 | 4 | B | Active |
| Planners Alliance CRD: 290575 | - | 0 | 0 | - | Unknown |
| Planners Financial Services, Inc. CRD: 6751 | - | 0 | 0 | A | INACTIVE |
| Planners Investments, Inc. CRD: 6776 | - | 0 | 0 | A | INACTIVE |
| Planners Securities Network Corporation CRD: 18857 | - | 0 | 0 | A | INACTIVE |
| Planning Alternatives Ltd CRD: 110268 | - | 0 | 5 | - | Unknown |
| Planning Capital Management Corp. CRD: 112994 | - | 0 | 0 | - | Unknown |
| Planning Consultants, LLC CRD: 142556 | - | 0 | 0 | - | Unknown |
| Planning for Progress CRD: 286486 | - | 0 | 1 | - | Unknown |
| Planning for Success LLC CRD: 311803 | - | 0 | 0 | - | Unknown |
| Planning for Tomorrow-Wealth Management, LLC CRD: 301097 | - | 0 | 0 | - | Unknown |
| Planning for Wealth, LLC CRD: 117109 | - | 0 | 0 | - | Unknown |
| Planning in Motion CRD: 289873 | - | 0 | 0 | - | Unknown |
| Planning Network Partners CRD: 317488 | - | 0 | 0 | - | Unknown |
| Planning Sense, Inc. CRD: 125355 | - | 0 | 0 | - | Unknown |
| Planning Solutions Group, LLC CRD: 154118 | - | 0 | 0 | - | Unknown |
| Planning Trail Investments, LLC CRD: 305686 | - | 0 | 1 | - | Unknown |
| Planning With LIZ CRD: 318874 | - | 0 | 0 | - | Unknown |
| Planning Within Reach, LLC CRD: 165383 | - | 0 | 1 | - | Unknown |
| Planning Works Advisory, Inc. CRD: 317834 | - | 0 | 1 | - | Unknown |
| Planpath Financial CRD: 330175 | - | 0 | 1 | - | Unknown |
| Planpilot CRD: 160319 | - | 0 | 6 | - | Unknown |
| Planprep LLC CRD: 139300 | - | 0 | 0 | - | Unknown |
| Planrock Wealth Strategies, LLC CRD: 304803 | - | 0 | 1 | - | Unknown |
| Plans to Prosper,LLC CRD: 138076 | - | 0 | 0 | - | Unknown |
| Plansmith Securities,Inc. CRD: 14467 | - | 0 | 0 | A | INACTIVE |
| Plantation Investments, Inc. CRD: 13738 | - | 0 | 0 | A | INACTIVE |
| Plante Moran Real Estate Investment Advisors CRD: 323718 | - | 0 | 4 | - | Unknown |
| Plantech Inc. CRD: 120923 | - | 0 | 0 | - | Unknown |
| Plantingfield Partners, LLC CRD: 173362 | - | 0 | 0 | - | Unknown |
| Plantrust Wealth Management CRD: 312393 | - | 0 | 0 | - | Unknown |
| Planup Financial CRD: 285845 | - | 0 | 0 | - | Unknown |
| Planvest Capital Corporation CRD: 14849 | - | 0 | 0 | A | INACTIVE |
| Planvest Financial, Inc. CRD: 290306 | - | 0 | 1 | - | Unknown |
| Planvest, LLC CRD: 309669 | - | 0 | 1 | - | Unknown |
| Planvesting, LLC CRD: 168260 | - | 0 | 1 | - | Unknown |
| Planvision, LLC CRD: 166311 | - | 0 | 6 | - | Unknown |
| Planwell Financial Guidance, LLC CRD: 293932 | - | 0 | 1 | - | Unknown |
| Planwiser Financial CRD: 331675 | - | 0 | 1 | - | Unknown |
| Planwyz Inc. CRD: 300257 | - | 0 | 0 | - | Unknown |
| Planyourwei Financial LLC CRD: 324461 | - | 0 | 0 | - | Unknown |
| Platform Advisor, LLC CRD: 167700 | - | 0 | 1 | - | Unknown |
| Platform Capital LLC CRD: 226582 | - | 0 | 1 | - | Unknown |
| Platform Investments, LLC CRD: 159261 | - | 0 | 1 | - | Unknown |
| Platform Partners LLC CRD: 286532 | - | 0 | 1 | - | Unknown |
| Platform Studio Inc CRD: 317639 | - | 0 | 1 | - | Unknown |
| Platform Technology Partners CRD: 305602 | - | 0 | 7 | - | Unknown |
| Platform Wealth Advisors CRD: 329313 | - | 0 | 12 | - | Unknown |
| Platinum Asset Management CRD: 159573 | - | 0 | 0 | - | Unknown |
| Platinum Associates Ltd. CRD: 10672 | - | 0 | 0 | A | INACTIVE |