Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Defiant Capital Group CRD: 309626 | — | 0 | 1 | A | Unknown |
| Defined Wealth, Inc. CRD: 281669 | — | 0 | 0 | A | Unknown |
| Defining Wealth CRD: 328930 | — | 0 | 3 | A | Unknown |
| DEG Advisory Services, Inc. CRD: 145398 | — | 0 | 0 | A | Unknown |
| Degrandis Corporation CRD: 10312 | — | 0 | 0 | A | INACTIVE |
| Dehesa Capital , LLC CRD: 282964 | — | 0 | 0 | A | Unknown |
| Dehoff Wealth Advisory LLC CRD: 338328 | — | 0 | 1 | A | Unknown |
| Deimark Corp CRD: 289280 | — | 0 | 1 | A | Unknown |
| Dejarnatt, Paul E CRD: 138820 | — | 0 | 1 | A | Unknown |
| DEL MAR Asset Management, LP CRD: 137049 | — | 0 | 0 | A | Unknown |
| DEL MAR Wealth Management Inc CRD: 175022 | — | 0 | 1 | A | Unknown |
| DEL MAR Wealth Management, LLC CRD: 165367 | — | 0 | 0 | A | Unknown |
| DEL Monte Group, LLC CRD: 106669 | — | 0 | 0 | A | Unknown |
| DEL2 Capital LLC CRD: 341423 | — | 0 | 1 | A | Unknown |
| Delagify Financial CRD: 317223 | — | 0 | 1 | A | Unknown |
| Delaware Advisory Group, Inc. CRD: 145211 | — | 0 | 0 | A | Unknown |
| Delaware Advisory Group, Inc. CRD: 326933 | — | 0 | 1 | A | Unknown |
| Delaware Distributors, L.P. CRD: 14232 | PA | 3 | 7 | B | Active |
| Delcam Capital CRD: 335154 | — | 0 | 1 | A | Unknown |
| Delebor AM SAS CRD: 281643 | — | 0 | 0 | A | Unknown |
| Deleon Wealth LLC CRD: 334043 | — | 0 | 1 | A | Unknown |
| Deliberate Wealth CRD: 340396 | — | 0 | 1 | A | Unknown |
| Dellora Investments LP CRD: 310885 | — | 0 | 1 | A | Unknown |
| Delphi Advisers CRD: 304593 | — | 0 | 1 | A | Unknown |
| Delphi Financial Corp. CRD: 25868 | — | 0 | 0 | A | INACTIVE |
| Delphi Management Inc CRD: 106042 | — | 0 | 1 | A | Unknown |
| Delphi Securities, Corp CRD: 156529 | — | 2 | 0 | B | INACTIVE |
| Delphi Trading L.L.C. CRD: 110481 | — | 1 | 0 | B | INACTIVE |
| Delphi Trading, Inc. CRD: 14266 | — | 0 | 0 | A | INACTIVE |
| Delphi Ventures CRD: 160419 | — | 0 | 0 | A | Unknown |
| Delphia CRD: 305091 | — | 0 | 0 | A | Unknown |
| Delphin Investments CRD: 149126 | — | 0 | 2 | A | Unknown |
| Delphina Capital, L.L.C. CRD: 45731 | — | 0 | 0 | A | INACTIVE |
| Delphos MMJ L.P. CRD: 137389 | NY | 1 | 2 | B | Active |
| Delta Advisory Group, Inc. CRD: 105966 | — | 0 | 1 | A | Unknown |
| Delta Capital CRD: 338957 | — | 0 | 0 | A | Unknown |
| Delta Capital Corporation CRD: 14107 | — | 0 | 0 | A | INACTIVE |
| Delta Dividend Group, Inc. CRD: 32266 | — | 0 | 0 | A | INACTIVE |
| Delta Financial Advisory CRD: 330238 | — | 0 | 1 | A | Unknown |
| Delta Global CRD: 327142 | — | 0 | 1 | A | Unknown |
| Delta Partners, LP CRD: 114681 | — | 0 | 0 | A | Unknown |
| Delta Trading, L.L.C CRD: 42375 | — | 0 | 0 | A | INACTIVE |
| Delta-V Capital, LLC CRD: 161800 | — | 0 | 2 | A | Unknown |
| Deluise, Janice Mary CRD: 30329 | — | 0 | 0 | A | INACTIVE |
| Demand Wealth CRD: 307043 | — | 0 | 3 | A | Unknown |
| Demarche CRD: 105500 | — | 0 | 3 | A | Unknown |
| Demarche CRD: 145851 | — | 0 | 1 | A | Unknown |
| Demauriac LLC CRD: 306542 | — | 0 | 1 | A | Unknown |
| Dembo Jones, P.C CRD: 121763 | — | 0 | 0 | A | Unknown |
| Demco Partners, Inc. CRD: 46312 | — | 0 | 0 | A | INACTIVE |