Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pony OIL Capital Management, LLC CRD: 318765 | - | 0 | 0 | - | Unknown |
| Poolit Fund Management, LLC CRD: 322774 | - | 0 | 1 | - | Unknown |
| Poorman Creek Capital Advisors, LLC CRD: 143028 | - | 0 | 0 | - | Unknown |
| POP Venture Advisers LLC CRD: 330069 | - | 0 | 1 | - | Unknown |
| Pope Asset Management, LLC CRD: 113584 | - | 0 | 1 | - | Unknown |
| Pope Capital, LLC CRD: 167271 | - | 0 | 0 | - | Unknown |
| Pope Investments CRD: 27837 | - | 0 | 0 | A | INACTIVE |
| Pope Wealth Management CRD: 310296 | - | 0 | 1 | - | Unknown |
| Pope Wealth Planning, LLC CRD: 328014 | - | 0 | 1 | - | Unknown |
| Pope, Curtis, CFP CRD: 312165 | - | 0 | 0 | - | Unknown |
| Pophouse IPR Advisor CRD: 330333 | - | 0 | 0 | - | Unknown |
| Poplar Advisory, LLC CRD: 324306 | - | 0 | 0 | - | Unknown |
| Poplar Forest Capital LLC CRD: 145250 | - | 0 | 0 | - | Unknown |
| Poplar Point Capital Management LLC CRD: 165411 | - | 0 | 1 | - | Unknown |
| Poplar Securities Partnership CRD: 32290 | - | 0 | 0 | A | INACTIVE |
| Poplar Securities, LLC CRD: 129606 | - | 0 | 0 | A | INACTIVE |
| Poplar Ventures, LLC CRD: 302072 | - | 0 | 0 | - | Unknown |
| Popmar Management, LLC CRD: 330189 | - | 0 | 1 | - | Unknown |
| Popper, William DAY CRD: 32166 | - | 0 | 0 | A | INACTIVE |
| Poppleton Financial, LLC CRD: 314964 | - | 0 | 0 | A | INACTIVE |
| Pops Advisors, LLC CRD: 318944 | - | 0 | 0 | - | Unknown |
| Popular Asset Management CRD: 313653 | - | 0 | 3 | - | Unknown |
| Popular Securities, LLC CRD: 8096 | PR | 12 | 18 | B | Active |
| Populist Capital LLC CRD: 315166 | - | 0 | 0 | - | Unknown |
| Porcelli, Anthony CRD: 127770 | - | 0 | 0 | A | INACTIVE |
| Porchlight Equity Management, LLC CRD: 162662 | - | 0 | 0 | - | Unknown |
| Port Advisors LLC CRD: 333521 | - | 0 | 0 | - | Unknown |
| Port Capital LLC CRD: 206517 | - | 0 | 1 | - | Unknown |
| Port Capital Management CRD: 330252 | - | 0 | 1 | - | Unknown |
| Port Financial LLC CRD: 114207 | - | 0 | 0 | A | INACTIVE |
| Port ONE Investments LLC CRD: 321725 | - | 0 | 0 | - | Unknown |
| Port Securities, Inc. CRD: 43936 | CA | 1 | 2 | B | Active |
| Porta Investment Management CRD: 130185 | - | 0 | 1 | - | Unknown |
| Portage Brokerage Company CRD: 10986 | - | 0 | 0 | A | INACTIVE |
| Portage Wealth Inc CRD: 340012 | - | 0 | 0 | - | Unknown |
| Portal US Holdings LLC CRD: 281125 | - | 0 | 0 | - | Unknown |
| Portal Ventures CRD: 325110 | - | 0 | 1 | - | Unknown |
| Portales Partners, LLC CRD: 112311 | - | 1 | 0 | B | INACTIVE |
| Porter Capital Management CRD: 313303 | - | 0 | 1 | - | Unknown |
| Porter Capital Management Co. CRD: 136074 | - | 0 | 0 | - | Unknown |
| Porter Financial Planning CRD: 150853 | - | 0 | 0 | - | Unknown |
| Porter Investments CRD: 114366 | - | 0 | 1 | - | Unknown |
| Porter Kickham CRD: 301103 | - | 0 | 1 | - | Unknown |
| Porter LLC, D/B/a Metanoia Capital Management CRD: 307504 | - | 0 | 0 | - | Unknown |
| Porter Wealth Management, LLC CRD: 294135 | - | 0 | 1 | - | Unknown |
| Porter White Capital, LLC CRD: 289839 | - | 0 | 0 | A | INACTIVE |
| Porter White Investment Advisors, Inc. CRD: 110876 | - | 0 | 1 | - | Unknown |
| Porter, White & Company, Inc. CRD: 7925 | - | 5 | 0 | C | INACTIVE |
| Portfolia Venture Management, LLC CRD: 316691 | - | 0 | 1 | - | Unknown |
| Portfolio Advisors Alliance, LLC CRD: 101680 | - | 7 | 0 | D | INACTIVE |