Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DGS Capital Management CRD: 281191 | — | 0 | 0 | A | Unknown |
| DGS Equities Corporation CRD: 6667 | — | 0 | 0 | A | INACTIVE |
| DGV Solutions LP CRD: 174379 | — | 0 | 1 | A | Unknown |
| DH Equine, Inc. CRD: 15629 | — | 0 | 0 | A | INACTIVE |
| DH Partners, LLC CRD: 133664 | — | 0 | 0 | A | Unknown |
| DH Private Equity Partners CRD: 301356 | — | 0 | 0 | A | Unknown |
| Dhamma Capital CRD: 302037 | — | 0 | 1 | A | Unknown |
| DHC 2016 LLC CRD: 286400 | — | 0 | 0 | A | Unknown |
| DHC Securities, Inc. CRD: 6295 | — | 0 | 0 | A | INACTIVE |
| DHF Services LLC CRD: 139308 | — | 0 | 0 | A | INACTIVE |
| DHK Trading, LLC CRD: 118905 | — | 0 | 0 | A | INACTIVE |
| DHM Partners LLC CRD: 339223 | — | 0 | 1 | A | Unknown |
| Dhody Investment Group CRD: 318610 | — | 0 | 1 | A | Unknown |
| Dhow Ventures CRD: 326667 | — | 0 | 1 | A | Unknown |
| DHR Advisory Services, LLC CRD: 154818 | — | 0 | 0 | A | Unknown |
| DHR, LLC CRD: 111675 | — | 0 | 0 | A | INACTIVE |
| Dhruva Funds, LLC CRD: 284019 | — | 0 | 0 | A | Unknown |
| DHS Securities Corp. CRD: 6069 | — | 0 | 0 | A | INACTIVE |
| DHVP LLC CRD: 330464 | — | 0 | 1 | A | Unknown |
| DI Bello Financial CRD: 159799 | — | 0 | 4 | A | Unknown |
| DI Marco Investors CRD: 10822 | — | 0 | 0 | A | INACTIVE |
| DI VES Tech CRD: 128760 | — | 0 | 0 | A | Unknown |
| DIA LLC CRD: 165619 | — | 0 | 2 | A | Unknown |
| Diadema Partners LP CRD: 331527 | — | 0 | 1 | A | Unknown |
| Diagram Corporation CRD: 312543 | — | 0 | 0 | A | Unknown |
| Diameter DCF Advisor LLC CRD: 335395 | — | 0 | 1 | A | Unknown |
| Diamond Capital (US) LLC CRD: 329345 | — | 0 | 1 | A | Unknown |
| Diamond K Financial CRD: 25944 | — | 0 | 0 | A | INACTIVE |
| Diamond Nestegg CRD: 322780 | — | 0 | 1 | A | Unknown |
| Diamond, Turk & Co. CRD: 5150 | — | 0 | 0 | A | INACTIVE |
| Diana Richey CRD: 323252 | — | 0 | 1 | A | Unknown |
| Diaphanum CRD: 310052 | — | 0 | 0 | A | Unknown |
| Dias Wealth, LLC CRD: 304465 | — | 0 | 2 | A | Unknown |
| Dias, Edward J. CRD: 164143 | — | 0 | 1 | A | Unknown |
| Diaspora Ventures CRD: 310368 | — | 0 | 1 | A | Unknown |
| Diazo, LLC CRD: 324419 | — | 0 | 2 | A | Unknown |
| Dick Advisory Group CRD: 333425 | — | 0 | 0 | A | Unknown |
| Dickinson & Co. CRD: 689 | — | 0 | 0 | A | INACTIVE |
| Diehl & Company CRD: 10549 | — | 0 | 0 | A | INACTIVE |
| Diem Investments, LLC CRD: 336745 | — | 0 | 1 | A | Unknown |
| Diesslin Group, Inc. CRD: 110557 | — | 0 | 3 | A | Unknown |
| DIF CRD: 291414 | — | 0 | 0 | A | Unknown |
| DIF CRD: 291416 | — | 0 | 0 | A | Unknown |
| DIF CRD: 291415 | — | 0 | 0 | A | Unknown |
| DIF CRD: 291411 | — | 0 | 0 | A | Unknown |
| DIF CRD: 291412 | — | 0 | 0 | A | Unknown |
| DIF CRD: 291409 | — | 0 | 0 | A | Unknown |
| DIF CRD: 304806 | — | 0 | 0 | A | Unknown |
| DIF US CRD: 316891 | — | 0 | 1 | A | Unknown |
| Different by Design Financial Planning CRD: 282810 | — | 0 | 0 | A | Unknown |