Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Dunamis Investment LLC CRD: 139781 | — | 0 | 0 | A | Unknown |
| Dunav Group LLC CRD: 169356 | — | 0 | 0 | A | Unknown |
| Dunbar CRD: 338510 | — | 0 | 1 | A | Unknown |
| Duncan & Haley, Ltd. CRD: 109900 | — | 0 | 1 | A | Unknown |
| Duncan Capital LLC CRD: 27332 | — | 2 | 0 | B | INACTIVE |
| Duncan, Cook Financial Corp. CRD: 16571 | — | 0 | 0 | A | INACTIVE |
| Duncan, Dean Bryan CRD: 155151 | — | 0 | 1 | A | Unknown |
| Duncan-Smith Securities, Inc. CRD: 45030 | — | 0 | 0 | A | INACTIVE |
| Dundee Maestro Management, LP CRD: 329808 | — | 0 | 1 | A | Unknown |
| Dundee Securities Corp. CRD: 16300 | — | 0 | 0 | A | INACTIVE |
| Dunedain Capital L.L.C. CRD: 326651 | — | 0 | 1 | A | Unknown |
| Dunedin LLP CRD: 161088 | — | 0 | 0 | A | Unknown |
| Dunepark CRD: 171602 | — | 0 | 0 | A | Unknown |
| Dunes Financial CRD: 334836 | — | 0 | 2 | A | Unknown |
| Dunes Point Capital, L.P. CRD: 172538 | — | 0 | 1 | A | Unknown |
| Dunham CRD: 13162 | CA | 4 | 12 | B | Active |
| Dunham Partners CRD: 158592 | — | 0 | 1 | A | Unknown |
| Dunhill Financial CRD: 288211 | — | 0 | 0 | A | Unknown |
| Duniya Trade, Inc. CRD: 150616 | — | 0 | 0 | A | INACTIVE |
| Dunlop Financial CRD: 283706 | — | 0 | 0 | A | Unknown |
| Dunn Rush & Co. LLC CRD: 150769 | MA | 0 | 2 | A | Active |
| Dunn Securities, LLC CRD: 305349 | FL | 0 | 2 | A | Active |
| Dunnavan & Co. CRD: 109058 | — | 0 | 1 | A | Unknown |
| Dupont Advisory Group CRD: 153304 | — | 0 | 0 | A | Unknown |
| Durable Dividend Growth Strategies, L.P. CRD: 318676 | — | 0 | 1 | A | Unknown |
| Duracapital CRD: 289189 | — | 0 | 2 | A | Unknown |
| Durant Partners LLC CRD: 294824 | — | 0 | 0 | A | Unknown |
| Durant Partners LLC CRD: 286226 | — | 0 | 0 | A | Unknown |
| Durig Capital, Inc. CRD: 118452 | — | 0 | 0 | A | Unknown |
| Duro Ventures, LLC CRD: 297291 | — | 0 | 1 | A | Unknown |
| Durrett, Donald David CRD: 315700 | — | 0 | 0 | A | Unknown |
| Durus Capital, LLC CRD: 311561 | — | 0 | 0 | A | Unknown |
| Dutch Asset Corporation CRD: 170884 | — | 0 | 2 | A | Unknown |
| Duttenhofer Advisory Group CRD: 131386 | — | 0 | 0 | A | Unknown |
| Duval Investment Group CRD: 166887 | — | 0 | 1 | A | Unknown |
| DV Equities CRD: 312688 | IL | 0 | 1 | A | Active |
| DV Securities, LLC CRD: 284804 | — | 0 | 0 | A | INACTIVE |
| DV Securities, LLC CRD: 305134 | IL | 0 | 3 | A | Active |
| DVB Bank SE CRD: 166533 | — | 0 | 0 | A | Unknown |
| Dvdendo, Inc. CRD: 175435 | — | 0 | 0 | A | Unknown |
| DVM Asset Management CRD: 124202 | — | 0 | 0 | A | Unknown |
| DVO Real Estate LLC CRD: 242797 | — | 0 | 0 | A | Unknown |
| DW Analytics CRD: 304213 | — | 0 | 0 | A | Unknown |
| DW Financial Inc CRD: 136882 | — | 0 | 2 | A | Unknown |
| DW Huff Advisory CRD: 332064 | — | 0 | 1 | A | Unknown |
| DW Kapital, Inc. CRD: 131262 | — | 0 | 0 | A | Unknown |
| DW Partners, LP CRD: 155459 | — | 0 | 1 | A | Unknown |
| DWD Partners, LLC CRD: 286217 | — | 0 | 0 | A | Unknown |
| DWM Family Wealth CRD: 299949 | — | 0 | 1 | A | Unknown |
| DWM Finance LLC CRD: 137513 | CT | 0 | 2 | A | Active |