Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Precision Information CRD: 113479 | - | 0 | 0 | - | Unknown |
| Precision Path Capital, LP CRD: 281711 | - | 0 | 0 | - | Unknown |
| Precision Planning,Inc. CRD: 124292 | - | 0 | 0 | - | Unknown |
| Precision Securities, LLC CRD: 103976 | - | 8 | 0 | D | INACTIVE |
| Precision Trading Group, LLC CRD: 47858 | - | 1 | 0 | B | INACTIVE |
| Precision Vector Financial CRD: 321189 | - | 0 | 2 | - | Unknown |
| Precision Wealth Advisors CRD: 343348 | - | 0 | 1 | - | Unknown |
| Precocity Capital LP CRD: 282862 | - | 0 | 0 | - | Unknown |
| Precursor Ventures Management, LLC CRD: 281895 | - | 0 | 1 | - | Unknown |
| Predico Partners, LLC CRD: 158946 | - | 0 | 0 | - | Unknown |
| Predictive Rift LLC CRD: 288921 | - | 0 | 0 | - | Unknown |
| Predmore Advisors LLC CRD: 317215 | - | 0 | 1 | - | Unknown |
| Prefect Management CRD: 131500 | - | 0 | 0 | - | Unknown |
| Preference Capital Partners LLC CRD: 341750 | - | 0 | 1 | - | Unknown |
| Preference Management Corp. CRD: 6374 | - | 0 | 0 | A | INACTIVE |
| Preferred Benefits Alliance, LLC CRD: 157681 | - | 0 | 0 | - | Unknown |
| Preferred Brokerage Service, Inc. CRD: 16901 | - | 0 | 0 | A | INACTIVE |
| Preferred Client Group, Inc. CRD: 48008 | TX | 0 | 2 | A | Active |
| Preferred Financial Planning CRD: 120716 | - | 0 | 0 | - | Unknown |
| Preferred Holding Corporartion CRD: 45518 | - | 1 | 0 | B | INACTIVE |
| Preferred Income Fund 1 MGR LLC CRD: 333048 | - | 0 | 1 | - | Unknown |
| Preferred Income Fund 2 MGR LLC CRD: 333050 | - | 0 | 1 | - | Unknown |
| Preferred Investments of America, Inc. CRD: 14187 | - | 0 | 0 | A | INACTIVE |
| Preferred Markets Group Inc CRD: 22389 | - | 0 | 0 | A | INACTIVE |
| Preferred Planning Associates, Inc. CRD: 169186 | - | 0 | 0 | - | Unknown |
| Preferred Properties Investment Corp. CRD: 12990 | - | 0 | 0 | A | INACTIVE |
| Preferred Retirement Options, Inc CRD: 116172 | - | 0 | 5 | - | Unknown |
| Preferred Sales Partners, L.P. CRD: 13005 | - | 0 | 0 | A | INACTIVE |
| Preferred Securities Group, Inc. CRD: 35704 | - | 9 | 0 | D | INACTIVE |
| Preferred Syndication, Inc. CRD: 14665 | - | 0 | 0 | A | INACTIVE |
| Preferred TAX and Investment Advisors, Inc. CRD: 113672 | - | 0 | 0 | - | Unknown |
| Preferred Western International Securities, Inc. CRD: 42732 | - | 0 | 0 | A | INACTIVE |
| Preferredtrade, Inc. CRD: 10993 | - | 12 | 0 | D | INACTIVE |
| Preisz Financial CRD: 144469 | - | 0 | 1 | - | Unknown |
| Prelude Financial CRD: 282158 | - | 0 | 1 | - | Unknown |
| Prelude Growth Partners CRD: 293249 | - | 0 | 1 | - | Unknown |
| Prelude Securities Corp. CRD: 18462 | - | 0 | 0 | A | INACTIVE |
| Prem Investment Advisory Services, Inc. CRD: 154860 | - | 0 | 0 | - | Unknown |
| Premca LLC CRD: 313444 | - | 0 | 2 | - | Unknown |
| Premia Global Advisors, LLC CRD: 282426 | - | 0 | 1 | - | Unknown |
| Premier Advisory Group CRD: 115838 | - | 0 | 2 | - | Unknown |
| Premier Associates Inc. CRD: 24512 | - | 0 | 0 | A | INACTIVE |
| Premier Capital LLC. CRD: 102480 | - | 0 | 0 | A | INACTIVE |
| Premier Capital, Inc. CRD: 17095 | - | 0 | 0 | A | INACTIVE |
| Premier Client Investments CRD: 277097 | - | 0 | 0 | - | Unknown |
| Premier Equities Corporation CRD: 20528 | - | 0 | 0 | A | INACTIVE |
| Premier Estate Planners, LLC CRD: 122638 | - | 0 | 3 | - | Unknown |
| Premier Financial Advisors CRD: 333099 | - | 0 | 0 | - | Unknown |
| Premier Financial Group Inc CRD: 107314 | - | 0 | 4 | - | Unknown |
| Premier Financial Partners, LLC CRD: 132043 | - | 0 | 0 | - | Unknown |