Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PPR Opportunity Manager, LLC CRD: 331744 | - | 0 | 1 | - | Unknown |
| PPS & V Asset Management Consultants Inc CRD: 110491 | - | 0 | 2 | - | Unknown |
| PPS Securities Corp. CRD: 10244 | - | 0 | 0 | A | INACTIVE |
| PPTY Equity Corporation CRD: 16955 | - | 0 | 0 | A | INACTIVE |
| PQT Services LLC CRD: 282083 | - | 0 | 0 | A | INACTIVE |
| PR Equity Fund Management, LLC CRD: 317652 | - | 0 | 0 | - | Unknown |
| PR Five Wealth Management LLC CRD: 326835 | - | 0 | 1 | - | Unknown |
| PR Wealth Management Group CRD: 173711 | - | 0 | 3 | - | Unknown |
| Prabank Capital Limited CRD: 21091 | - | 0 | 0 | A | INACTIVE |
| Practical Financial Planning, Inc. CRD: 119984 | - | 0 | 0 | - | Unknown |
| Practical Portfolios LLC CRD: 144213 | - | 0 | 0 | - | Unknown |
| Practical VC Investment Advisor, LLC CRD: 316351 | - | 0 | 1 | - | Unknown |
| Practical Wealth Strategies CRD: 337436 | - | 0 | 0 | - | Unknown |
| Practice Financial Group CRD: 289256 | - | 0 | 6 | - | Unknown |
| Practice Financial Group, LLC CRD: 153215 | - | 0 | 0 | - | Unknown |
| Practicecfo Investments CRD: 167771 | - | 0 | 5 | - | Unknown |
| Praedium Securities, LLC CRD: 104244 | - | 0 | 0 | A | INACTIVE |
| Praepes Capital CRD: 173970 | - | 0 | 0 | - | Unknown |
| Praesagio Partners, LLC CRD: 324996 | - | 0 | 0 | - | Unknown |
| Praesideo Management, LLC CRD: 132293 | - | 0 | 1 | - | Unknown |
| Praesidian Capital Management II, LLC CRD: 161417 | - | 0 | 0 | - | Unknown |
| Praestantia Capital, LLC CRD: 334865 | - | 0 | 2 | - | Unknown |
| Praesto Investment Advisors Inc. CRD: 167202 | - | 0 | 0 | - | Unknown |
| Praetorian Guard, a Division of Praetorian Wealth … CRD: 147814 | - | 0 | 5 | - | Unknown |
| Praetorian PR LLC CRD: 323280 | - | 0 | 1 | - | Unknown |
| Praetorian Securities, LLC CRD: 133660 | - | 0 | 0 | A | INACTIVE |
| Prager & Co., LLC CRD: 21567 | - | 7 | 0 | D | INACTIVE |
| Prager Partners, LLC CRD: 340801 | ID | 0 | 2 | A | Active |
| Pragma GestÃO DE PatrimÔNIO Ltda CRD: 161040 | - | 0 | 0 | - | Unknown |
| Pragma LLC CRD: 136453 | NY | 0 | 1 | A | Active |
| Pragma Strategies CRD: 152021 | - | 0 | 0 | - | Unknown |
| Pragma Ventures LLC CRD: 285299 | - | 0 | 0 | - | Unknown |
| Pragmatic Advisors, LLC CRD: 172481 | - | 0 | 1 | - | Unknown |
| Pragmatic Portfolios, LLC CRD: 153764 | - | 0 | 2 | - | Unknown |
| Pragmatic Solutions CRD: 327339 | - | 0 | 0 | - | Unknown |
| Pragmatya Technologies Ltd. CRD: 333373 | - | 0 | 0 | - | Unknown |
| Prague Wealth Management, S.R.O. CRD: 157408 | - | 0 | 0 | - | Unknown |
| Prairie Advisory, LLC CRD: 339211 | - | 0 | 3 | - | Unknown |
| Prairie Brokerage Services LLC CRD: 39491 | - | 0 | 0 | A | INACTIVE |
| Prairie Capital CRD: 155566 | - | 0 | 1 | - | Unknown |
| Prairie Capital Management Group, LLC CRD: 311623 | - | 0 | 20 | - | Unknown |
| Prairie Capital Management, LLC CRD: 153588 | - | 0 | 0 | - | Unknown |
| Prairie Crest Capital CRD: 290269 | - | 0 | 1 | - | Unknown |
| Prairie Rivers Investments, LLC CRD: 288153 | - | 0 | 1 | - | Unknown |
| Prairie SKY Financial Group CRD: 171672 | - | 0 | 0 | - | Unknown |
| Prairie View Wealth Partners LLC CRD: 341361 | - | 0 | 1 | - | Unknown |
| Prairie Wealth Advisors, Inc. CRD: 165266 | - | 0 | 7 | - | Unknown |
| Prairiegold Venture Partners II, LLC CRD: 330234 | - | 0 | 1 | - | Unknown |
| Prairiegold Venture Partners, LLC CRD: 163669 | - | 0 | 0 | - | Unknown |
| Prairieview Partners, LLC CRD: 145743 | - | 0 | 0 | - | Unknown |