Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DRY Line Partners LLC CRD: 318277 | — | 0 | 1 | A | Unknown |
| Drystone LLC CRD: 146951 | — | 0 | 1 | A | Unknown |
| DRZ Derivatives LLC CRD: 43974 | — | 0 | 0 | A | INACTIVE |
| DS Consulting, Inc. CRD: 159228 | — | 0 | 0 | A | Unknown |
| DS Investment Advisors CRD: 319351 | — | 0 | 1 | A | Unknown |
| Dsam Partners (US) LLC CRD: 284503 | — | 0 | 0 | A | Unknown |
| DSC Advisors, L.P. CRD: 158312 | — | 0 | 0 | A | Unknown |
| DSCQG PR LLC CRD: 296358 | — | 0 | 1 | A | Unknown |
| DSF Advisors, LLC CRD: 283411 | — | 0 | 1 | A | Unknown |
| DSM Capital Partners CRD: 113609 | — | 0 | 2 | A | Unknown |
| DSM Financial L.L.C. CRD: 301372 | — | 0 | 1 | A | Unknown |
| DSP Securities, LLC CRD: 298048 | PA | 0 | 2 | A | Active |
| DST Investments, LLC CRD: 306402 | — | 0 | 0 | A | Unknown |
| DST Managers X Limited CRD: 337567 | — | 0 | 0 | A | Unknown |
| DST Securities, Inc. CRD: 8129 | — | 3 | 0 | C | INACTIVE |
| DST Sherpa CRD: 334922 | — | 0 | 2 | A | Unknown |
| DSW Investment, LLC CRD: 156697 | — | 0 | 2 | A | Unknown |
| DSX Inc CRD: 31451 | — | 1 | 0 | B | INACTIVE |
| DT Capital CRD: 162457 | — | 0 | 0 | A | Unknown |
| DT Investments I LLC CRD: 168117 | — | 0 | 2 | A | Unknown |
| DTCP USA LLC CRD: 297884 | — | 0 | 1 | A | Unknown |
| DTI Financial, Inc. CRD: 18369 | — | 0 | 0 | A | INACTIVE |
| DTM Advisory Group LLC CRD: 288452 | — | 0 | 2 | A | Unknown |
| DTM Associates, Inc. CRD: 13672 | — | 0 | 0 | A | INACTIVE |
| DTM3 Corporation CRD: 154339 | — | 0 | 1 | A | Unknown |
| DTRT Advisors, LLC CRD: 150756 | — | 0 | 0 | A | Unknown |
| DTX VC LLC CRD: 336772 | — | 0 | 1 | A | Unknown |
| DU Pasquier & Co., Inc. CRD: 24750 | — | 3 | 0 | C | INACTIVE |
| Dual Desert Wealth Management, LLC CRD: 335137 | — | 0 | 1 | A | Unknown |
| Dualitas CRD: 322597 | — | 0 | 0 | A | Unknown |
| Duality Group CRD: 293271 | — | 0 | 0 | A | Unknown |
| Duane Remsnyder & Co. CRD: 8066 | — | 0 | 0 | A | INACTIVE |
| Dubeau Capital USA, Inc. CRD: 119222 | — | 2 | 0 | B | INACTIVE |
| Dubey Capital LLC CRD: 288545 | — | 0 | 0 | A | Unknown |
| Dubin Clark CRD: 282733 | — | 0 | 1 | A | Unknown |
| Dubow, William P CRD: 45800 | — | 0 | 0 | A | INACTIVE |
| Duckett Advisors CRD: 131637 | — | 0 | 0 | A | Unknown |
| DUE Diligence Works, Inc. CRD: 292572 | — | 0 | 2 | A | Unknown |
| DUE West Wealth Advisors LLC CRD: 333294 | — | 0 | 1 | A | Unknown |
| Duet Advisory Services LLC CRD: 283584 | — | 0 | 4 | A | Unknown |
| Duffy, Mark Francis CRD: 32171 | — | 0 | 0 | A | INACTIVE |
| Duhne Investments CRD: 311712 | — | 0 | 0 | A | Unknown |
| Duke & Co., Inc. CRD: 8035 | — | 0 | 0 | A | INACTIVE |
| Duke and Duke Wealth Management LLC CRD: 290184 | — | 0 | 1 | A | Unknown |
| Duke Street LLP CRD: 161437 | — | 0 | 0 | A | Unknown |
| Duke Street LLP CRD: 322011 | — | 0 | 0 | A | Unknown |
| Duke Street LLP CRD: 337674 | — | 0 | 0 | A | Unknown |
| Dukes & Dukes Securities Corporation CRD: 13034 | — | 0 | 0 | A | INACTIVE |
| Dumont Global LP CRD: 305883 | — | 0 | 1 | A | Unknown |
| Dumont Wealth CRD: 291981 | — | 0 | 1 | A | Unknown |