Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Portfolio Advisors Group, Inc. CRD: 107983 | - | 0 | 0 | - | Unknown |
| Portfolio Advisors LLC CRD: 105981 | - | 0 | 1 | - | Unknown |
| Portfolio Advisors, Inc. CRD: 106111 | - | 0 | 2 | - | Unknown |
| Portfolio Advisory Council,L.L.C. CRD: 107465 | - | 0 | 1 | - | Unknown |
| Portfolio Advisory Group, Inc. CRD: 116011 | - | 0 | 3 | - | Unknown |
| Portfolio Allocators LLC CRD: 291630 | - | 0 | 1 | - | Unknown |
| Portfolio Asset MGT/USA Financial Group Inc. CRD: 13741 | - | 0 | 0 | A | INACTIVE |
| Portfolio Audit, LLC CRD: 118549 | - | 0 | 3 | - | Unknown |
| Portfolio Brokerage Services, Inc. CRD: 18554 | - | 1 | 0 | B | INACTIVE |
| Portfolio Design Advisors, Inc. CRD: 137789 | - | 0 | 0 | - | Unknown |
| Portfolio Design Labs, LLC CRD: 318127 | - | 0 | 1 | - | Unknown |
| Portfolio Design Services, LLC CRD: 131506 | - | 0 | 4 | - | Unknown |
| Portfolio Dynamix CRD: 307069 | - | 0 | 1 | - | Unknown |
| Portfolio Edge Securities, Inc. CRD: 18494 | - | 0 | 0 | A | INACTIVE |
| Portfolio Evaluations, Inc. CRD: 129123 | - | 0 | 0 | - | Unknown |
| Portfolio Guide CRD: 337318 | - | 0 | 1 | - | Unknown |
| Portfolio Hedging Corporation CRD: 144578 | - | 0 | 0 | - | Unknown |
| Portfolio Investments, Inc. CRD: 17670 | - | 0 | 0 | A | INACTIVE |
| Portfolio Logic, LLC CRD: 172292 | - | 0 | 0 | - | Unknown |
| Portfolio Logix, LLC CRD: 305082 | - | 0 | 1 | - | Unknown |
| Portfolio Management & Planning, Inc. CRD: 117264 | - | 0 | 2 | - | Unknown |
| Portfolio Management & Research, Inc. CRD: 141667 | - | 0 | 0 | - | Unknown |
| Portfolio Management Co. CRD: 134449 | - | 0 | 0 | - | Unknown |
| Portfolio Management Consultants CRD: 119999 | - | 0 | 0 | - | Unknown |
| Portfolio Management Network, Inc CRD: 122372 | - | 0 | 0 | - | Unknown |
| Portfolio Management of Vermont LLC CRD: 155580 | - | 0 | 0 | - | Unknown |
| Portfolio Management Technology CRD: 106135 | - | 0 | 2 | - | Unknown |
| Portfolio Management, Inc. CRD: 19691 | - | 0 | 0 | A | INACTIVE |
| Portfolio Management, LLC CRD: 107129 | - | 0 | 2 | - | Unknown |
| Portfolio Medics, LLC CRD: 145958 | - | 0 | 82 | - | Unknown |
| Portfolio Programming, Inc. CRD: 10724 | - | 0 | 0 | A | INACTIVE |
| Portfolio Resources Advisor Group, Inc. CRD: 144601 | - | 0 | 4 | - | Unknown |
| Portfolio Resources Group, Inc. CRD: 31155 | FL | 4 | 2 | B | Active |
| Portfolio Stewards Inc. CRD: 312820 | - | 0 | 0 | - | Unknown |
| Portfolio Strategies Inc CRD: 104685 | - | 0 | 2 | - | Unknown |
| Portfolio Strategies Inc NY CRD: 106942 | - | 0 | 2 | - | Unknown |
| Portfolio Strategies, Inc. CRD: 6455 | - | 0 | 0 | A | INACTIVE |
| Portfolio Trading Services, Inc. CRD: 26349 | - | 0 | 0 | A | INACTIVE |
| Portfolio Trading, LLC. CRD: 37666 | - | 0 | 0 | A | INACTIVE |
| Portfolio Wealth Advisors CRD: 145687 | - | 0 | 1 | - | Unknown |
| Portfolio Wisdom CRD: 150730 | - | 0 | 0 | - | Unknown |
| Portfolio123 Advisor CRD: 283900 | - | 0 | 0 | - | Unknown |
| Portfolioarc, L.L.C. CRD: 139498 | - | 0 | 1 | - | Unknown |
| Portfoliolab CRD: 339763 | - | 0 | 1 | - | Unknown |
| Portfoliomantra Inc CRD: 166578 | - | 0 | 0 | - | Unknown |
| Portfoliopro, LLC CRD: 149114 | - | 0 | 0 | - | Unknown |
| Portfolios Northwest, Inc. CRD: 109285 | - | 0 | 0 | - | Unknown |
| Portfoliosboston CRD: 133132 | - | 0 | 2 | - | Unknown |
| Portia Capital Management CRD: 286662 | - | 0 | 2 | - | Unknown |
| Portia Partners L.L.C. CRD: 43523 | - | 0 | 0 | A | INACTIVE |