Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dbafc, L.L.C. CRD: 310088 | — | 0 | 1 | A | Unknown |
| DBC Securities, Inc. CRD: 30894 | — | 2 | 0 | B | INACTIVE |
| DBF GP, LLC CRD: 167011 | — | 0 | 0 | A | Unknown |
| DBF GP, LLC CRD: 339282 | — | 0 | 1 | A | Unknown |
| Dbia, LLC. CRD: 125659 | — | 0 | 3 | A | Unknown |
| DBL Investors, LLC CRD: 144878 | — | 0 | 0 | A | Unknown |
| DBL Partners CRD: 174991 | — | 0 | 1 | A | Unknown |
| DBLKM Inc. CRD: 2450 | — | 0 | 0 | A | INACTIVE |
| DBM Advisors, LLC CRD: 293138 | — | 0 | 2 | A | Unknown |
| DBM Planning, LLC CRD: 328758 | — | 0 | 1 | A | Unknown |
| DBO Advisors LLC CRD: 170767 | — | 0 | 0 | A | Unknown |
| DBO Partners LLC CRD: 158951 | — | 0 | 0 | A | INACTIVE |
| DBS Partners LP CRD: 34012 | — | 0 | 0 | A | INACTIVE |
| DBX Advisors LLC CRD: 154558 | — | 0 | 1 | A | Unknown |
| DBX Strategic Advisors LLC CRD: 141392 | — | 0 | 0 | A | Unknown |
| DBZ Research LLC CRD: 315011 | — | 0 | 0 | A | Unknown |
| DC & Associates CRD: 328815 | — | 0 | 1 | A | Unknown |
| DC Advisory CRD: 129919 | NY | 0 | 5 | A | Active |
| DCA Advisory, LLC CRD: 316832 | — | 0 | 1 | A | Unknown |
| DCA Family Office, LLC CRD: 322047 | — | 0 | 3 | A | Unknown |
| DCA Investment Advisory, LLC CRD: 147882 | — | 0 | 1 | A | Unknown |
| Dcapital Wealth LLC CRD: 331889 | — | 0 | 2 | A | Unknown |
| DCC Securities Corp. CRD: 27172 | — | 2 | 0 | B | INACTIVE |
| DCF, LLC CRD: 149102 | TN | 0 | 7 | A | Active |
| DCG Capital CRD: 317747 | — | 0 | 1 | A | Unknown |
| DCG Wealth Management CRD: 310957 | — | 0 | 1 | A | Unknown |
| Dchained, LLC CRD: 315274 | — | 0 | 0 | A | Unknown |
| DCM CRD: 160285 | — | 0 | 1 | A | Unknown |
| DCM Advisors, LLC CRD: 126248 | — | 0 | 2 | A | Unknown |
| DCM Brokers, LLC CRD: 144158 | IL | 0 | 2 | A | Active |
| DCMB Securities LLC CRD: 146578 | TX | 0 | 2 | A | Active |
| DCP CRD: 292773 | — | 0 | 0 | A | Unknown |
| DCVC CRD: 167441 | — | 0 | 1 | A | Unknown |
| DCVC BIO CRD: 297640 | — | 0 | 1 | A | Unknown |
| DDO Advisory Services, LLC CRD: 154944 | — | 0 | 1 | A | Unknown |
| DDR Advisors LLC CRD: 319272 | — | 0 | 1 | A | Unknown |
| DE Groote Financial Group, LLC CRD: 168178 | — | 0 | 2 | A | Unknown |
| DE Luca, Michael CRD: 172950 | — | 0 | 0 | A | Unknown |
| DE Luna Partners, Inc. CRD: 138321 | — | 0 | 0 | A | Unknown |
| DE Mayo Financial CRD: 107082 | — | 0 | 1 | A | Unknown |
| DE Novo Capital LLC CRD: 282458 | — | 0 | 1 | A | Unknown |
| DE Novo Ventures, LLC CRD: 162664 | — | 0 | 0 | A | Unknown |
| DE Route CRD: 135981 | — | 8 | 0 | D | INACTIVE |
| DE Securities Corporation CRD: 10423 | — | 0 | 0 | A | INACTIVE |
| DE Trading, LLC CRD: 104338 | — | 0 | 0 | A | INACTIVE |
| Deafinvest CRD: 117485 | — | 0 | 1 | A | Unknown |
| Dealcomposer Inc. CRD: 102640 | — | 0 | 0 | A | INACTIVE |
| Dealerweb LLC CRD: 19662 | NJ | 7 | 4 | C | Active |
| Dean Dorton Wealth Management, LLC CRD: 297616 | — | 0 | 2 | A | Unknown |
| Dean Financial Advisory CRD: 292122 | — | 0 | 0 | A | Unknown |