Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Platinum Capital Management (USA) LLC CRD: 139979 | - | 0 | 0 | - | Unknown |
| Platinum ECO Capital, LLC CRD: 305903 | - | 0 | 0 | - | Unknown |
| Platinum Equities, Inc. CRD: 36347 | - | 4 | 0 | C | INACTIVE |
| Platinum Equity Advisors, LLC CRD: 161491 | - | 0 | 1 | - | Unknown |
| Platinum Financial, LLC CRD: 110553 | - | 0 | 0 | A | INACTIVE |
| Platinum Investment Corp. CRD: 107211 | - | 7 | 0 | D | INACTIVE |
| Platinum Management (NY) LLC CRD: 139405 | - | 0 | 0 | - | Unknown |
| Platinum Ocean Capital Management LLC CRD: 313342 | - | 0 | 0 | - | Unknown |
| Platinum Planning, Inc. CRD: 120213 | - | 0 | 1 | - | Unknown |
| Platinum Technology Ventures Management Co, LLC CRD: 298818 | - | 0 | 0 | - | Unknown |
| Platinum Trading, LLC CRD: 46402 | - | 3 | 0 | C | INACTIVE |
| Platinum Wealth Partners CRD: 145507 | - | 0 | 0 | - | Unknown |
| Plato Foufas Investments, Inc. CRD: 13425 | - | 3 | 0 | C | INACTIVE |
| Plato Planning CRD: 339970 | - | 0 | 0 | - | Unknown |
| Plato's Philosophy, LLC CRD: 319564 | - | 0 | 0 | - | Unknown |
| Platt Investment Counsel, LLC CRD: 118737 | - | 0 | 1 | - | Unknown |
| Platt Wealth Management CRD: 297487 | - | 0 | 1 | - | Unknown |
| Platt, Stephen Casey CRD: 105126 | - | 1 | 0 | B | INACTIVE |
| Platte River Equity CRD: 160667 | - | 0 | 1 | - | Unknown |
| Platte River Wealth Advisors, LLC CRD: 304224 | - | 0 | 0 | - | Unknown |
| Platte West Wealth Management, LLC CRD: 158954 | - | 0 | 1 | - | Unknown |
| Play Money Studios CRD: 330903 | - | 0 | 1 | - | Unknown |
| Play Time Sports-Tech Holdco, LLC CRD: 330348 | - | 0 | 1 | - | Unknown |
| Play Ventures PTE Ltd CRD: 312657 | - | 0 | 0 | - | Unknown |
| Playa Vista Capital Management CRD: 283754 | - | 0 | 0 | - | Unknown |
| Playa Vista Equities LLC CRD: 309521 | - | 0 | 0 | - | Unknown |
| Playbook Adviser CRD: 314783 | - | 0 | 0 | - | Unknown |
| Playbook Advisers LLC CRD: 136194 | - | 0 | 2 | - | Unknown |
| Playground Global CRD: 226570 | - | 0 | 1 | - | Unknown |
| Playing for Doubles Management, LLC CRD: 318146 | - | 0 | 1 | - | Unknown |
| Plaza Belmont Management Group CRD: 165934 | - | 0 | 0 | - | Unknown |
| Plaza Securities Company CRD: 8074 | - | 0 | 0 | A | INACTIVE |
| Plaza Ventures CRD: 321202 | - | 0 | 0 | - | Unknown |
| PLC Wealth Partners CRD: 343192 | - | 0 | 1 | - | Unknown |
| Pleasant BAY Capital Partners, LLC CRD: 165773 | - | 0 | 1 | - | Unknown |
| Pleasant Lake Partners LLC CRD: 165958 | - | 0 | 0 | - | Unknown |
| Pleasant Lake Partners LLC CRD: 304281 | - | 0 | 1 | - | Unknown |
| Pleasant Valley Advisors, LLC CRD: 120962 | - | 0 | 0 | - | Unknown |
| Pleasant Valley Resources, Inc. CRD: 22450 | - | 0 | 0 | A | INACTIVE |
| Pleasanton Pharma Ventures Management Company, LLC CRD: 268797 | - | 0 | 0 | - | Unknown |
| Pleasanton Wealth CRD: 299123 | - | 0 | 1 | - | Unknown |
| Plectrum Advisers LLC CRD: 283181 | - | 0 | 1 | - | Unknown |
| Pledge Capital LLC CRD: 284528 | - | 0 | 1 | - | Unknown |
| Pledge Ventures Ltd CRD: 331766 | - | 0 | 0 | - | Unknown |
| Plein AIR Capital Advisers, LLC CRD: 146415 | - | 0 | 2 | - | Unknown |
| Plemons, David Bryan CRD: 122153 | - | 0 | 0 | - | Unknown |
| Plenaris Advisory CRD: 146413 | - | 0 | 0 | - | Unknown |
| Plenge, Thomas & Gunning Securities, Inc. CRD: 7463 | - | 0 | 0 | A | INACTIVE |
| Plentiful Wealth, LLC CRD: 312250 | - | 0 | 3 | - | Unknown |
| Plentina Financial Inc. CRD: 325389 | - | 0 | 0 | - | Unknown |