Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Premier Financial Planning, Inc. CRD: 121473 | - | 0 | 1 | - | Unknown |
| Premier Financial Planning, Inc. CRD: 145897 | - | 0 | 2 | - | Unknown |
| Premier Financial Services CRD: 166202 | - | 0 | 0 | - | Unknown |
| Premier Financial Services of North Carolina CRD: 281502 | - | 0 | 0 | - | Unknown |
| Premier Financial Services, Inc. CRD: 15769 | - | 0 | 0 | A | INACTIVE |
| Premier Gold Global Wealth LLC CRD: 172465 | - | 0 | 0 | - | Unknown |
| Premier Group, Inc. CRD: 47346 | - | 5 | 0 | C | INACTIVE |
| Premier Investment Advisory Services, Inc. CRD: 115801 | - | 0 | 0 | - | Unknown |
| Premier Investment Management, LLC CRD: 318217 | - | 0 | 1 | - | Unknown |
| Premier Path Wealth Partners, LLC CRD: 325300 | - | 0 | 1 | - | Unknown |
| Premier Private Wealth Management, LLC CRD: 331860 | - | 0 | 1 | - | Unknown |
| Premier Private Wealth, LLC CRD: 314516 | - | 0 | 0 | - | Unknown |
| Premier Prosperity Advisors LLC CRD: 291571 | - | 0 | 1 | - | Unknown |
| Premier Retirement Planning Group, LLC CRD: 146535 | - | 0 | 0 | - | Unknown |
| Premier Retirement Solutions, LLC CRD: 138102 | - | 0 | 0 | - | Unknown |
| Premier Securities of America, Inc. CRD: 127022 | - | 0 | 0 | A | INACTIVE |
| Premier Southwest Planning Group, LLC CRD: 132868 | - | 0 | 2 | - | Unknown |
| Premier Wealth Advisors, Inc. CRD: 146676 | - | 0 | 2 | - | Unknown |
| Premier Wealth Advisors, LLC CRD: 285510 | - | 0 | 1 | - | Unknown |
| Premier Wealth Advisors, LLC CRD: 120358 | - | 0 | 1 | - | Unknown |
| Premier Wealth Management, LLC CRD: 289806 | - | 0 | 0 | - | Unknown |
| Premier Wealth Management, LLC CRD: 145253 | - | 0 | 1 | - | Unknown |
| Premier Wealth Management, LLC CRD: 137856 | - | 0 | 0 | - | Unknown |
| Premier Wealth Partners, LLC CRD: 171695 | - | 0 | 3 | - | Unknown |
| Premier Wealth Solutions, LLC CRD: 157135 | - | 0 | 1 | - | Unknown |
| Premiere Deal Partners CRD: 322812 | - | 0 | 1 | - | Unknown |
| Premiere Management CRD: 122298 | - | 0 | 2 | - | Unknown |
| Premiere Pacific Securities CRD: 19911 | - | 0 | 0 | A | INACTIVE |
| Premiere Wealth Advisors, LLC CRD: 294893 | - | 0 | 2 | - | Unknown |
| Premiersource LLC CRD: 129610 | - | 0 | 0 | - | Unknown |
| Premis Advisors, LLC CRD: 283679 | - | 0 | 1 | - | Unknown |
| Premis Capital Partners, Inc. CRD: 106039 | - | 0 | 0 | - | Unknown |
| Premise Capital, LLC CRD: 162430 | - | 0 | 0 | - | Unknown |
| Premise Venture Partners, LLC CRD: 340898 | - | 0 | 1 | - | Unknown |
| Premium 42 CRD: 155237 | - | 0 | 0 | - | Unknown |
| Premium 72 Capital CRD: 284519 | - | 0 | 1 | - | Unknown |
| Premium Alpha Capital, LLC CRD: 338140 | - | 0 | 1 | - | Unknown |
| Premium Investor Equities, Inc. CRD: 14780 | - | 0 | 0 | A | INACTIVE |
| Premium Point Investments CRD: 149921 | - | 0 | 0 | - | Unknown |
| Premium Strategies, LLC CRD: 329777 | - | 0 | 0 | - | Unknown |
| Premium Wealth LLC CRD: 148551 | - | 0 | 0 | - | Unknown |
| Premo Trading, Ltd. CRD: 45930 | - | 0 | 0 | A | INACTIVE |
| Premo-Mock Securities, Inc. CRD: 14768 | - | 0 | 0 | A | INACTIVE |
| Preneed Advisory, LLC CRD: 338417 | - | 0 | 1 | - | Unknown |
| Prentice Capital Management, LP CRD: 161178 | - | 0 | 1 | - | Unknown |
| Prentice Financial Planning, LLC CRD: 286565 | - | 0 | 3 | - | Unknown |
| Prentice Securities, Incorporated CRD: 22897 | - | 12 | 0 | D | INACTIVE |
| Prentice Wealth Management LLC CRD: 160052 | - | 0 | 3 | - | Unknown |
| Prentiss Properties Realty Advisors, Inc. CRD: 29009 | - | 0 | 0 | A | INACTIVE |
| Prentiss Properties Securities, Inc. CRD: 31221 | - | 0 | 0 | A | INACTIVE |