Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Demesne Investments CRD: 305671 | — | 0 | 1 | A | Unknown |
| Demeter Advisory Group, LLC CRD: 147602 | FL | 0 | 2 | A | Active |
| Demian Capital CRD: 288137 | — | 0 | 1 | A | Unknown |
| Deming, Daniel J CRD: 34595 | — | 0 | 0 | A | INACTIVE |
| Demland Wealth LLC CRD: 319002 | — | 0 | 1 | A | Unknown |
| Dempsey-Blair, L.L.C. CRD: 45751 | — | 0 | 0 | A | INACTIVE |
| Dendera Capital LP CRD: 286463 | — | 0 | 0 | A | Unknown |
| Dendur Capital LP CRD: 300823 | — | 0 | 1 | A | Unknown |
| Deniad & Company LLC CRD: 134871 | — | 0 | 0 | A | Unknown |
| Denmu LLC CRD: 337756 | — | 0 | 1 | A | Unknown |
| Dennis GLYNN, CPA CRD: 129744 | — | 0 | 1 | A | Unknown |
| Dennis P. FLYNN, Inc. CRD: 40156 | — | 0 | 0 | A | INACTIVE |
| Denny Park Investments CRD: 293415 | — | 0 | 0 | A | Unknown |
| Denny, Barry T. CRD: 165084 | — | 0 | 0 | A | Unknown |
| Denny, Barry T. CRD: 304512 | — | 0 | 1 | A | Unknown |
| Denson Investments LLC CRD: 306562 | — | 0 | 0 | A | Unknown |
| Dente & Bomba, LLC CRD: 141520 | — | 0 | 0 | A | INACTIVE |
| Dente, Joseph Dennis CRD: 32828 | — | 0 | 0 | A | INACTIVE |
| Dentist Advisors CRD: 149559 | — | 0 | 2 | A | Unknown |
| Dentvest LLC CRD: 298335 | — | 0 | 1 | A | Unknown |
| Denver Angels CRD: 306752 | — | 0 | 1 | A | Unknown |
| Denver Investments CRD: 107293 | — | 0 | 0 | A | Unknown |
| Denver PWM, LLC CRD: 171139 | — | 0 | 5 | A | Unknown |
| DEP Capital CRD: 330159 | — | 0 | 1 | A | Unknown |
| Depaolis & Co. CRD: 8241 | — | 0 | 0 | A | INACTIVE |
| Deprince, Race & Zollo, Inc. CRD: 112099 | — | 0 | 1 | A | Unknown |
| Depth Ventures LLC CRD: 340787 | — | 0 | 1 | A | Unknown |
| Derastone CRD: 153748 | — | 0 | 1 | A | Unknown |
| Derby and Derby, Inc. CRD: 137266 | — | 0 | 0 | A | Unknown |
| Derby Lane CRD: 334739 | — | 0 | 1 | A | Unknown |
| Derigo Capital CRD: 307571 | — | 0 | 0 | A | Unknown |
| Derik Torres CPA PC CRD: 327064 | — | 0 | 1 | A | Unknown |
| Derivaty Co CRD: 310249 | — | 0 | 1 | A | Unknown |
| Derive Ventures CRD: 326349 | — | 0 | 1 | A | Unknown |
| Derive Wealth CRD: 284619 | — | 0 | 2 | A | Unknown |
| Dermott W. Clancy Corp. CRD: 37451 | — | 0 | 0 | A | INACTIVE |
| Derrin Leigh LLC CRD: 308426 | — | 0 | 1 | A | Unknown |
| Derryrush Wealth CRD: 338575 | — | 0 | 1 | A | Unknown |
| Derwood Investments, Inc. CRD: 41690 | — | 0 | 0 | A | INACTIVE |
| Desai Wealth LLC CRD: 335226 | — | 0 | 1 | A | Unknown |
| Desert SKY Advisory, LLC CRD: 337798 | — | 0 | 0 | A | Unknown |
| Desert Star Capital Corp CRD: 42907 | — | 1 | 0 | B | INACTIVE |
| Design Strategies CRD: 113831 | — | 0 | 0 | A | Unknown |
| Designed Wealth USA Ltd. CRD: 337487 | — | 0 | 0 | A | Unknown |
| Designer Fund, LLC CRD: 171588 | — | 0 | 1 | A | Unknown |
| Deson & Co. CRD: 122129 | — | 0 | 0 | A | INACTIVE |
| Dessco Securities Corp. CRD: 13209 | — | 0 | 0 | A | INACTIVE |
| Destin Real Estate Equities, Inc. CRD: 17845 | — | 0 | 0 | A | INACTIVE |
| Destination Wealth Management CRD: 110365 | — | 0 | 2 | A | Unknown |
| Destiny Money Management CRD: 299239 | — | 0 | 1 | A | Unknown |