Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Portico Financial Group, LLC CRD: 168810 | - | 0 | 1 | - | Unknown |
| Portico Securities Corp. CRD: 15783 | - | 0 | 0 | A | INACTIVE |
| Portico Wealth Advisors, LLC CRD: 151794 | - | 0 | 0 | - | Unknown |
| Portigon Securities Inc. CRD: 10050 | - | 0 | 0 | A | INACTIVE |
| Portland Financial Planning Group CRD: 116168 | - | 0 | 2 | - | Unknown |
| Portland Global Advisors LLC CRD: 109127 | - | 0 | 2 | - | Unknown |
| Portland Hill Asset Management Limited CRD: 269880 | - | 0 | 0 | - | Unknown |
| Portland Integritas Advisors, LLC CRD: 165171 | - | 0 | 0 | - | Unknown |
| Portland Investment Advisors, LLC. CRD: 168536 | - | 0 | 1 | - | Unknown |
| Portland Investment Services, Inc. CRD: 28640 | - | 0 | 0 | A | INACTIVE |
| Portland Private Equity, LP CRD: 161485 | - | 0 | 0 | - | Unknown |
| Portland Private Wealth Management, Inc. CRD: 171321 | - | 0 | 2 | - | Unknown |
| Portman Square Capital LLP CRD: 319011 | - | 0 | 0 | - | Unknown |
| Portnoff Financial LLC CRD: 135099 | - | 0 | 0 | - | Unknown |
| Portola Creek Capital CRD: 288119 | - | 0 | 1 | - | Unknown |
| Portola Financial, LLC CRD: 137667 | - | 0 | 0 | A | INACTIVE |
| Portola Partners CRD: 305407 | - | 0 | 0 | - | Unknown |
| Portolan Financial Planning LLC CRD: 291370 | - | 0 | 2 | - | Unknown |
| Portorupia Crypto Group Limited CRD: 335413 | - | 0 | 1 | - | Unknown |
| Portrait Capital, LLC CRD: 323722 | - | 0 | 1 | - | Unknown |
| Portrait Wealth LLC CRD: 305033 | - | 0 | 0 | - | Unknown |
| Portsalus Wealth Management CRD: 327857 | - | 0 | 1 | - | Unknown |
| Portsea Investments, Inc. CRD: 290898 | - | 0 | 1 | - | Unknown |
| Portside Wealth Group, LLC CRD: 325175 | - | 0 | 57 | - | Unknown |
| Portum Capital LLC CRD: 300440 | NY | 0 | 3 | A | Active |
| Portus Wealth Advisors, LLC CRD: 300558 | - | 0 | 2 | - | Unknown |
| Portview Partners, LLC CRD: 284942 | - | 0 | 0 | - | Unknown |
| Poseidon Investment Management LLC CRD: 311864 | - | 0 | 0 | - | Unknown |
| Posit Alert LLC CRD: 142334 | - | 0 | 0 | A | INACTIVE |
| Position Ventures, LLC CRD: 316779 | - | 0 | 1 | - | Unknown |
| Position Wealth CRD: 325116 | - | 0 | 2 | - | Unknown |
| Positive Delta Asset Management LLC CRD: 134775 | - | 0 | 3 | - | Unknown |
| Positive Impact Consulting LLC CRD: 287575 | - | 0 | 0 | - | Unknown |
| Positive Retirement Outcomes, LLC CRD: 149297 | - | 0 | 0 | - | Unknown |
| Positive SUM Advisors LLC CRD: 324219 | - | 0 | 1 | - | Unknown |
| Positive Ventures, LLC CRD: 308191 | - | 0 | 1 | - | Unknown |
| Positive-SUM Ventures Advisor LLC CRD: 306170 | - | 0 | 0 | - | Unknown |
| Possession Point Partners, LLC CRD: 281997 | - | 0 | 0 | - | Unknown |
| Possibilian Ventures CRD: 312603 | - | 0 | 0 | - | Unknown |
| Post & Agnew, Inc. CRD: 3863 | - | 0 | 0 | A | INACTIVE |
| Post Advisory Group, LLC CRD: 108860 | - | 0 | 1 | - | Unknown |
| Post Capital Partners CRD: 161892 | - | 0 | 1 | - | Unknown |
| Post Capital, Inc. CRD: 23620 | - | 0 | 0 | A | INACTIVE |
| Post Investment Management CRD: 115587 | - | 0 | 0 | - | Unknown |
| Post OAK Capital Consultants, Inc CRD: 118055 | - | 0 | 0 | - | Unknown |
| Post OAK Capital, Inc. CRD: 21672 | - | 0 | 0 | A | INACTIVE |
| Post OAK Energy Capital, LP CRD: 162765 | - | 0 | 1 | - | Unknown |
| Post OAK Financial, LLC CRD: 160257 | - | 0 | 1 | - | Unknown |
| Post OAK Investment Management, Inc CRD: 106601 | - | 0 | 2 | - | Unknown |
| Post OAK Private Wealth Advisors CRD: 159293 | - | 0 | 1 | - | Unknown |