Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Astor Capital, Inc. CRD: 100300 | - | 0 | 0 | A | INACTIVE |
| Astor Ridge N.A. LLP CRD: 282626 | NJ | 0 | 2 | A | Active |
| Astor Securities, Inc. CRD: 10574 | - | 1 | 0 | B | INACTIVE |
| Astorg Advisory Services CRD: 321806 | - | 0 | 0 | - | Unknown |
| Astorg Advisory Services Gpes CRD: 321810 | - | 0 | 0 | - | Unknown |
| Astorg Advisory Services MID-CAP CRD: 321803 | - | 0 | 0 | - | Unknown |
| Astorg Asset Management Sarl CRD: 284635 | - | 0 | 0 | - | Unknown |
| Astorg Partners CRD: 162141 | - | 0 | 0 | - | Unknown |
| Astori Ventures LLC CRD: 336844 | - | 0 | 1 | - | Unknown |
| Astoria Portfolio Advisors LLC CRD: 288271 | - | 0 | 5 | - | Unknown |
| Astoria Strategic Wealth, Inc. CRD: 113510 | - | 0 | 8 | - | Unknown |
| Astra Asset Management UK Limited CRD: 167413 | - | 0 | 0 | - | Unknown |
| Astra Fund Distributors Corp. CRD: 6930 | - | 0 | 0 | A | INACTIVE |
| Astra Investment Advisers CRD: 327956 | - | 0 | 2 | - | Unknown |
| Astra Strategic Wealth CRD: 282116 | - | 0 | 0 | - | Unknown |
| Astra Ventures CRD: 306263 | - | 0 | 2 | - | Unknown |
| Astra Wealth Management Group CRD: 326006 | - | 0 | 1 | - | Unknown |
| Astra Wealth Management LLC CRD: 334609 | - | 0 | 1 | - | Unknown |
| Astra Wealth Partners CRD: 321136 | - | 0 | 1 | - | Unknown |
| Astrabit CRD: 331540 | VA | 0 | 1 | A | Active |
| Astraeus Advisers, LLC CRD: 148562 | - | 0 | 0 | - | Unknown |
| Astraeus Global Management, LLC CRD: 334453 | - | 0 | 1 | - | Unknown |
| Astral Capital, L.P. CRD: 147694 | - | 0 | 0 | - | Unknown |
| Astral Capital, LLC CRD: 283421 | - | 0 | 1 | - | Unknown |
| Astral Financial Group, LLC CRD: 143474 | - | 1 | 0 | B | INACTIVE |
| Astralis Capital CRD: 342991 | - | 0 | 1 | - | Unknown |
| Astris Advisory Japan K.K. CRD: 307365 | - | 0 | 0 | - | Unknown |
| Astris Securities, LLC CRD: 300588 | NY | 0 | 2 | A | Active |
| Astro Capital, LLC CRD: 298226 | - | 0 | 0 | - | Unknown |
| Astron Services, Inc. CRD: 42413 | - | 0 | 0 | A | INACTIVE |
| Astron Wealth Management, LLC CRD: 288909 | - | 0 | 0 | - | Unknown |
| Astrop Advisory Corporation CRD: 106738 | - | 0 | 1 | - | Unknown |
| Asturias Capital LLC CRD: 174759 | - | 0 | 0 | - | Unknown |
| Astute Consulting, LLC CRD: 339100 | - | 0 | 1 | - | Unknown |
| Astute Financial, LLC CRD: 306496 | - | 0 | 2 | - | Unknown |
| Astuto Capital Advisors LLC CRD: 174140 | - | 0 | 0 | - | Unknown |
| Asylum Trading CRD: 325258 | - | 0 | 0 | - | Unknown |
| Asym Capital CRD: 311582 | - | 0 | 0 | - | Unknown |
| Asym Investments, LLC CRD: 333793 | - | 0 | 0 | - | Unknown |
| Asymmetric Advantage Capital Management, LLC CRD: 157549 | - | 0 | 1 | - | Unknown |
| Asymmetric Advisors CRD: 325460 | - | 0 | 1 | - | Unknown |
| Asymmetric Etfs CRD: 312297 | - | 0 | 0 | - | Unknown |
| Asymmetric Research & Management LLC CRD: 331207 | - | 0 | 1 | - | Unknown |
| Asymmetric Return Capital LLC CRD: 205513 | - | 0 | 1 | - | Unknown |
| Asymmetric Technologies, LLC CRD: 319583 | - | 0 | 1 | - | Unknown |
| Asymmetry Management LLC CRD: 322937 | - | 0 | 1 | - | Unknown |
| Asymmetry Ventures Advisors, LLC CRD: 304302 | - | 0 | 0 | - | Unknown |
| Asymmetry Ventures Advisors, LLC CRD: 332135 | - | 0 | 1 | - | Unknown |
| AT Investor Services, Inc. CRD: 47837 | - | 0 | 0 | A | INACTIVE |
| AT ONE Ventures Opco, LLC CRD: 307972 | - | 0 | 1 | - | Unknown |