Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Atlantic Financial Planning LLC CRD: 159162 | - | 0 | 1 | - | Unknown |
| Atlantic Financial Services of Maine, Inc. CRD: 31743 | - | 0 | 0 | A | INACTIVE |
| Atlantic General Financial Corp. CRD: 27272 | - | 0 | 0 | A | INACTIVE |
| Atlantic Group Securities, Inc. CRD: 42194 | - | 1 | 0 | B | INACTIVE |
| Atlantic Investment Management, Inc CRD: 137698 | - | 0 | 1 | - | Unknown |
| Atlantic Investments a Registered Investment Advis… CRD: 154001 | - | 0 | 5 | - | Unknown |
| Atlantic Investors Capital Corp. CRD: 10246 | - | 0 | 0 | A | INACTIVE |
| Atlantic Partners, Inc. CRD: 17745 | - | 0 | 0 | A | INACTIVE |
| Atlantic Peak Capital LP CRD: 301374 | - | 0 | 0 | - | Unknown |
| Atlantic Planning Group, LLC CRD: 133178 | - | 0 | 7 | - | Unknown |
| Atlantic Private Wealth, LLC CRD: 311517 | - | 0 | 1 | - | Unknown |
| Atlantic Republic Securities Corp. CRD: 23884 | - | 0 | 0 | A | INACTIVE |
| Atlantic Republic Securities, Inc. CRD: 30639 | - | 0 | 0 | A | INACTIVE |
| Atlantic Retirement & Wealth Advisors LLC CRD: 281680 | - | 0 | 1 | - | Unknown |
| Atlantic Ridge Capital LLC CRD: 339611 | - | 0 | 1 | - | Unknown |
| Atlantic Securities, Inc. CRD: 1128 | - | 0 | 0 | A | INACTIVE |
| Atlantic Shores Investment Securities, Inc. CRD: 13143 | - | 0 | 0 | A | INACTIVE |
| Atlantic State Partners, LLC CRD: 147563 | - | 0 | 0 | A | INACTIVE |
| Atlantic Trading Equities LLC CRD: 150358 | - | 0 | 0 | A | INACTIVE |
| Atlantic Trading Indices LLC CRD: 153033 | - | 3 | 0 | C | INACTIVE |
| Atlantic Union Municipal Advisors, Inc CRD: 329425 | - | 0 | 1 | - | Unknown |
| Atlantic Wealth Advisory Services, LLC CRD: 288243 | - | 0 | 0 | - | Unknown |
| Atlantic Wealth Partners, LLC CRD: 289440 | - | 0 | 2 | - | Unknown |
| Atlantica Ventures Management LLC CRD: 319377 | - | 0 | 0 | - | Unknown |
| Atlanticmidwest Investment Research, LLC CRD: 305618 | - | 0 | 2 | - | Unknown |
| Atlantis Asset Management, LLC CRD: 160462 | - | 0 | 1 | - | Unknown |
| Atlantis Capital Management Corporation CRD: 119988 | - | 0 | 0 | - | Unknown |
| Atlantis Investment CRD: 154486 | - | 0 | 0 | - | Unknown |
| Atlantis Investment Advisors, LLC CRD: 155264 | - | 0 | 0 | - | Unknown |
| Atlantis Investment Co. Inc. CRD: 18255 | - | 2 | 0 | B | INACTIVE |
| Atlantis Investment Management Limited CRD: 155341 | - | 0 | 0 | - | Unknown |
| Atlantis Securities Ltd. CRD: 18447 | - | 0 | 0 | A | INACTIVE |
| Atlantis Wealth Advisors LLC CRD: 169956 | - | 0 | 6 | - | Unknown |
| Atlantis Wealth Management CRD: 142044 | - | 0 | 0 | - | Unknown |
| Atlas CRD: 324191 | - | 0 | 8 | - | Unknown |
| Atlas Asset Management LLC CRD: 173561 | - | 0 | 1 | - | Unknown |
| Atlas Brown CRD: 133408 | - | 0 | 1 | - | Unknown |
| Atlas Capital CRD: 154923 | - | 0 | 0 | - | Unknown |
| Atlas Capital CRD: 326724 | - | 0 | 1 | - | Unknown |
| Atlas Capital Advisors Inc. CRD: 127036 | - | 0 | 1 | - | Unknown |
| Atlas Capital Advisory LLC CRD: 316980 | - | 0 | 1 | - | Unknown |
| Atlas Capital Management CRD: 110018 | - | 0 | 1 | - | Unknown |
| Atlas Capital Management Corp CRD: 106107 | - | 0 | 4 | - | Unknown |
| Atlas Capital Management, L.P. CRD: 114351 | - | 0 | 0 | - | Unknown |
| Atlas Capital Team L.P. CRD: 312373 | - | 0 | 0 | - | Unknown |
| Atlas Capital, LLC CRD: 163906 | - | 0 | 0 | - | Unknown |
| Atlas Capital, LLC CRD: 299441 | - | 0 | 0 | - | Unknown |
| Atlas Capital, LLC CRD: 104000 | - | 0 | 0 | A | INACTIVE |
| Atlas Equity Research Inc. CRD: 162598 | - | 0 | 0 | - | Unknown |
| Atlas Family Office LLC CRD: 172114 | - | 0 | 0 | - | Unknown |