Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Difi Advisory CRD: 316756 | — | 0 | 1 | A | Unknown |
| Difini Group CRD: 170565 | — | 0 | 0 | A | Unknown |
| Digger Capital, Inc. CRD: 142933 | — | 0 | 0 | A | Unknown |
| Digit Advisors, LLC CRD: 305799 | — | 0 | 0 | A | Unknown |
| Digitafi CRD: 304710 | — | 0 | 0 | A | Unknown |
| Digital Alpha Advisors, LLC CRD: 286351 | — | 0 | 1 | A | Unknown |
| Digital Funds LLC CRD: 317561 | — | 0 | 0 | A | Unknown |
| Digital Offering LLC CRD: 166401 | CA | 0 | 2 | A | Active |
| Digital Wealth LLC CRD: 288949 | — | 0 | 0 | A | Unknown |
| Digital Wealth, LLC CRD: 285369 | — | 0 | 1 | A | Unknown |
| Dignitas, LLC CRD: 150969 | — | 0 | 0 | A | Unknown |
| Dignity Wealth, PLLC CRD: 325296 | — | 0 | 1 | A | Unknown |
| Diker Management LLC CRD: 119786 | — | 0 | 1 | A | Unknown |
| Dila MC LLC CRD: 336352 | — | 0 | 1 | A | Unknown |
| Diligent Advisors (D.B.A) CRD: 132085 | — | 0 | 0 | A | Unknown |
| Dillon Capital, Inc. CRD: 102340 | — | 0 | 0 | A | INACTIVE |
| Dillon Capital, LLC CRD: 169927 | — | 0 | 0 | A | Unknown |
| Dillon Scott Securities, Inc. CRD: 118755 | — | 3 | 0 | C | INACTIVE |
| Dillon, Read Real Estate Inc. CRD: 6217 | — | 0 | 0 | A | INACTIVE |
| DIM, Martin Lewis CRD: 34322 | — | 0 | 0 | A | INACTIVE |
| Dima Eugene J CRD: 33000 | — | 0 | 0 | A | INACTIVE |
| Dime Securities, Inc. CRD: 28955 | — | 2 | 0 | B | INACTIVE |
| Dimension Discount Brokerage, Inc. CRD: 19248 | — | 0 | 0 | A | INACTIVE |
| Dina Securities, Inc. CRD: 25893 | — | 0 | 0 | A | INACTIVE |
| Dinerazo Inc. CRD: 312819 | — | 0 | 1 | A | Unknown |
| Dinergy CRD: 286403 | — | 0 | 2 | A | Unknown |
| Ding Jian Investments CRD: 156477 | — | 0 | 0 | A | Unknown |
| Dinshah, Feroz CRD: 135350 | — | 0 | 0 | A | Unknown |
| Dioko Management LLC CRD: 319573 | — | 0 | 1 | A | Unknown |
| Diones, Broom, Battreall & Boedeker, Inc. CRD: 13067 | — | 0 | 0 | A | INACTIVE |
| Dippell (JR), George Joseph CRD: 32963 | — | 0 | 0 | A | INACTIVE |
| DIR Advisors, LLC CRD: 286291 | — | 0 | 0 | A | Unknown |
| Direct 401K CRD: 173939 | — | 0 | 0 | A | Unknown |
| Direct File Feed CRD: 164536 | — | 0 | 0 | A | Unknown |
| Direct Match CRD: 226580 | — | 0 | 0 | A | INACTIVE |
| Dirigo Investments, Inc. CRD: 27264 | — | 0 | 0 | A | INACTIVE |
| Dirks & Company, Inc. CRD: 42185 | — | 9 | 0 | D | INACTIVE |
| DIS Management Company CRD: 162242 | — | 0 | 1 | A | Unknown |
| Discerene Group LP CRD: 154396 | — | 0 | 1 | A | Unknown |
| Discipline Wealth Solutions, Inc. CRD: 315846 | — | 0 | 17 | A | Unknown |
| Discount Corporation of NEW York CRD: 19757 | — | 0 | 0 | A | INACTIVE |
| Discount Corporation of NEW York Futures CRD: 13439 | — | 0 | 0 | A | INACTIVE |
| Discount Corporation of NEW York Municipals CRD: 16510 | — | 0 | 0 | A | INACTIVE |
| Discovery Americas Capital S. DE R.L.DE C.V. CRD: 288040 | — | 0 | 0 | A | Unknown |
| Discovery Group I, LLC CRD: 156924 | — | 0 | 0 | A | Unknown |
| Disrupt Digital Investments, LLC CRD: 319021 | — | 0 | 1 | A | Unknown |
| Ditto Trade, Inc. CRD: 151915 | — | 4 | 0 | C | INACTIVE |
| Ditzler & Company CRD: 105292 | — | 0 | 0 | A | Unknown |
| Divenire Capital CRD: 311010 | — | 0 | 0 | A | Unknown |
| Divergence Digital Currency Management LLC CRD: 293981 | — | 0 | 0 | A | Unknown |