Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Athenainvest Advisors LLC CRD: 146224 | - | 0 | 1 | - | Unknown |
| Athene Securities, LLC CRD: 36867 | IA | 0 | 3 | A | Active |
| Athenian Venture Partners CRD: 163764 | - | 0 | 0 | - | Unknown |
| Athens Impact Socially Responsible Investments CRD: 309353 | - | 0 | 1 | - | Unknown |
| Atherean Asset Management LLC CRD: 170857 | - | 0 | 2 | - | Unknown |
| Atherton Lane Advisers, LLC CRD: 134090 | - | 0 | 0 | - | Unknown |
| Athir Capital LP CRD: 332818 | - | 0 | 0 | - | Unknown |
| Athletes Financial Advisers, LLC CRD: 284993 | - | 0 | 2 | - | Unknown |
| Athos Capital Advisors CRD: 309225 | - | 0 | 1 | - | Unknown |
| Athos Capital Limited CRD: 287804 | - | 0 | 0 | - | Unknown |
| Athos Private Wealth LLC CRD: 309862 | - | 0 | 1 | - | Unknown |
| Athyra Financial Partners CRD: 340781 | - | 0 | 2 | - | Unknown |
| ATI Wealth Partners, LLC CRD: 282924 | - | 0 | 2 | - | Unknown |
| Atif CRD: 312242 | - | 0 | 0 | - | Unknown |
| Atinc, LLC CRD: 312506 | - | 0 | 1 | - | Unknown |
| Atip, Inc CRD: 136440 | - | 0 | 1 | - | Unknown |
| Atis, Inc CRD: 148274 | IN | 0 | 3 | A | Active |
| ATK Financial Prosperity CRD: 324287 | - | 0 | 1 | - | Unknown |
| Atkins and Associates LLC CRD: 164879 | - | 0 | 0 | - | Unknown |
| Atkinson and Company CRD: 1124 | - | 0 | 0 | A | INACTIVE |
| ATL Advisor LP CRD: 173866 | - | 0 | 1 | - | Unknown |
| Atland Fund Manager LLC CRD: 304076 | - | 0 | 0 | - | Unknown |
| Atlanta Capital CRD: 116719 | - | 0 | 4 | - | Unknown |
| Atlanta Consulting Group Advisors, LLC CRD: 288169 | - | 0 | 4 | - | Unknown |
| Atlanta Equity Management, LLC CRD: 144254 | - | 0 | 0 | - | Unknown |
| Atlanta Financial Associates, LLC CRD: 126703 | - | 0 | 0 | - | Unknown |
| Atlanta OIL & GAS Investments, Inc. CRD: 20701 | - | 0 | 0 | A | INACTIVE |
| Atlanta Securities & Investments, Inc. CRD: 15762 | - | 0 | 0 | A | INACTIVE |
| Atlanta Wealth Management, Inc. CRD: 125190 | - | 0 | 1 | - | Unknown |
| Atlantes Financial Advisors CRD: 138210 | - | 0 | 1 | - | Unknown |
| Atlantic Advisors, Inc. CRD: 115485 | - | 0 | 1 | - | Unknown |
| Atlantic Alchemy Company CRD: 167154 | - | 0 | 0 | - | Unknown |
| Atlantic American Capital Advisors, LLC CRD: 111760 | - | 0 | 0 | A | INACTIVE |
| Atlantic Asset Management, L.L.C. CRD: 107440 | - | 0 | 0 | - | Unknown |
| Atlantic Brokerage Services, Inc. CRD: 18375 | - | 0 | 0 | A | INACTIVE |
| Atlantic Capital Management CRD: 109549 | - | 0 | 0 | - | Unknown |
| Atlantic Capital Management, Inc. CRD: 128361 | - | 0 | 0 | - | Unknown |
| Atlantic Capital Resources Group, Inc. CRD: 10259 | - | 0 | 0 | A | INACTIVE |
| Atlantic Capital Securities, Inc. CRD: 18467 | - | 0 | 0 | A | INACTIVE |
| Atlantic Coast Financial CRD: 311085 | - | 0 | 1 | - | Unknown |
| Atlantic Coast Securities Corporation CRD: 20826 | - | 2 | 0 | B | INACTIVE |
| Atlantic Edge Private Wealth Management CRD: 327354 | - | 0 | 1 | - | Unknown |
| Atlantic Equities LLP CRD: 135915 | - | 0 | 0 | - | Unknown |
| Atlantic Equities, Incorporated CRD: 11423 | - | 0 | 0 | A | INACTIVE |
| Atlantic Equities, LLC CRD: 121669 | - | 0 | 0 | A | INACTIVE |
| Atlantic Equity Research, LLC CRD: 153116 | - | 0 | 0 | - | Unknown |
| Atlantic Family Wealth, LLC CRD: 171062 | - | 0 | 1 | - | Unknown |
| Atlantic Financial CRD: 159167 | - | 0 | 1 | - | Unknown |
| Atlantic Financial Advisors, LLC CRD: 155468 | - | 0 | 0 | - | Unknown |
| Atlantic Financial Group, Inc. CRD: 16381 | - | 0 | 0 | A | INACTIVE |