Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DN Capital (US), Inc CRD: 161513 | — | 0 | 1 | A | Unknown |
| DN Partners L.L.C. CRD: 39915 | — | 0 | 0 | A | INACTIVE |
| DNA Capital USA LLC CRD: 309478 | — | 0 | 1 | A | Unknown |
| DNA Financial CRD: 323069 | — | 0 | 1 | A | Unknown |
| DNA Securities LLC CRD: 312799 | IL | 0 | 2 | A | Active |
| DNB Carnegie, Inc. CRD: 127605 | NY | 0 | 2 | A | Active |
| DND Capital, Inc. CRD: 18808 | — | 0 | 0 | A | INACTIVE |
| Dndro Inc. CRD: 312871 | — | 0 | 0 | A | Unknown |
| DNT Financial, LLC CRD: 150262 | — | 0 | 0 | A | Unknown |
| DNX Ventures CRD: 325003 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 336680 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 333872 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 301664 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 174076 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 333875 | — | 0 | 1 | A | Unknown |
| DNX Ventures CRD: 301665 | — | 0 | 1 | A | Unknown |
| DO Wealth Different CRD: 323323 | — | 0 | 1 | A | Unknown |
| DO, Khoa M CRD: 173121 | — | 0 | 0 | A | Unknown |
| DO, LEN D CRD: 313112 | — | 0 | 1 | A | Unknown |
| Dobson Street LLC CRD: 289509 | — | 0 | 3 | A | Unknown |
| Docempowered, LLC CRD: 331732 | — | 0 | 1 | A | Unknown |
| Doceo Wealth, LLC CRD: 310415 | — | 0 | 1 | A | Unknown |
| Dock Square Securities , LLC CRD: 290750 | — | 0 | 0 | A | INACTIVE |
| Docsfp CRD: 318460 | — | 0 | 1 | A | Unknown |
| Dodd & Associates CRD: 118150 | — | 0 | 0 | A | Unknown |
| Dodds Wealth, LLC CRD: 323632 | — | 0 | 7 | A | Unknown |
| Dodge & COX CRD: 104596 | — | 0 | 2 | A | Unknown |
| Dodge, James S CRD: 167523 | — | 0 | 0 | A | Unknown |
| Dodie Douglas, CFP CRD: 117380 | — | 0 | 0 | A | Unknown |
| Doft & Co., Inc. CRD: 1660 | NY | 4 | 2 | B | Active |
| Dogpatch Wealth CRD: 171464 | — | 0 | 2 | A | Unknown |
| Dogwood Partners, LLC CRD: 322635 | — | 0 | 0 | A | Unknown |
| Dogwood Trading L.L.C. CRD: 47949 | — | 0 | 0 | A | INACTIVE |
| Doheny, Edward J. CRD: 116673 | — | 0 | 0 | A | Unknown |
| Doherty & Co. CRD: 1661 | — | 0 | 0 | A | INACTIVE |
| Doherty,Daniel S. CRD: 37366 | — | 0 | 0 | A | INACTIVE |
| Dolan & Pitcher, Inc. CRD: 7657 | — | 0 | 0 | A | INACTIVE |
| Dolan Financial Corp CRD: 104734 | — | 0 | 0 | A | Unknown |
| Dolan Partners LLC CRD: 152317 | — | 0 | 1 | A | Unknown |
| Dole Capital, LLC CRD: 44210 | — | 0 | 0 | A | INACTIVE |
| Dollar & Sense CRD: 129210 | — | 0 | 2 | A | Unknown |
| Dollar Directors, Inc. CRD: 1663 | — | 0 | 0 | A | INACTIVE |
| Dollarize, Inc. CRD: 305285 | — | 0 | 0 | A | Unknown |
| Dollars & Sense Financial Fitness CRD: 329901 | — | 0 | 1 | A | Unknown |
| Domain, L.L.C. CRD: 116942 | — | 0 | 0 | A | Unknown |
| Domani Advisors CRD: 291796 | — | 0 | 1 | A | Unknown |
| Domani Investments Inc. CRD: 124124 | — | 0 | 2 | A | Unknown |
| Domani Ventures CRD: 170994 | — | 0 | 0 | A | Unknown |
| Domani Wealth, LLC CRD: 174303 | — | 0 | 0 | A | Unknown |
| Dome Equities, LLC CRD: 159102 | — | 0 | 1 | A | Unknown |