Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Douglas William Degain CRD: 124437 | — | 0 | 1 | A | Unknown |
| Douugh Wealth CRD: 312558 | — | 0 | 0 | A | Unknown |
| Dove Securities, (Inc.) CRD: 25930 | — | 0 | 0 | A | INACTIVE |
| Dover Group, Inc. CRD: 16809 | — | 0 | 0 | A | INACTIVE |
| Dover Partners Inc CRD: 105133 | — | 0 | 2 | A | Unknown |
| Dovetail Financial CRD: 167468 | — | 0 | 0 | A | Unknown |
| DOW Rockwell LLC CRD: 133307 | — | 0 | 0 | A | Unknown |
| DOW, Owen & Co., Inc. CRD: 22707 | — | 0 | 0 | A | INACTIVE |
| Doweidt Investments CRD: 299300 | — | 0 | 0 | A | Unknown |
| Dowling & Yahnke, LLC CRD: 107672 | — | 0 | 0 | A | Unknown |
| Down Under Options, LP CRD: 121675 | — | 0 | 0 | A | INACTIVE |
| Downing & Co., Inc. CRD: 14144 | — | 1 | 0 | B | INACTIVE |
| Downing Capital Group CRD: 318093 | — | 0 | 1 | A | Unknown |
| Doxa Advisors, LLC CRD: 157886 | — | 0 | 0 | A | Unknown |
| Doxa Capital, LLC CRD: 174851 | — | 0 | 3 | A | Unknown |
| Doxara Capital LP CRD: 339621 | — | 0 | 1 | A | Unknown |
| Doyle, Inc. CRD: 144141 | — | 0 | 0 | A | INACTIVE |
| Doyle, Miles & Co., LLC CRD: 115740 | — | 1 | 0 | B | INACTIVE |
| Doza Investments, LLC CRD: 150944 | — | 0 | 0 | A | Unknown |
| DP Costa LLC CRD: 339877 | — | 0 | 1 | A | Unknown |
| DP Financial CRD: 312428 | — | 0 | 0 | A | Unknown |
| DP Grow LLC CRD: 308412 | — | 0 | 1 | A | Unknown |
| DP Waters Wealth Management LLC CRD: 304875 | — | 0 | 0 | A | Unknown |
| DPCM CRD: 150717 | — | 0 | 1 | A | Unknown |
| DPE Deutsche Private Equity Gesellschaft MBH CRD: 166573 | — | 0 | 0 | A | Unknown |
| Dpec Capital, Inc. CRD: 103737 | — | 8 | 0 | D | INACTIVE |
| DPH Advisors, LLC CRD: 279038 | — | 0 | 0 | A | Unknown |
| DPH Financial CRD: 174893 | — | 0 | 2 | A | Unknown |
| DPI Management Ltd CRD: 173316 | — | 0 | 0 | A | Unknown |
| DPM Capital LLC CRD: 289313 | — | 0 | 0 | A | Unknown |
| DPP Securities, Inc. CRD: 35461 | — | 0 | 0 | A | INACTIVE |
| DQR CRD: 315420 | — | 0 | 0 | A | Unknown |
| DR. Jeff Finance, LLC CRD: 330181 | — | 0 | 2 | A | Unknown |
| DRA Advisors LLC CRD: 106311 | — | 0 | 1 | A | Unknown |
| Draco Evolution CRD: 329860 | — | 0 | 0 | A | Unknown |
| Draft Ventures LLC CRD: 305005 | — | 0 | 1 | A | Unknown |
| Drago Trading, L.L.C. CRD: 143834 | — | 0 | 0 | A | INACTIVE |
| Dragon Trading LLC CRD: 42952 | — | 0 | 0 | A | INACTIVE |
| Dragonfly Digital Management, LLC CRD: 300750 | — | 0 | 1 | A | Unknown |
| Dragus Capital, LLC CRD: 158122 | — | 0 | 1 | A | Unknown |
| Drake & Company, Inc. CRD: 16227 | — | 16 | 0 | D | INACTIVE |
| Drake Securities Corp. CRD: 8244 | — | 1 | 0 | B | INACTIVE |
| Drake Star Securities LLC CRD: 131338 | NY | 0 | 6 | A | Active |
| Drala Capital LLC CRD: 300136 | — | 0 | 0 | A | Unknown |
| Draper Atlantic CRD: 160769 | — | 0 | 0 | A | Unknown |
| Draper Fisher Jurvetson CRD: 162461 | — | 0 | 1 | A | Unknown |
| Draper Frontier CRD: 175090 | — | 0 | 1 | A | Unknown |
| Drawdown Fund CRD: 323956 | — | 0 | 1 | A | Unknown |
| Drax Management, LLC CRD: 164000 | — | 0 | 0 | A | Unknown |
| Drayer Group, Inc. CRD: 31158 | — | 0 | 0 | A | INACTIVE |