Branch offices
3 offices
FINRA: Medium firm
CRD #36867 · FINRA BrokerCheck + SEC IAPD
Athene Securities, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Athene Securities, LLC ranks #5,985 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #13 of 17 on the same disclosure sort used on the state browse page. Athene Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #5,985 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 36867 Athene Securities, LLC
Athene Securities, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 36867
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #5,985 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Athene Securities, LLC ranks #5,985 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Athene Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- West Des Moines, IA
- CRD Number
- 36867
Clean BrokerCheck surface
Athene Securities, LLC's clean BrokerCheck surface
Athene Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Athene Securities, LLC shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Athene Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Iowa cohort · 0.00× state average
Athene Securities, LLC sits below the Iowa disclosure average
Athene Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the Iowa average of 5.9, lighter than most of the 17 graded firms filed there.
In Iowa, 5 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Iowa state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Athene Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Athene Securities, LLC ranks #5,985 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #13 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Athene Securities, LLC?
A grade of A means Athene Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Athene Securities, LLC have?
Athene Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Athene Securities, LLC?
Athene Securities, LLC operates 3 branch offices and is classified by FINRA as a medium firm, registered in IA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Athene Securities, LLC's disciplinary record?
You can verify Athene Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36867. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Athene Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Athene Securities, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Athene Securities, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Athene Securities, LLC's 0.00
- Firms in IA - state roster that includes Athene Securities, LLC's registration home.
- How to Vet a Financial Advisor - Use Athene Securities, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Athene Securities, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Athene Securities, LLC.
- Compare firms - put Athene Securities, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.