Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Avatar Capital Group LLC CRD: 150136 | - | 0 | 0 | A | INACTIVE |
| Avatar Financial Group, Ltd CRD: 39374 | - | 0 | 0 | A | INACTIVE |
| Avatar Securities, LLC CRD: 147763 | NY | 1 | 3 | B | Active |
| Avatara Securities, Inc. CRD: 21419 | - | 0 | 0 | A | INACTIVE |
| AVC AIG GP, LP CRD: 292110 | - | 0 | 1 | - | Unknown |
| AVC Fund Management, LLC CRD: 316829 | - | 0 | 1 | - | Unknown |
| AVC Kovach GP, LP CRD: 282744 | - | 0 | 0 | - | Unknown |
| Avcf LLC CRD: 319381 | - | 0 | 1 | - | Unknown |
| Avec LLC CRD: 310772 | - | 0 | 1 | - | Unknown |
| Avedon Capital Partners B.V. CRD: 312290 | - | 0 | 0 | - | Unknown |
| Avega Capital Management S.A. CRD: 329916 | - | 0 | 0 | - | Unknown |
| Avego Management, LLC CRD: 310520 | - | 0 | 1 | - | Unknown |
| Avellino Financial Advisors, Inc. CRD: 164805 | - | 0 | 0 | - | Unknown |
| Avendus Capital PTE. Ltd. CRD: 321058 | - | 0 | 0 | - | Unknown |
| Avendus Capital, Inc. CRD: 150160 | NY | 0 | 4 | A | Active |
| Avendus PE Investment Advisors Private Limited CRD: 332349 | - | 0 | 0 | - | Unknown |
| Avenida Partners LLC CRD: 297739 | - | 0 | 0 | - | Unknown |
| Avenify Corporation CRD: 305014 | - | 0 | 0 | - | Unknown |
| Avenir Corporation CRD: 110545 | - | 0 | 2 | - | Unknown |
| Avenir Financial Group CRD: 148490 | - | 7 | 0 | D | INACTIVE |
| Avenir Private Advisors, LLC CRD: 298064 | - | 0 | 0 | - | Unknown |
| Aventail Capital Group, LP CRD: 306333 | - | 0 | 1 | - | Unknown |
| Aventicum Capital Management (Qatar) LLC CRD: 282157 | - | 0 | 0 | - | Unknown |
| Aventicum Capital Management (Switzerland) Ltd CRD: 281791 | - | 0 | 0 | - | Unknown |
| Aventicum Capital Management (UK) LLP CRD: 281557 | - | 0 | 0 | - | Unknown |
| Aventine Financial Group CRD: 292390 | - | 0 | 3 | - | Unknown |
| Aventura Private Wealth, LLC CRD: 332630 | - | 0 | 1 | - | Unknown |
| Aventura Securities, LLC CRD: 142374 | FL | 0 | 3 | A | Active |
| Aventus Investment Advisors, Inc. CRD: 153390 | - | 0 | 4 | - | Unknown |
| Aventus Wealth Management LLC CRD: 338332 | - | 0 | 1 | - | Unknown |
| Avenue 90 CRD: 325651 | - | 0 | 1 | - | Unknown |
| Avenue Advisors, LLC CRD: 122233 | - | 0 | 0 | - | Unknown |
| Avenue Asia Capital Management, L.P. CRD: 113246 | - | 0 | 1 | - | Unknown |
| Avenue B Capital Management LLC CRD: 300491 | - | 0 | 0 | - | Unknown |
| Avenue Capital Management II, L.P. CRD: 111845 | - | 0 | 1 | - | Unknown |
| Avenue Credit Management, L.P. CRD: 286584 | - | 0 | 0 | - | Unknown |
| Avenue Europe International Management, L.P. CRD: 131937 | - | 0 | 1 | - | Unknown |
| Avenue Global Advisors LLC CRD: 304498 | - | 0 | 0 | - | Unknown |
| Avenue Growth Partners LLC CRD: 315296 | - | 0 | 1 | - | Unknown |
| Avenue Planning Group CRD: 283749 | - | 0 | 0 | - | Unknown |
| Avenue Retirement Services CRD: 165606 | - | 0 | 2 | - | Unknown |
| Avenue Securities LLC CRD: 292589 | FL | 2 | 2 | B | Active |
| Avenues Wealth, LLC CRD: 290433 | - | 0 | 1 | - | Unknown |
| Aveo Capital Partners, LLC CRD: 157728 | - | 0 | 0 | - | Unknown |
| Averbach Financial & Estate Counsel CRD: 170203 | - | 0 | 0 | - | Unknown |
| Avere Wealth Management, LLC CRD: 316472 | - | 0 | 1 | - | Unknown |
| Averil Capital Markets Group, Inc. CRD: 38887 | - | 0 | 0 | A | INACTIVE |
| Averin Capital LLC CRD: 337841 | - | 0 | 1 | - | Unknown |
| Avertrust Wealth LLC CRD: 155983 | - | 0 | 1 | - | Unknown |
| Avery Rock Financial, LLC CRD: 319132 | - | 0 | 0 | - | Unknown |