Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Drayer Kelly & Co. Inc. CRD: 7520 | — | 0 | 0 | A | INACTIVE |
| DRB Financial, Inc. CRD: 7591 | — | 0 | 0 | A | INACTIVE |
| DRBLWB, LLC CRD: 156619 | — | 0 | 0 | A | Unknown |
| DRD Securities, Inc. CRD: 142464 | — | 0 | 0 | A | INACTIVE |
| Dream Machine GP, L.L.C. CRD: 336402 | — | 0 | 1 | A | Unknown |
| Dream Street Securities, LLC CRD: 324818 | CA | 0 | 1 | A | Active |
| Dream U.S. Manager LLC CRD: 314547 | — | 0 | 1 | A | Unknown |
| Dreamadviser Corp CRD: 330534 | — | 0 | 0 | A | Unknown |
| Dreamit Ventures CRD: 295030 | — | 0 | 1 | A | Unknown |
| Dreavent Inc. CRD: 317637 | — | 0 | 1 | A | Unknown |
| Dresdner Securities (USA) Inc. CRD: 1993 | — | 0 | 0 | A | INACTIVE |
| Dreskin, Gillman & Granet, Inc. CRD: 19805 | — | 0 | 0 | A | INACTIVE |
| Drevets, Bruce David CRD: 46904 | — | 0 | 0 | A | INACTIVE |
| Drevets, Keith Paul CRD: 34684 | — | 0 | 0 | A | INACTIVE |
| Drew Planners Inc. CRD: 119997 | — | 0 | 0 | A | Unknown |
| Drexel DAY Financial CRD: 318791 | — | 0 | 0 | A | Unknown |
| Drexel Morgan & Co. CRD: 151053 | — | 0 | 1 | A | Unknown |
| Drexel, Drew & Dicksen Securities, Inc. CRD: 18172 | — | 0 | 0 | A | INACTIVE |
| DRG Financial, LLC CRD: 338543 | — | 0 | 1 | A | Unknown |
| DRH Investments, Inc. CRD: 164945 | — | 0 | 2 | A | Unknown |
| DRH Ventures, LLC CRD: 320632 | — | 0 | 1 | A | Unknown |
| DRI Capital (US), Inc. CRD: 311678 | — | 0 | 0 | A | Unknown |
| DRI Capital Inc. CRD: 162943 | — | 0 | 0 | A | Unknown |
| Driftwood CRD: 288793 | — | 0 | 0 | A | Unknown |
| Driscoll Financial CRD: 285778 | — | 0 | 2 | A | Unknown |
| Driscoll, Peter J. CRD: 31614 | — | 0 | 0 | A | INACTIVE |
| Drive by Draftkings CRD: 315034 | — | 0 | 1 | A | Unknown |
| Drive Capital LLC CRD: 169002 | — | 0 | 1 | A | Unknown |
| Drive Shack Inc. CRD: 156119 | — | 0 | 0 | A | Unknown |
| Driven, LLC CRD: 329163 | — | 0 | 0 | A | Unknown |
| Drivenwealth, LLC CRD: 332354 | — | 0 | 1 | A | Unknown |
| Driver Capital, LLC CRD: 321869 | — | 0 | 0 | A | Unknown |
| Drivewealth, LLC CRD: 165429 | NY | 1 | 3 | B | Active |
| Drizos Investments, Inc. CRD: 15087 | — | 0 | 0 | A | INACTIVE |
| DRM Wealth Management CRD: 288489 | — | 0 | 1 | A | Unknown |
| DRO-WST Trading, LLC CRD: 121439 | — | 11 | 0 | D | INACTIVE |
| Drost Financial CRD: 312103 | — | 0 | 1 | A | Unknown |
| Droulia & Co. CRD: 1682 | — | 0 | 0 | A | INACTIVE |
| Drover Management, LLC CRD: 339193 | — | 0 | 1 | A | Unknown |
| DRS Capital Corporation CRD: 10519 | — | 0 | 0 | A | INACTIVE |
| DRS Wealth Management CRD: 306281 | — | 0 | 2 | A | Unknown |
| DRT Financial, LLC CRD: 164256 | — | 0 | 0 | A | Unknown |
| DRU Options CRD: 33207 | — | 0 | 0 | A | INACTIVE |
| DRU Stock, Inc. CRD: 33104 | — | 0 | 0 | A | INACTIVE |
| Drucker Wealth CRD: 328909 | — | 0 | 5 | A | Unknown |
| Drucker, David J. DBA Sunset Financial Management CRD: 107815 | — | 0 | 2 | A | Unknown |
| Drum Capital Corp CRD: 175496 | — | 0 | 0 | A | INACTIVE |
| Drumlin Financial Advisory CRD: 155553 | — | 0 | 0 | A | Unknown |
| DRW Financial CRD: 166271 | — | 0 | 1 | A | Unknown |
| DRW Securities, L.L.C. CRD: 45908 | IL | 9 | 3 | C | Active |