Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| DALE Q. RICE INVESTMENT MANAGEMENT CRD: 310614 | — | 0 | 0 | A | Unknown |
| DALE TIONGSON CRD: 338149 | — | 0 | 0 | A | Unknown |
| DALE, BARRY N. CRD: 159037 | — | 0 | 0 | A | Unknown |
| DALEY & COMPANY CRD: 6282 | — | 0 | 0 | A | INACTIVE |
| DALEY CAPITAL, INC CRD: 146441 | — | 0 | 0 | A | Unknown |
| DALGIN, BURAK CRD: 313893 | — | 0 | 0 | A | Unknown |
| DALLAS MONEY MANAGEMENT LLC CRD: 153652 | — | 0 | 0 | A | Unknown |
| DALMORE GROUP LLC CRD: 136352 | NY | 2 | 1 | F | Active |
| DALREG CORPORATION CRD: 20998 | — | 0 | 0 | A | INACTIVE |
| DALRYMPLE SECURITIES CORP. CRD: 15976 | — | 0 | 0 | A | INACTIVE |
| DALTON INVESTMENTS LLC CRD: 109538 | — | 0 | 0 | A | Unknown |
| DALTON INVESTMENTS, INC. CRD: 308609 | — | 0 | 0 | A | Unknown |
| DALY INVESTMENT CO. CRD: 17595 | — | 3 | 0 | F | INACTIVE |
| DAM CAPITAL (USA) INC. CRD: 154945 | FL | 0 | 1 | A | Active |
| DAMAR DEVELOPMENT CORPORATION CRD: 18250 | — | 0 | 0 | A | INACTIVE |
| DAN HURLEY, LLC CRD: 120450 | — | 0 | 0 | A | INACTIVE |
| DAN L WOLFE CRD: 124105 | — | 0 | 0 | A | Unknown |
| DAN MIRGON, LLC CRD: 329112 | — | 0 | 0 | A | Unknown |
| DANA R. NORMAN CRD: 129377 | — | 0 | 0 | A | Unknown |
| DANA VENTURES, INC. CRD: 14339 | — | 0 | 0 | A | INACTIVE |
| DANCING MAN CRD: 310705 | — | 0 | 0 | A | Unknown |
| DANE BAIRD INVESTMENT, INC. CRD: 13171 | — | 0 | 0 | A | INACTIVE |
| DANE FINANCIAL LLC CRD: 173232 | — | 0 | 0 | A | Unknown |
| DANEK TRADING LP CRD: 41856 | — | 0 | 0 | A | INACTIVE |
| DANEVEST LLC CRD: 142007 | — | 0 | 0 | A | INACTIVE |
| DANFORTH INVESTMENTS CRD: 114953 | — | 0 | 0 | A | Unknown |
| DANIEL & DANIEL SECURITIES CORPORATION CRD: 18813 | — | 0 | 0 | A | INACTIVE |
| DANIEL ADVISORS CRD: 143592 | — | 0 | 0 | A | Unknown |
| DANIEL C. DOYLE SECURITIES CRD: 14734 | — | 0 | 0 | A | INACTIVE |
| DANIEL DEVINE & COMPANY CRD: 131260 | — | 0 | 0 | A | Unknown |
| DANIEL DUREE INVESTMENT ADVISOR CRD: 282715 | — | 0 | 0 | A | Unknown |
| DANIEL G PAPPANO CRD: 119142 | — | 0 | 0 | A | Unknown |
| DANIEL GEORGE GERHART CRD: 1991 | — | 0 | 0 | A | INACTIVE |
| DANIEL INVESTMENTS, INC. CRD: 124444 | — | 0 | 0 | A | Unknown |
| DANIEL J. DISIMILE CFP, LLC CRD: 150923 | — | 0 | 0 | A | Unknown |
| DANIEL M. STERN, LLC CRD: 135877 | — | 0 | 0 | A | Unknown |
| DANIEL MISSEY LLC CRD: 41003 | — | 0 | 0 | A | INACTIVE |
| DANIEL POWER, LLC CRD: 318301 | — | 0 | 0 | A | Unknown |
| DANIEL SANT, CPA CRD: 314676 | — | 0 | 0 | A | Unknown |
| DANIEL ZEVULUN ADVISORS, LLC CRD: 329412 | — | 0 | 0 | A | Unknown |
| DANIELS & ASSOCIATES OF NEW YORK, INC. CRD: 24877 | — | 0 | 0 | A | INACTIVE |
| DANIELS & BELL, INC. CRD: 5863 | — | 0 | 0 | A | INACTIVE |
| DANIELS + TANSEY, L.L.P. CRD: 127816 | — | 0 | 0 | A | Unknown |
| DANILOFF CAPITAL CRD: 161338 | — | 0 | 0 | A | Unknown |
| DANN ASSET ADVISORS, LLC CRD: 156937 | — | 0 | 0 | A | Unknown |
| DANTE J. DRIVER CFP®, PLLC CRD: 299851 | — | 0 | 0 | A | Unknown |
| DANTES OUTLOOK CRD: 334241 | — | 0 | 0 | A | Unknown |
| DAO TRADING & ADVISORY INC. CRD: 321953 | — | 0 | 0 | A | Unknown |
| DAPHNI SAS CRD: 299393 | — | 0 | 0 | A | Unknown |
| DARA CAPITAL US, INC. CRD: 153544 | — | 0 | 0 | A | Unknown |