Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Avery Wealth, Inc. CRD: 147943 | - | 0 | 0 | - | Unknown |
| Avesi Partners LLC CRD: 314570 | - | 0 | 1 | - | Unknown |
| Avesta Capital, LLC CRD: 315148 | - | 0 | 1 | - | Unknown |
| Avesta Venture Advisors CRD: 123227 | - | 0 | 1 | - | Unknown |
| Avestar Capital, LLC CRD: 287525 | - | 0 | 2 | - | Unknown |
| Avestor Inc. CRD: 305443 | - | 0 | 0 | - | Unknown |
| Avestria Ventures Management, LLC CRD: 305639 | - | 0 | 1 | - | Unknown |
| Avex Investments, Inc. CRD: 40798 | - | 3 | 0 | C | INACTIVE |
| AVF Management LLC CRD: 285846 | - | 0 | 1 | - | Unknown |
| Avian Securities, LLC CRD: 46347 | - | 0 | 0 | A | INACTIVE |
| Aviara Wealth CRD: 325218 | - | 0 | 0 | - | Unknown |
| Aviate Global (US) LLP CRD: 151430 | - | 0 | 0 | A | INACTIVE |
| Aviation Investment Services CRD: 154018 | - | 0 | 0 | - | Unknown |
| Aviation Wealth Solutions CRD: 304348 | - | 0 | 0 | - | Unknown |
| Aviator Financial, LLC CRD: 300390 | - | 0 | 2 | - | Unknown |
| Aviator Wealth Group CRD: 331993 | - | 0 | 2 | - | Unknown |
| Aviator's Wealth Management CRD: 330735 | - | 0 | 1 | - | Unknown |
| Avicella Capital, LLC CRD: 334802 | - | 0 | 1 | - | Unknown |
| Avicene CRD: 339617 | - | 0 | 1 | - | Unknown |
| Avid Capital Advisors LLC CRD: 320717 | ID | 0 | 2 | A | Active |
| Avid Park Management, LP CRD: 289758 | - | 0 | 0 | - | Unknown |
| Avid Planning CRD: 284332 | - | 0 | 1 | - | Unknown |
| Avid Ventures Management, LLC CRD: 313538 | - | 0 | 1 | - | Unknown |
| Avid Wealth Management Group, LLC CRD: 125810 | - | 0 | 2 | - | Unknown |
| Avid Wealth Management, LLC CRD: 301619 | - | 0 | 0 | - | Unknown |
| Avid Wealth Partners, LLC CRD: 323124 | - | 0 | 2 | - | Unknown |
| Avidence Capital Advisors, LLC CRD: 281679 | - | 0 | 0 | - | Unknown |
| Avidian Wealth Solutions CRD: 127186 | - | 0 | 13 | - | Unknown |
| Aviditi Financial, LLC CRD: 309026 | - | 0 | 0 | A | INACTIVE |
| Avidity Capital CRD: 312745 | - | 0 | 1 | - | Unknown |
| Avier Wealth Advisors CRD: 161077 | - | 0 | 8 | - | Unknown |
| Avighna Capital Advisors CRD: 167192 | - | 0 | 0 | - | Unknown |
| Avila Real Estate Capital CRD: 325431 | - | 0 | 1 | - | Unknown |
| Avila VC, LLC CRD: 334148 | - | 0 | 1 | - | Unknown |
| Avina Financial Group, Inc. CRD: 285527 | - | 0 | 1 | - | Unknown |
| Avina, Inc. D/B/a Avina Capital CRD: 284614 | - | 0 | 0 | - | Unknown |
| Avinci Wealth Management, Inc. CRD: 327780 | - | 0 | 1 | - | Unknown |
| Avion Wealth CRD: 134242 | - | 0 | 3 | - | Unknown |
| Avior Capital Markets US, LLC CRD: 172595 | NY | 0 | 3 | A | Active |
| Avior Capital, LLC CRD: 44732 | - | 9 | 0 | D | INACTIVE |
| Avior Wealth Management, LLC CRD: 148674 | - | 0 | 46 | - | Unknown |
| Avise Financial CRD: 328790 | - | 0 | 5 | - | Unknown |
| Avisen Advisors, LLC CRD: 113791 | - | 0 | 3 | - | Unknown |
| Avisen Wealth Management, Inc. CRD: 125977 | CA | 0 | 3 | A | Active |
| Aviso Ventures Management, LLC CRD: 320768 | - | 0 | 1 | - | Unknown |
| Aviso Wealth Management CRD: 108146 | - | 0 | 14 | - | Unknown |
| Avista Healthcare Partners CRD: 160750 | - | 0 | 1 | - | Unknown |
| Avista Wealth Management CRD: 151366 | - | 0 | 1 | - | Unknown |
| Avitas Wealth Management, LLC CRD: 291155 | - | 0 | 0 | - | Unknown |
| Avity Investment Management Inc. CRD: 104623 | - | 0 | 2 | - | Unknown |