Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Divergent Wealth CRD: 288808 | — | 0 | 0 | A | Unknown |
| Diverse Financial Corp. CRD: 8255 | — | 0 | 0 | A | INACTIVE |
| Diversified Equities Corp. CRD: 14248 | — | 0 | 0 | A | INACTIVE |
| Diversified Income Investments, Inc. CRD: 13060 | — | 0 | 0 | A | INACTIVE |
| Diversified Portfolios, Inc. CRD: 108942 | — | 0 | 1 | A | Unknown |
| Diversified, LLC CRD: 123859 | — | 0 | 0 | A | Unknown |
| Diversified, LLC CRD: 331709 | — | 0 | 23 | A | Unknown |
| Diversity Investment Corp. CRD: 120121 | — | 0 | 0 | A | INACTIVE |
| Divide by Zero CRD: 310431 | — | 0 | 0 | A | Unknown |
| Divide by Zero Management Company, LLC CRD: 314408 | — | 0 | 1 | A | Unknown |
| Dividend Advisors CRD: 169564 | — | 0 | 0 | A | Unknown |
| Dividends & More CRD: 125313 | — | 0 | 1 | A | Unknown |
| Dividex Management LLC CRD: 171322 | — | 0 | 1 | A | Unknown |
| Divvy Investments LLC CRD: 242786 | — | 0 | 0 | A | Unknown |
| Divyde Capital Partners L.P. CRD: 338880 | — | 0 | 1 | A | Unknown |
| Diwy Financial Planning CRD: 335615 | — | 0 | 1 | A | Unknown |
| DJ Financial CRD: 168015 | — | 0 | 2 | A | Unknown |
| DJ Labs, LLC CRD: 337672 | — | 0 | 1 | A | Unknown |
| DJD Diversified CRD: 137422 | — | 0 | 0 | A | Unknown |
| DJF & Associates CRD: 296880 | — | 0 | 0 | A | Unknown |
| DJS Advisers, Inc. CRD: 121353 | — | 0 | 0 | A | Unknown |
| DJT, LLC CRD: 286490 | — | 0 | 1 | A | Unknown |
| DKM Trading, LLC CRD: 127237 | — | 0 | 0 | A | INACTIVE |
| DKR Capital Partners L.P. CRD: 117815 | — | 0 | 0 | A | Unknown |
| DL Securities, Ltd. CRD: 31460 | — | 0 | 0 | A | INACTIVE |
| Dlab Ventures LLC CRD: 326937 | — | 0 | 1 | A | Unknown |
| DLB Securities L.L.C. CRD: 129354 | — | 3 | 0 | C | INACTIVE |
| DLC Wealth Management CRD: 330170 | — | 0 | 1 | A | Unknown |
| DLCC Prime CRD: 312753 | NJ | 0 | 2 | A | Active |
| DLG Securities LLC CRD: 47423 | — | 0 | 0 | A | INACTIVE |
| DLJ Capital Corporation CRD: 162013 | — | 0 | 0 | A | Unknown |
| DLO Securities, Inc. CRD: 24457 | — | 0 | 0 | A | INACTIVE |
| DLV Capital, LP CRD: 318605 | — | 0 | 1 | A | Unknown |
| DLW Planning Inc. CRD: 171690 | — | 0 | 1 | A | Unknown |
| DM Financial Group CRD: 304395 | — | 0 | 0 | A | Unknown |
| DM Hess Investments, Inc. CRD: 161328 | — | 0 | 0 | A | Unknown |
| DMC Securities Inc. CRD: 13647 | — | 0 | 0 | A | INACTIVE |
| DMD Capital, LLC CRD: 145803 | — | 0 | 0 | A | Unknown |
| DME Advisors, LP CRD: 157074 | — | 0 | 1 | A | Unknown |
| DME Financial CRD: 306843 | — | 0 | 0 | A | Unknown |
| DME Inc. CRD: 14781 | — | 0 | 0 | A | INACTIVE |
| DME Securities, LLC CRD: 112584 | — | 2 | 0 | B | INACTIVE |
| DMG Capital, LLC CRD: 131561 | — | 0 | 0 | A | Unknown |
| DMG Securities, Inc. CRD: 15480 | VA | 4 | 2 | B | Active |
| DMK Advisor Group, Inc. CRD: 41067 | FL | 5 | 25 | B | Active |
| DMKC Advisory Services, LLC CRD: 145112 | — | 0 | 1 | A | Unknown |
| DMR Securities Inc. CRD: 47640 | — | 0 | 0 | A | INACTIVE |
| DMR Securities, Inc. CRD: 5245 | — | 0 | 0 | A | INACTIVE |
| DMS Trading, LLC CRD: 34150 | — | 0 | 0 | A | INACTIVE |
| DMT Capital LLC CRD: 340904 | — | 0 | 1 | A | Unknown |