Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Prairieview Wealth & TAX Advisors CRD: 327974 | - | 0 | 2 | - | Unknown |
| Prairiewood Wealth Management CRD: 149007 | - | 0 | 1 | - | Unknown |
| Praleas Capital, LP CRD: 163526 | - | 0 | 0 | - | Unknown |
| Pram CRD: 292783 | - | 0 | 0 | - | Unknown |
| Prana Real Estate Finance LLC CRD: 165365 | - | 0 | 1 | - | Unknown |
| Prana Tech Ventures, LLC CRD: 337773 | - | 0 | 0 | - | Unknown |
| Prana Wealth Management LLC CRD: 289322 | - | 0 | 1 | - | Unknown |
| Prasad Wealth Partners CRD: 332507 | - | 0 | 2 | - | Unknown |
| Prassas Capital, LLC CRD: 129979 | - | 0 | 2 | - | Unknown |
| Prater Capital CRD: 283381 | - | 0 | 0 | - | Unknown |
| Prato Capital Management CRD: 289917 | - | 0 | 1 | - | Unknown |
| Pratt a & I LLC CRD: 283616 | - | 0 | 0 | - | Unknown |
| Pratt Associates, Inc. CRD: 158555 | - | 0 | 0 | - | Unknown |
| Pratt Capital LLC CRD: 152477 | - | 0 | 0 | - | Unknown |
| Pratt Collard Buck Advisory Group CRD: 159184 | - | 0 | 0 | - | Unknown |
| Prattes Wealth Partners CRD: 298746 | - | 0 | 1 | - | Unknown |
| Pravati Capital LLC CRD: 300435 | - | 0 | 1 | - | Unknown |
| Pravo Ventures CRD: 341822 | - | 0 | 1 | - | Unknown |
| Prax Capital Management Co. CRD: 161852 | - | 0 | 0 | - | Unknown |
| Praxess Advisors, LLC CRD: 328304 | - | 0 | 1 | - | Unknown |
| Praxess Securities, LLC CRD: 326036 | TN | 0 | 3 | A | Active |
| Praxis Advisory Group Inc CRD: 107384 | - | 0 | 0 | - | Unknown |
| Praxis Alpha Partners LLP CRD: 318568 | - | 0 | 0 | - | Unknown |
| Praxis GCM, LLC CRD: 159389 | - | 0 | 0 | - | Unknown |
| Praxis Investment Management, Inc. CRD: 105675 | - | 0 | 1 | - | Unknown |
| Praxis Partners I Limited Partnership CRD: 35369 | - | 0 | 0 | A | INACTIVE |
| Praxis Partners LLP CRD: 298111 | - | 0 | 0 | - | Unknown |
| Praxis Ventures Management, LLC CRD: 323680 | - | 0 | 1 | - | Unknown |
| PRB Advisors, L.L.C. CRD: 307442 | - | 0 | 0 | - | Unknown |
| Prce Management LLC CRD: 312533 | - | 0 | 1 | - | Unknown |
| PRE-IPO Street Inc. CRD: 173426 | NY | 1 | 2 | B | Active |
| Preacs Inc. CRD: 118954 | - | 0 | 0 | A | INACTIVE |
| Preakness Retirement Advisors, LLC CRD: 133811 | - | 0 | 2 | - | Unknown |
| Preangelleo Management LLC CRD: 220513 | - | 0 | 0 | - | Unknown |
| Prebon Financial Products Inc. CRD: 29551 | - | 2 | 0 | B | INACTIVE |
| Prebon Securities (USA) Inc. CRD: 20431 | - | 1 | 0 | B | INACTIVE |
| Precedent Wealth Partners, LLC CRD: 325203 | - | 0 | 12 | - | Unknown |
| Precept Advisory Group LLC CRD: 152776 | - | 0 | 0 | - | Unknown |
| Precept Management, LLC CRD: 114671 | - | 0 | 3 | - | Unknown |
| Precidian Funds LLC CRD: 156974 | - | 0 | 1 | - | Unknown |
| Precise Financial, Inc. CRD: 36378 | - | 0 | 0 | A | INACTIVE |
| Precise Investment Management, Inc. CRD: 282557 | - | 0 | 6 | - | Unknown |
| Precise Wealth Management CRD: 152503 | - | 0 | 0 | - | Unknown |
| Precision Advisors, LLC CRD: 226656 | - | 0 | 1 | - | Unknown |
| Precision Capital Advisors, LLC CRD: 157784 | - | 0 | 1 | - | Unknown |
| Precision Capital LLC CRD: 145583 | - | 0 | 0 | A | INACTIVE |
| Precision Capital Planning LLC CRD: 342875 | - | 0 | 2 | - | Unknown |
| Precision Distributors, LLC CRD: 115419 | - | 0 | 0 | A | INACTIVE |
| Precision Fiduciary Partners, LLC CRD: 149694 | - | 0 | 3 | - | Unknown |
| Precision Financial Services CRD: 147872 | - | 0 | 5 | - | Unknown |