Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dean Financial Advisory, LLC. CRD: 152027 | — | 0 | 1 | A | Unknown |
| Dean Galvin IA, Dean Galvin or Dean CRD: 152849 | — | 0 | 0 | A | Unknown |
| Dean Horowitz & Co., L.L.C. CRD: 41419 | — | 0 | 0 | A | INACTIVE |
| Dean Investments CRD: 104635 | — | 0 | 3 | A | Unknown |
| Dean R. Lycas CRD: 111667 | — | 0 | 0 | A | Unknown |
| Dean Roland Russell, LLC CRD: 109480 | — | 0 | 1 | A | Unknown |
| Dean Securities, LLC CRD: 7653 | — | 5 | 0 | C | INACTIVE |
| Deane a. Penn M.D. P.C. CRD: 151060 | — | 0 | 0 | A | Unknown |
| Debttraders, Inc. CRD: 102120 | — | 1 | 0 | B | INACTIVE |
| Debuey, LLC CRD: 286154 | — | 0 | 1 | A | Unknown |
| Deca Advisors LLC CRD: 284339 | — | 0 | 0 | A | Unknown |
| Decade Securities Corp. CRD: 10226 | — | 2 | 0 | B | INACTIVE |
| Decasonic CRD: 317998 | — | 0 | 1 | A | Unknown |
| Decennial Group CRD: 300805 | — | 0 | 0 | A | Unknown |
| Decibel Partners, LLC CRD: 308477 | — | 0 | 1 | A | Unknown |
| Decide Advisers CRD: 307195 | — | 0 | 0 | A | Unknown |
| Deciens Capital CRD: 294047 | — | 0 | 1 | A | Unknown |
| Deciens Capital CRD: 310812 | — | 0 | 1 | A | Unknown |
| Decision Options, LLC CRD: 131994 | — | 0 | 1 | A | Unknown |
| Decisions, LLC CRD: 118960 | — | 0 | 2 | A | Unknown |
| Decker & Co, LLC CRD: 166446 | CA | 1 | 2 | B | Active |
| Decker Financial CRD: 131197 | — | 0 | 0 | A | Unknown |
| Decker, Zender, Pelman & Co. CRD: 13566 | — | 0 | 0 | A | INACTIVE |
| Decode Finance LLC CRD: 331985 | — | 0 | 1 | A | Unknown |
| Decorus Imperium CRD: 326943 | — | 0 | 0 | A | Unknown |
| Dedora Capital, Inc. CRD: 177523 | — | 0 | 1 | A | Unknown |
| DEE-ANN R. FOX, CFP CRD: 126184 | — | 0 | 1 | A | Unknown |
| Deem Asset Management CRD: 315845 | — | 0 | 2 | A | Unknown |
| Deem Global (UK) Limited CRD: 327840 | — | 0 | 0 | A | Unknown |
| Deep Alpha, LLC CRD: 309658 | — | 0 | 0 | A | Unknown |
| Deep Blue Capital CRD: 336045 | — | 0 | 1 | A | Unknown |
| Deep Blue Investment Advisors CRD: 115344 | — | 0 | 2 | A | Unknown |
| Deep Creek Colts, Inc. CRD: 105002 | — | 0 | 0 | A | Unknown |
| Deep Draft Consulting, LLC CRD: 170137 | — | 0 | 1 | A | Unknown |
| Deep Future, LLC CRD: 322626 | — | 0 | 1 | A | Unknown |
| Deep Think Investments CRD: 305920 | — | 0 | 2 | A | Unknown |
| Deep Valley GP, LLC CRD: 301361 | — | 0 | 1 | A | Unknown |
| Deeper Pockets CRD: 322395 | — | 0 | 0 | A | Unknown |
| Deephaven Distributors LLC CRD: 104036 | — | 0 | 0 | A | INACTIVE |
| Deepmacro, LLC CRD: 304784 | — | 0 | 0 | A | Unknown |
| Deepthink Inc. CRD: 141524 | — | 0 | 0 | A | Unknown |
| Deer Pond Partners Manager, LLC CRD: 333232 | — | 0 | 1 | A | Unknown |
| Deerfield CRD: 104964 | — | 0 | 7 | A | Unknown |
| Deerfront LLC CRD: 297795 | — | 0 | 2 | A | Unknown |
| Deeter Advisory Group, LLC CRD: 153818 | — | 0 | 1 | A | Unknown |
| Deevy, William J CRD: 33410 | — | 0 | 0 | A | INACTIVE |
| DEF Digital East Advisors Sarl CRD: 328640 | — | 0 | 0 | A | Unknown |
| Defender Capital CRD: 159607 | — | 0 | 1 | A | Unknown |
| Defi Alliance LLC CRD: 321994 | — | 0 | 1 | A | Unknown |
| Defiance Etfs, LLC CRD: 294410 | — | 0 | 1 | A | Unknown |