Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| David Lurch LLC CRD: 332754 | — | 0 | 2 | A | Unknown |
| David M. LEE, P.C. CRD: 114475 | — | 0 | 0 | A | Unknown |
| David Mcguire, Inc. CRD: 106190 | — | 0 | 0 | A | INACTIVE |
| David N. Hainsworth, C.P.A., P.C. CRD: 281182 | — | 0 | 1 | A | Unknown |
| David P Fritch CPA, PC CRD: 288274 | — | 0 | 0 | A | Unknown |
| David P. Griffith, P.A. CRD: 145409 | — | 0 | 0 | A | Unknown |
| David S Reinders CRD: 143703 | — | 0 | 0 | A | Unknown |
| David S. Stein Company CRD: 5334 | — | 0 | 0 | A | INACTIVE |
| David Smith Advisory CRD: 153108 | — | 0 | 0 | A | Unknown |
| David T. Sanders CRD: 11029 | — | 0 | 0 | A | INACTIVE |
| David, Alan R. CRD: 155700 | — | 0 | 2 | A | Unknown |
| David, Stanford Securities CRD: 19614 | — | 0 | 0 | A | INACTIVE |
| Davidson Capital CRD: 118725 | — | 0 | 0 | A | Unknown |
| Davidson Fixed Income Management, Inc. CRD: 127844 | — | 0 | 0 | A | Unknown |
| Davidson, John Wilds CRD: 151982 | — | 0 | 0 | A | Unknown |
| Davinci Financial Designs CRD: 163362 | — | 0 | 2 | A | Unknown |
| Davis & Wehrle, LLC CRD: 144572 | — | 0 | 1 | A | Unknown |
| Davis Distributors, LLC CRD: 7975 | AZ | 3 | 3 | B | Active |
| Davis Investment Group CRD: 156678 | — | 0 | 0 | A | Unknown |
| Davis, Davis and Conover Wealth Management, LLC CRD: 286575 | — | 0 | 1 | A | Unknown |
| Davisa Trading, LLC CRD: 142907 | — | 0 | 0 | A | INACTIVE |
| Davy Securities CRD: 131901 | — | 0 | 0 | A | Active |
| Dawkins Advisory Group, LLC CRD: 333233 | — | 0 | 1 | A | Unknown |
| Dawn Capital LLP CRD: 301880 | — | 0 | 0 | A | Unknown |
| Dawnbox CRD: 333319 | — | 0 | 1 | A | Unknown |
| Dawson Partners CRD: 339430 | — | 0 | 1 | A | Unknown |
| Dawson Partners CRD: 281728 | — | 0 | 0 | A | Unknown |
| DAX Partners L.P. CRD: 40547 | — | 1 | 0 | B | INACTIVE |
| Daxmar Advisors CRD: 290436 | — | 0 | 1 | A | Unknown |
| DAY & Ennis, LLC CRD: 125549 | — | 0 | 0 | A | Unknown |
| DAY International Securities (DIS) CRD: 23405 | — | 4 | 0 | C | INACTIVE |
| Dayah Capital LLC CRD: 327487 | — | 0 | 1 | A | Unknown |
| Daybreak Wealth, LLC CRD: 322844 | — | 0 | 1 | A | Unknown |
| Daye Capital, LLC CRD: 158211 | — | 0 | 0 | A | Unknown |
| Daymark Advisors CRD: 128751 | — | 0 | 0 | A | Unknown |
| Dayton, Kahn, Heppe, Hancock & Co. CRD: 8153 | — | 0 | 0 | A | INACTIVE |
| DAYTRADING.NET L.L.C. CRD: 43688 | — | 0 | 0 | A | INACTIVE |
| DB & C Advisors, LLC CRD: 155645 | — | 0 | 2 | A | Unknown |
| DB Advisors CRD: 134485 | — | 0 | 2 | A | Unknown |
| DB Alex. Brown LLC CRD: 17790 | — | 34 | 0 | F | INACTIVE |
| DB Fitzpatrick CRD: 105671 | — | 0 | 1 | A | Unknown |
| DBA a1a 401K CRD: 286169 | — | 0 | 0 | A | Unknown |
| DBA Angel Rock Advisors and Angel Rock Fiduciary P… CRD: 283015 | — | 0 | 0 | A | Unknown |
| DBA Donohue Fiducial Co. CRD: 129445 | — | 0 | 0 | A | Unknown |
| DBA Joseph Fodera CRD: 136244 | — | 0 | 1 | A | Unknown |
| DBA Miller & Co. CRD: 118654 | — | 0 | 0 | A | Unknown |
| DBA Olson Associates CRD: 125719 | — | 0 | 2 | A | Unknown |
| DBA the Delta Company CRD: 120187 | — | 1 | 0 | B | INACTIVE |
| DBA Upal or United Professionals Assoc. Ltd. CRD: 117509 | — | 0 | 2 | A | Unknown |
| DBA, Mullen Advisory CRD: 109646 | — | 0 | 0 | A | Unknown |