Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dome Securities Corp. CRD: 38036 | — | 2 | 0 | B | INACTIVE |
| Dome Securities, Inc. CRD: 27082 | — | 0 | 0 | A | INACTIVE |
| Domeyard, LP CRD: 279036 | — | 0 | 0 | A | Unknown |
| Domik Corp. CRD: 223 | — | 0 | 0 | A | INACTIVE |
| Dominari IM LLC CRD: 334275 | — | 0 | 1 | A | Unknown |
| Dominick & Dickerman LLC CRD: 7344 | — | 34 | 0 | F | INACTIVE |
| Dominick & Parks CRD: 121902 | — | 0 | 0 | A | Unknown |
| Dominion Capital CRD: 297044 | — | 0 | 0 | A | Unknown |
| Dominion Partners, L.C. CRD: 42910 | VA | 0 | 2 | A | Active |
| DON a. Slabaugh, LLC CRD: 127024 | — | 0 | 1 | A | Unknown |
| DON C Whitaker Inc CRD: 11405 | — | 0 | 0 | A | INACTIVE |
| DON I Cole and Company Inc. CRD: 1485 | — | 0 | 0 | A | INACTIVE |
| DON P. Matheson & Co. CRD: 14201 | — | 0 | 0 | A | INACTIVE |
| Don't Quit Ventures LLC CRD: 333580 | — | 0 | 0 | A | Unknown |
| Donadio Money Management CRD: 111817 | — | 0 | 0 | A | Unknown |
| Donald Capital LLC CRD: 297763 | — | 0 | 0 | A | INACTIVE |
| Donald David Massey CRD: 156137 | — | 0 | 0 | A | Unknown |
| Donald Felty, LLC CRD: 119623 | — | 0 | 1 | A | Unknown |
| Donald Smith, L.P. CRD: 285701 | — | 0 | 1 | A | Unknown |
| Donald W. Traylor CRD: 141826 | — | 0 | 2 | A | Unknown |
| Donley Options, Inc. CRD: 31317 | — | 0 | 0 | A | INACTIVE |
| Donn E. Potter, CPA, PC CRD: 281409 | — | 0 | 0 | A | Unknown |
| Donna Star Inc CRD: 126794 | — | 0 | 0 | A | Unknown |
| Donnelly & Co., LLC CRD: 36309 | — | 1 | 0 | B | INACTIVE |
| Donnelly Investments CRD: 316460 | — | 0 | 1 | A | Unknown |
| Donnelly Penman & Partners CRD: 104448 | MI | 2 | 3 | B | Active |
| Donovan, Dennis J CRD: 324214 | — | 0 | 1 | A | Unknown |
| DOO Financial US, Inc. CRD: 24409 | TX | 1 | 2 | B | Active |
| Doodles Trading, L.L.C. CRD: 44297 | — | 0 | 0 | A | INACTIVE |
| Doorga Capital CRD: 304564 | — | 0 | 0 | A | Unknown |
| Dorfman Funding Corp. CRD: 13834 | — | 0 | 0 | A | INACTIVE |
| Doric Capital Corporation CRD: 283925 | — | 0 | 0 | A | Unknown |
| Doric Corporation CRD: 158155 | — | 0 | 0 | A | INACTIVE |
| Dorn & Co., Inc. CRD: 2950 | MN | 3 | 4 | B | Active |
| Dorn Financial CRD: 147068 | — | 0 | 0 | A | Unknown |
| Dorothy J. Cole CRD: 116607 | — | 0 | 2 | A | Unknown |
| Dotch Capital CRD: 312659 | — | 0 | 1 | A | Unknown |
| Douat Financial CRD: 311394 | — | 0 | 0 | A | Unknown |
| Double Alpha Partners, L.P. CRD: 36365 | — | 0 | 0 | A | INACTIVE |
| Double Diamond Index, LLC CRD: 103788 | — | 0 | 0 | A | INACTIVE |
| Double Diamond Investment Group, LLC CRD: 152755 | — | 0 | 1 | A | Unknown |
| Double Digit Capital, LLC CRD: 171806 | — | 0 | 1 | A | Unknown |
| Double Duty Money Management LLC CRD: 326792 | — | 0 | 1 | A | Unknown |
| Double Haven Capital (Hong Kong) Limited CRD: 166259 | — | 0 | 0 | A | Unknown |
| Double I Investments, LLC CRD: 315372 | — | 0 | 1 | A | Unknown |
| Doucette Financial CRD: 334941 | — | 0 | 2 | A | Unknown |
| Doug Davis CRD: 142314 | — | 0 | 0 | A | Unknown |
| Dough LLC CRD: 148243 | — | 1 | 0 | B | INACTIVE |
| Dougherty Dawkins LLC CRD: 7442 | — | 0 | 0 | A | INACTIVE |
| Douglas E. Macrae CRD: 131196 | — | 0 | 0 | A | Unknown |