Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Detwiler Fenton & Co. CRD: 1794 | — | 13 | 0 | D | INACTIVE |
| Deutsche IXE, LLC CRD: 7172 | — | 34 | 0 | F | INACTIVE |
| Deveau Financial CRD: 312692 | — | 0 | 0 | A | Unknown |
| Development Group LLC CRD: 167581 | — | 0 | 2 | A | Unknown |
| Devenir, LLC CRD: 125968 | — | 0 | 0 | A | INACTIVE |
| Devin Equities, Inc. CRD: 13723 | — | 0 | 0 | A | INACTIVE |
| Devon Associates CRD: 107520 | — | 0 | 0 | A | Unknown |
| Devon Equities,Inc. CRD: 15546 | — | 0 | 0 | A | INACTIVE |
| Devon Investment Advisory CRD: 300425 | — | 0 | 0 | A | Unknown |
| Devon Park Management CRD: 162955 | — | 0 | 0 | A | Unknown |
| Devore, James CRD: 133870 | — | 0 | 0 | A | Unknown |
| Devtara Financial CRD: 338103 | — | 0 | 1 | A | Unknown |
| DEW Point Capital CRD: 305010 | — | 0 | 3 | A | Unknown |
| DEW Wealth Management CRD: 114148 | — | 0 | 15 | A | Unknown |
| Dewitt and Dunn Financial Services, LLC CRD: 304561 | — | 0 | 3 | A | Unknown |
| Dewpoint Financial CRD: 300551 | — | 0 | 0 | A | Unknown |
| DEX Options USA L.L.C. CRD: 120117 | — | 0 | 0 | A | INACTIVE |
| Dexia Securities USA LLC CRD: 145824 | — | 0 | 0 | A | INACTIVE |
| Dexter Yager Securities, Inc. CRD: 17707 | — | 0 | 0 | A | INACTIVE |
| Dextra Partners CRD: 321820 | — | 0 | 1 | A | Unknown |
| DFA Securities LLC CRD: 10292 | TX | 0 | 4 | A | Active |
| Dffa, LLC CRD: 284456 | — | 0 | 1 | A | Unknown |
| DFG Advisory, LLC CRD: 164625 | — | 0 | 0 | A | Unknown |
| DFG Corporation CRD: 35112 | — | 0 | 0 | A | INACTIVE |
| DFG Investments LLC CRD: 330790 | — | 0 | 1 | A | Unknown |
| DFG Wealth Advisors CRD: 127703 | — | 0 | 0 | A | Unknown |
| DFH Equities, Inc. CRD: 127328 | — | 0 | 0 | A | INACTIVE |
| DFJ Athena CRD: 162466 | — | 0 | 0 | A | Unknown |
| DFJ Dragon CRD: 162467 | — | 0 | 1 | A | Unknown |
| DFJ Eplanet CRD: 162462 | — | 0 | 0 | A | Unknown |
| DFJ Growth CRD: 162463 | — | 0 | 1 | A | Unknown |
| DFJ NEW England CRD: 301629 | — | 0 | 0 | A | Unknown |
| DFJ Vinacapital CRD: 162470 | — | 0 | 0 | A | Unknown |
| DFN Management LLC. CRD: 285057 | — | 0 | 1 | A | Unknown |
| DFPG Investments, LLC CRD: 155576 | UT | 0 | 60 | A | Active |
| DFS Advisory CRD: 324992 | — | 0 | 1 | A | Unknown |
| DFS Equities, Inc. CRD: 18251 | — | 0 | 0 | A | INACTIVE |
| DFS LAB CRD: 322102 | — | 0 | 0 | A | Unknown |
| DFS Securities, Inc. CRD: 20972 | — | 0 | 0 | A | INACTIVE |
| DFT Energy LP CRD: 284002 | — | 0 | 0 | A | Unknown |
| DFW & Associates CRD: 115841 | — | 0 | 0 | A | Unknown |
| DFW Capital Partners CRD: 157337 | — | 0 | 1 | A | Unknown |
| DFW Clearing, Inc. CRD: 7736 | — | 0 | 0 | A | INACTIVE |
| DFW Securities, Inc. CRD: 23411 | — | 0 | 0 | A | INACTIVE |
| DG Partners LLP CRD: 161177 | — | 0 | 0 | A | Unknown |
| DG Wealth CRD: 325150 | — | 0 | 2 | A | Unknown |
| DGA Capital, LLC CRD: 291740 | — | 0 | 0 | A | Unknown |
| DGB Management LLC CRD: 341337 | — | 0 | 1 | A | Unknown |
| DGF CRD: 315221 | — | 0 | 0 | A | Unknown |
| DGF Investments CRD: 323298 | — | 0 | 0 | A | Unknown |