Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| DARBY OVERSEAS PARTNERS, L.P. CRD: 160799 | — | 0 | 0 | A | Unknown |
| DARCH, THEODORE E CRD: 34352 | — | 0 | 0 | A | INACTIVE |
| DARCY & CO., INC. CRD: 13717 | — | 0 | 0 | A | INACTIVE |
| DARCY & CO., INC. CRD: 121493 | — | 0 | 0 | A | Unknown |
| DARDA FINANCIAL CRD: 130230 | — | 0 | 0 | A | Unknown |
| DARDEN WEALTH GROUP CRD: 294926 | — | 0 | 0 | A | Unknown |
| DARE TO DREAM FINANCIAL PLANNING CRD: 304866 | — | 0 | 0 | A | Unknown |
| DARGON DEVELOPMENT CRD: 112003 | — | 0 | 0 | A | Unknown |
| DARK HORSE LLC CRD: 156501 | — | 0 | 0 | A | Unknown |
| DARK POOL CAPITAL CRD: 339561 | — | 0 | 0 | A | Unknown |
| DARKHORSE ADVISOR CRD: 309558 | — | 0 | 0 | A | Unknown |
| DARROCK, LLC CRD: 340896 | — | 0 | 0 | A | Unknown |
| DARROW WEALTH GROUP CRD: 339323 | — | 0 | 0 | A | Unknown |
| DART LABS CRD: 325462 | — | 0 | 0 | A | Unknown |
| DARWAL COMPANY INC. CRD: 10612 | — | 0 | 0 | A | INACTIVE |
| DARWIN AND WOLF, LLC CRD: 320640 | — | 0 | 0 | A | Unknown |
| DARWISH, RYAN CRD: 146958 | — | 0 | 0 | A | Unknown |
| DAS WEALTH MANAGEMENT CRD: 269974 | — | 0 | 0 | A | Unknown |
| DASEIN PARTNERS LLC CRD: 335158 | — | 0 | 0 | A | Unknown |
| DASEKE & CO., INC. CRD: 6582 | — | 0 | 0 | A | INACTIVE |
| DASEKE INVESTMENTS, INC. CRD: 24648 | — | 0 | 0 | A | INACTIVE |
| DASH INVESTMENTS CRD: 135281 | — | 0 | 0 | A | Unknown |
| DASH PRIME LLC CRD: 41257 | IL | 6 | 1 | F | Active |
| DASH VC, LLC CRD: 327577 | — | 0 | 0 | A | Unknown |
| DASTA INVESTMENTS LLC CRD: 315589 | — | 0 | 0 | A | Unknown |
| DAT TRADING, LLC CRD: 133961 | — | 0 | 0 | A | INACTIVE |
| DATA DRIVEN FINANCIAL LLC CRD: 307198 | — | 0 | 0 | A | Unknown |
| DATA DRIVEN FUNDS, LLC CRD: 290091 | — | 0 | 0 | A | Unknown |
| DATA SHERPA INC. CRD: 234786 | — | 0 | 0 | A | Unknown |
| DATA TECH FUND LLC CRD: 315358 | — | 0 | 0 | A | Unknown |
| DATALIGN CRD: 317004 | — | 0 | 0 | A | Unknown |
| DATALORE, LLC CRD: 104118 | — | 0 | 0 | A | INACTIVE |
| DAUGHERTY, COLE INC. CRD: 1587 | — | 1 | 0 | F | INACTIVE |
| DAUNTLESS ADVISORY, LLC CRD: 334412 | — | 0 | 0 | A | Unknown |
| DAVENFORTH, LLC CRD: 171689 | — | 0 | 0 | A | Unknown |
| DAVENPORT PBH LLC CRD: 319224 | — | 0 | 0 | A | Unknown |
| DAVENPORT-DUKES FINANCIAL SERVICES, INC. CRD: 37664 | — | 0 | 0 | A | INACTIVE |
| DAVENTRY GROUP LP CRD: 306533 | — | 0 | 0 | A | Unknown |
| DAVEY AND UNNO INC. CRD: 7773 | — | 0 | 0 | A | INACTIVE |
| DAVID ANDREW VAN ASDALE II R.I.A. CRD: 142183 | — | 0 | 0 | A | Unknown |
| DAVID B. BRANDOLPH, J.D., CFP CRD: 113956 | — | 0 | 0 | A | Unknown |
| DAVID B. HEINZ, CFP CRD: 114339 | — | 0 | 0 | A | Unknown |
| DAVID DE KOEKKOEK, CFP, EA CRD: 113080 | — | 0 | 0 | A | Unknown |
| DAVID GANDOSSY, LLC CRD: 142822 | — | 0 | 0 | A | Unknown |
| DAVID H. RANKIN & CO. CRD: 207 | — | 0 | 0 | A | INACTIVE |
| DAVID H. RANKIN & CO., INC. CRD: 3132 | — | 0 | 0 | A | INACTIVE |
| DAVID HARRIS & CO. INC. CRD: 19832 | — | 0 | 0 | A | INACTIVE |
| DAVID HARRIS & CO., INC. CRD: 45670 | — | 1 | 0 | F | INACTIVE |
| DAVID HOLMES CRD: 114945 | — | 0 | 0 | A | Unknown |
| DAVID KEMP BATTLE CORP. CRD: 327831 | — | 0 | 0 | A | Unknown |