Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Powell, George David CRD: 150837 | - | 0 | 0 | - | Unknown |
| Powell, John Mcclelland CRD: 115137 | - | 0 | 0 | A | INACTIVE |
| Powell, John Mcclelland CRD: 135803 | - | 0 | 0 | A | INACTIVE |
| Powelljohnson CRD: 122956 | - | 0 | 0 | A | INACTIVE |
| Powelson, William C. CRD: 145944 | - | 0 | 0 | - | Unknown |
| Power Asset Management LLC CRD: 128580 | - | 0 | 2 | - | Unknown |
| Power Equities, Inc. CRD: 114847 | - | 0 | 0 | A | INACTIVE |
| Power Financial Partners, LLC CRD: 324253 | - | 0 | 1 | - | Unknown |
| Power Innovation Partners, L.P. CRD: 312100 | - | 0 | 1 | - | Unknown |
| Power Investing CRD: 120040 | - | 0 | 2 | - | Unknown |
| Power of 32 Site Development Fund, LLC CRD: 174355 | - | 0 | 1 | - | Unknown |
| Power Plans CRD: 129431 | - | 0 | 2 | - | Unknown |
| Power Resources Financial Agency, Inc. CRD: 17835 | - | 0 | 0 | A | INACTIVE |
| Power Securities Corporation CRD: 15527 | - | 0 | 0 | A | INACTIVE |
| Power Sustainable Investment Management Inc. CRD: 312955 | - | 0 | 0 | - | Unknown |
| Power Sustainable Manager US, Inc. CRD: 325145 | - | 0 | 1 | - | Unknown |
| Power Wealth Management CRD: 315101 | - | 0 | 3 | - | Unknown |
| Power Wealth Management, LLC CRD: 166481 | - | 0 | 1 | - | Unknown |
| Power3X.COM LLC CRD: 307590 | - | 0 | 0 | - | Unknown |
| Powerhouse Accelerator, LLC CRD: 292174 | - | 0 | 0 | - | Unknown |
| Powerhouse Assets LLC CRD: 157538 | - | 0 | 2 | - | Unknown |
| Powerhouse Capital CRD: 312252 | - | 0 | 1 | - | Unknown |
| Powerhouse Ventures CRD: 336310 | - | 0 | 0 | - | Unknown |
| Powerhouse Ventures CRD: 325919 | - | 0 | 1 | - | Unknown |
| Powering Your Retirement CRD: 314812 | - | 0 | 2 | - | Unknown |
| Powerlaw Fund Adviser, LLC CRD: 338152 | - | 0 | 1 | - | Unknown |
| Powerplant Ventures CRD: 285468 | - | 0 | 0 | - | Unknown |
| Powerplant Ventures, LLC CRD: 281298 | - | 0 | 0 | - | Unknown |
| Powers Advisory Group, LLC CRD: 172252 | - | 0 | 1 | - | Unknown |
| Powers Capital Management CRD: 301914 | - | 0 | 1 | - | Unknown |
| Powers Financial Group, LLC CRD: 306913 | - | 0 | 1 | - | Unknown |
| Powerset CRD: 334727 | - | 0 | 1 | - | Unknown |
| Powervia Ventures LLC CRD: 311648 | - | 0 | 1 | - | Unknown |
| Powwow, LLC CRD: 284571 | - | 0 | 1 | - | Unknown |
| Poxono Capital CRD: 331470 | - | 0 | 2 | - | Unknown |
| Poydras Capital Partners CRD: 284745 | - | 0 | 1 | - | Unknown |
| PP Portfolio Management Limited CRD: 326785 | - | 0 | 0 | - | Unknown |
| PPA Co-Living Fund I, LLC CRD: 325985 | - | 0 | 1 | - | Unknown |
| PPA Investments, Inc. CRD: 15869 | - | 0 | 0 | A | INACTIVE |
| PPB Advisors, LLC CRD: 152303 | - | 0 | 1 | - | Unknown |
| PPC CRD: 291331 | - | 0 | 1 | - | Unknown |
| PPC Enterprises LLC CRD: 165075 | - | 0 | 1 | - | Unknown |
| Ppca, Inc. CRD: 153069 | - | 0 | 0 | - | Unknown |
| PPCM, Inc. CRD: 105154 | - | 0 | 0 | - | Unknown |
| PPG West LLC CRD: 155059 | - | 0 | 0 | A | INACTIVE |
| PPHB Securities LP CRD: 132074 | TX | 0 | 2 | A | Active |
| PPI Employee Benefits Corporation CRD: 28970 | - | 0 | 0 | A | INACTIVE |
| PPM America Inc CRD: 107269 | - | 0 | 1 | - | Unknown |
| PPM Loan Management Company 2, LLC CRD: 297186 | - | 0 | 1 | - | Unknown |
| PPN Partners CRD: 15078 | - | 0 | 0 | A | INACTIVE |