Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Avalon Brokerage, Inc. CRD: 45677 | - | 4 | 0 | C | INACTIVE |
| Avalon Capital Advisors LLC CRD: 306948 | - | 0 | 0 | - | Unknown |
| Avalon Capital Management CRD: 107501 | - | 0 | 2 | - | Unknown |
| Avalon Financial Advisors CRD: 147097 | - | 0 | 1 | - | Unknown |
| Avalon Financial LLC CRD: 305798 | - | 0 | 2 | - | Unknown |
| Avalon Global Asset Management LLC CRD: 107785 | - | 0 | 1 | - | Unknown |
| Avalon International Strategies, Inc. CRD: 137288 | - | 0 | 0 | - | Unknown |
| Avalon Investment & Advisory CRD: 112556 | - | 0 | 0 | - | Unknown |
| Avalon Investment & Securities Group, Inc. CRD: 6281 | - | 14 | 0 | D | INACTIVE |
| Avalon Partners, Inc. CRD: 41357 | - | 5 | 0 | C | INACTIVE |
| Avalon Point Consulting, LLC CRD: 168726 | - | 0 | 0 | - | Unknown |
| Avalon Research Group, Inc. CRD: 39815 | - | 3 | 0 | C | INACTIVE |
| Avalon Securities, Ltd. CRD: 30522 | - | 0 | 0 | A | INACTIVE |
| Avalon Ventures Management, LLC CRD: 161930 | - | 0 | 1 | - | Unknown |
| Avalon Wealth Advisory, Inc. CRD: 114311 | - | 0 | 5 | - | Unknown |
| Avalon Wealth Management LLC CRD: 162745 | - | 0 | 0 | A | INACTIVE |
| Avalon Wealth Partners CRD: 327255 | - | 0 | 2 | - | Unknown |
| Avalor Investment AG CRD: 283227 | - | 0 | 0 | - | Unknown |
| Avance Private Wealth LLC CRD: 336103 | - | 0 | 3 | - | Unknown |
| Avant BIO LLC CRD: 327673 | - | 0 | 1 | - | Unknown |
| Avant Blockchain Capital CRD: 333401 | - | 0 | 0 | - | Unknown |
| Avant Capital Management (HK) Limited CRD: 300341 | - | 0 | 0 | - | Unknown |
| Avant Capital, LLC CRD: 167961 | - | 0 | 2 | - | Unknown |
| Avant Financial Advisors CRD: 297894 | - | 0 | 2 | - | Unknown |
| Avant Garde Capital CRD: 154529 | - | 0 | 3 | - | Unknown |
| Avant Management LLC CRD: 330991 | - | 0 | 1 | - | Unknown |
| Avant Natural Resources Fund GP, LLC CRD: 327215 | - | 0 | 0 | - | Unknown |
| Avant Royalties GP, LLC CRD: 301048 | - | 0 | 0 | - | Unknown |
| Avant Royalties II GP, LLC CRD: 307945 | - | 0 | 0 | - | Unknown |
| Avant Royalties II Sidecar Fund GP, LLC CRD: 309958 | - | 0 | 0 | - | Unknown |
| Avant Wealth Management, LLC CRD: 289017 | - | 0 | 1 | - | Unknown |
| Avant, LLC CRD: 283808 | - | 0 | 0 | - | Unknown |
| Avant-Garde Advisors LLC CRD: 151527 | - | 0 | 0 | - | Unknown |
| Avant-Garde Trading Securities CRD: 292119 | IL | 0 | 2 | A | Active |
| Avant-Garde Wealth CRD: 308170 | - | 0 | 2 | - | Unknown |
| Avantax Advisory Services CRD: 104556 | - | 0 | 0 | - | Unknown |
| Avantax Investment Services, Inc. CRD: 13686 | - | 21 | 0 | F | INACTIVE |
| Avantax Planning Partners, Inc. CRD: 106237 | - | 0 | 339 | - | Unknown |
| Avante Global CRD: 340973 | - | 0 | 1 | - | Unknown |
| Avanti Associates Financial Services, Inc. CRD: 16918 | - | 0 | 0 | A | INACTIVE |
| Avanti Investment Advisors, Inc. CRD: 106791 | - | 0 | 0 | - | Unknown |
| Avanti Wealth Management CRD: 137322 | - | 0 | 2 | - | Unknown |
| Avanti Wealth Management CRD: 319737 | - | 0 | 2 | - | Unknown |
| Avantia Investment Services, LLC CRD: 307869 | - | 0 | 1 | - | Unknown |
| Avanto Partners LP CRD: 332965 | - | 0 | 1 | - | Unknown |
| Avantoptima, Inc. CRD: 137869 | - | 0 | 0 | - | Unknown |
| Avantra Family Wealth, Inc. CRD: 288209 | - | 0 | 1 | - | Unknown |
| Avanza Capital Markets Inc. CRD: 103941 | - | 2 | 0 | B | INACTIVE |
| Avaring Capital Advisors, LLC CRD: 160141 | - | 0 | 0 | - | Unknown |
| Avasar Asset Management CRD: 163353 | - | 0 | 0 | - | Unknown |