Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Atmanna Partners, LLC CRD: 334570 | - | 0 | 1 | - | Unknown |
| Atmos Advisory, LLC CRD: 160087 | - | 0 | 1 | - | Unknown |
| Atmos Capital Gestao DE Recursos Ltda. CRD: 281301 | - | 0 | 0 | - | Unknown |
| Atmosphere Capital Gestao DE Recursos Ltda CRD: 331266 | - | 0 | 0 | - | Unknown |
| ATO Ventures, LLC CRD: 304210 | - | 0 | 1 | - | Unknown |
| Atom Catalyst CRD: 300289 | - | 0 | 0 | - | Unknown |
| Atom Global Trading CRD: 137831 | - | 0 | 0 | A | INACTIVE |
| Atom Investors LP CRD: 296819 | - | 0 | 1 | - | Unknown |
| Atomic Brokerage LLC CRD: 315263 | NY | 1 | 3 | B | Active |
| Atomic Developers CRD: 329096 | - | 0 | 0 | - | Unknown |
| Atomic Invest LLC CRD: 313255 | - | 0 | 2 | - | Unknown |
| Atomic Labs CRD: 210523 | - | 0 | 1 | - | Unknown |
| Atomic Planning LLC CRD: 313965 | - | 0 | 1 | - | Unknown |
| Atomic Vaults Advisors LLC CRD: 330278 | - | 0 | 1 | - | Unknown |
| Atomic Vaults Securities, LLC CRD: 317194 | CA | 0 | 2 | A | Active |
| Atomico (UK) Partners LLP CRD: 301113 | - | 0 | 0 | - | Unknown |
| Atomico Management, Ltd. CRD: 165691 | - | 0 | 0 | - | Unknown |
| Atomvest Limited CRD: 285155 | - | 0 | 0 | - | Unknown |
| Aton Advisors, LLC CRD: 154036 | - | 0 | 2 | - | Unknown |
| Aton Financial LLC CRD: 173070 | - | 0 | 2 | - | Unknown |
| Aton Securities Inc. CRD: 156377 | - | 0 | 0 | A | INACTIVE |
| Aton Securities, Inc. CRD: 100841 | - | 0 | 0 | A | INACTIVE |
| Atopac Partners, LP CRD: 321693 | - | 0 | 0 | - | Unknown |
| Atorie Advisors, LLC CRD: 331840 | - | 0 | 1 | - | Unknown |
| ATP AI Ventures LLC CRD: 335131 | - | 0 | 1 | - | Unknown |
| ATP Trading LLC CRD: 130486 | - | 1 | 0 | B | INACTIVE |
| ATP Wealth LLC CRD: 166885 | - | 0 | 0 | - | Unknown |
| ATR Advisors, LLC CRD: 170849 | - | 0 | 0 | - | Unknown |
| Atrato Advisors LLC CRD: 153939 | - | 0 | 0 | - | Unknown |
| Atrato Asset Management LLC CRD: 151620 | - | 0 | 1 | - | Unknown |
| Atreaus Capital CRD: 162477 | - | 0 | 0 | - | Unknown |
| Atreides Management, LP CRD: 301152 | - | 0 | 1 | - | Unknown |
| Atrevida Partners, LLC CRD: 168807 | - | 0 | 1 | - | Unknown |
| Atreyu Partners LLC CRD: 285317 | - | 0 | 0 | - | Unknown |
| Atreyu Trading CRD: 175371 | - | 0 | 0 | A | INACTIVE |
| Atria Ventures Management, LLC CRD: 329792 | - | 0 | 1 | - | Unknown |
| Atrium Capital Corporation CRD: 168737 | - | 0 | 0 | - | Unknown |
| Atrium Financial Advisors LLC CRD: 289365 | - | 0 | 1 | - | Unknown |
| Atrum Management CRD: 333181 | - | 0 | 0 | - | Unknown |
| Atrum ONE Limited CRD: 324755 | - | 0 | 0 | - | Unknown |
| ATS Capital Advisors CRD: 305110 | - | 0 | 0 | - | Unknown |
| ATS L.P. CRD: 35051 | - | 0 | 0 | A | INACTIVE |
| ATS Wealth Management CRD: 137705 | - | 0 | 1 | - | Unknown |
| Attain Portfolio Advisors CRD: 293243 | - | 0 | 0 | - | Unknown |
| Attainable Wealth CRD: 281206 | - | 0 | 2 | - | Unknown |
| Attainable Wealth LLC CRD: 296760 | - | 0 | 1 | - | Unknown |
| Attainment Asset Management LLC CRD: 316499 | - | 0 | 1 | - | Unknown |
| Attalus Capital, L.P. CRD: 108693 | - | 0 | 0 | - | Unknown |
| Attend Wealth CRD: 335194 | - | 0 | 1 | - | Unknown |
| Attentive Investment Managers, Inc. CRD: 132536 | - | 0 | 0 | - | Unknown |