Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Atlas Fiduciary Financial, LLC CRD: 307310 | - | 0 | 0 | - | Unknown |
| Atlas Financial CRD: 171871 | - | 0 | 0 | - | Unknown |
| Atlas Financial Advisors, Inc. CRD: 160276 | - | 0 | 0 | - | Unknown |
| Atlas Financial Advisors, LLC CRD: 285580 | - | 0 | 1 | - | Unknown |
| Atlas Financial Group, Inc. CRD: 22754 | - | 0 | 0 | A | INACTIVE |
| Atlas Financial LLC CRD: 334246 | - | 0 | 1 | - | Unknown |
| Atlas Financial, LLC CRD: 305941 | - | 0 | 0 | - | Unknown |
| Atlas Global Group, L.P. CRD: 41567 | - | 0 | 0 | A | INACTIVE |
| Atlas Grove Capital LLC CRD: 340555 | - | 0 | 1 | - | Unknown |
| Atlas Grove Management LLC CRD: 324669 | - | 0 | 1 | - | Unknown |
| Atlas Health Capital Advisers LLP CRD: 342612 | - | 0 | 0 | - | Unknown |
| Atlas Holdings LLC CRD: 160610 | - | 0 | 1 | - | Unknown |
| Atlas Impact Partners, LP CRD: 300706 | - | 0 | 0 | - | Unknown |
| Atlas Infrastructure CRD: 288560 | - | 0 | 0 | - | Unknown |
| Atlas Investment Advisors CRD: 324861 | - | 0 | 1 | - | Unknown |
| Atlas Investment Advisory LLC CRD: 284935 | - | 0 | 2 | - | Unknown |
| Atlas Investment Group, LLC CRD: 289573 | - | 0 | 1 | - | Unknown |
| Atlas Legacy Advisors LLC CRD: 329888 | - | 0 | 2 | - | Unknown |
| Atlas Lifestyle Planning Group LLC CRD: 305278 | - | 0 | 1 | - | Unknown |
| Atlas Merchant Capital LLC CRD: 172124 | - | 0 | 1 | - | Unknown |
| Atlas ONE Asset Management, LLC CRD: 168447 | - | 0 | 0 | - | Unknown |
| Atlas ONE Capital Management, LLC CRD: 127448 | - | 0 | 0 | - | Unknown |
| Atlas ONE Financial Group, LLC CRD: 124057 | - | 4 | 0 | C | INACTIVE |
| Atlas Park Finance CRD: 299881 | - | 0 | 0 | - | Unknown |
| Atlas Peak Advisors, Inc. CRD: 169648 | - | 0 | 1 | - | Unknown |
| Atlas Peak Capital CRD: 168627 | - | 0 | 1 | - | Unknown |
| Atlas Principals, LLC CRD: 285099 | - | 0 | 0 | - | Unknown |
| Atlas Private Wealth Advisors CRD: 283744 | - | 0 | 15 | - | Unknown |
| Atlas Private Wealth Management, LLC CRD: 145331 | - | 0 | 0 | - | Unknown |
| Atlas Securities, LLC CRD: 20991 | - | 1 | 0 | B | INACTIVE |
| Atlas Square Partners LLP CRD: 284557 | - | 0 | 0 | - | Unknown |
| Atlas Square Partners(HK) Limited CRD: 328980 | - | 0 | 0 | - | Unknown |
| Atlas ST. Ventures Fund III GP LLC CRD: 298926 | - | 0 | 0 | - | Unknown |
| Atlas ST. Ventures LLC CRD: 298922 | - | 0 | 0 | - | Unknown |
| Atlas Strategic Advisors, LLC CRD: 138970 | NY | 0 | 2 | A | Active |
| Atlas Sustainable Wealth, LLC CRD: 300878 | - | 0 | 1 | - | Unknown |
| Atlas Technology Group LLC CRD: 152828 | CA | 0 | 3 | A | Active |
| Atlas Trading CRD: 139820 | - | 0 | 0 | A | INACTIVE |
| Atlas US LLC CRD: 304279 | - | 0 | 0 | - | Unknown |
| Atlas Venture CRD: 162935 | - | 0 | 1 | - | Unknown |
| Atlas Venture Life Science Advisors, LLC CRD: 174766 | - | 0 | 1 | - | Unknown |
| Atlas Wealth Management CRD: 331239 | - | 0 | 1 | - | Unknown |
| Atlas Wealth Management Group, LLC CRD: 173161 | - | 0 | 0 | - | Unknown |
| Atlas Wealth Management, LLC CRD: 160433 | - | 0 | 1 | - | Unknown |
| Atlas Wealth Partners LLC CRD: 175219 | - | 0 | 1 | - | Unknown |
| Atlasinvest CRD: 168724 | - | 0 | 0 | - | Unknown |
| Atlasmark Financial, Inc. CRD: 152635 | - | 0 | 2 | - | Unknown |
| Atlatl Advisers CRD: 284036 | - | 0 | 2 | - | Unknown |
| ATM CRD: 137211 | - | 0 | 0 | A | INACTIVE |
| Atma Advisors Ltd. CRD: 325478 | - | 0 | 0 | - | Unknown |