Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Presight Capital Ltd CRD: 308091 | - | 0 | 0 | - | Unknown |
| Presight Management Company, L.L.C. CRD: 312722 | - | 0 | 1 | - | Unknown |
| Presilium Private Wealth, LLC CRD: 318345 | - | 0 | 1 | - | Unknown |
| Presima Inc. CRD: 140086 | - | 0 | 0 | - | Unknown |
| Presima Securities ULC CRD: 323382 | - | 0 | 0 | - | Unknown |
| Presley Wealth Management, LLC CRD: 281309 | - | 0 | 0 | - | Unknown |
| Press on Ventures GP, LLC CRD: 334106 | - | 0 | 1 | - | Unknown |
| Presstige Global Ventures LLC CRD: 336532 | - | 0 | 1 | - | Unknown |
| Prestige Advisors Inc. CRD: 319102 | - | 0 | 1 | - | Unknown |
| Prestige Asset Management, LLC CRD: 159029 | - | 0 | 0 | - | Unknown |
| Prestige Financial Group, LLC CRD: 292438 | - | 0 | 0 | - | Unknown |
| Prestige Investors, Inc. CRD: 10300 | - | 0 | 0 | A | INACTIVE |
| Prestige Management Inc CRD: 145839 | - | 0 | 0 | - | Unknown |
| Prestige Resource Inc. CRD: 16596 | - | 0 | 0 | A | INACTIVE |
| Prestige Wealth Management CRD: 110304 | - | 0 | 0 | - | Unknown |
| Prestige Wealth Management CRD: 336264 | - | 0 | 6 | - | Unknown |
| Prestige Wealthwide, LLC CRD: 321789 | - | 0 | 1 | - | Unknown |
| Preston Capital CRD: 328417 | - | 0 | 1 | - | Unknown |
| Preston Investments CRD: 289926 | - | 0 | 1 | - | Unknown |
| Preston James LLC CRD: 316241 | - | 0 | 0 | - | Unknown |
| Preston Securities, LLC CRD: 155577 | - | 0 | 0 | A | INACTIVE |
| Preston Wealth Advisors, LLC. CRD: 165983 | - | 0 | 1 | - | Unknown |
| Preston, Reynolds Securities Corp. CRD: 16721 | - | 0 | 0 | A | INACTIVE |
| Prestwick Partners, LLC CRD: 148515 | - | 0 | 0 | A | INACTIVE |
| Prestwick Securities, Inc. CRD: 28030 | - | 0 | 0 | A | INACTIVE |
| Pretium Credit Management, LLC CRD: 154057 | - | 0 | 1 | - | Unknown |
| Pretium Management, LLC CRD: 292462 | - | 0 | 0 | - | Unknown |
| Pretium Residential Credit Management, LLC CRD: 171026 | - | 0 | 1 | - | Unknown |
| Pretium Securities, LLC CRD: 321828 | NY | 0 | 3 | A | Active |
| Pretium Single-Family Rental Manager III, LLC CRD: 304443 | - | 0 | 1 | - | Unknown |
| Prevail Capital LLC CRD: 141322 | FL | 0 | 2 | A | Active |
| Prevail Financial Partners, LLC CRD: 299552 | - | 0 | 1 | - | Unknown |
| Prevail Wealth Management CRD: 164532 | - | 0 | 1 | - | Unknown |
| Prevatt Capital Ltd CRD: 311895 | - | 0 | 0 | - | Unknown |
| Preve Inversiones CRD: 318445 | - | 0 | 0 | - | Unknown |
| Prevett Financial CRD: 307753 | - | 0 | 0 | - | Unknown |
| Preview Ventures CRD: 299790 | - | 0 | 0 | - | Unknown |
| PRI Financial Advisors, Inc. CRD: 109390 | - | 0 | 0 | - | Unknown |
| Pria Strategies, LLC CRD: 337580 | - | 0 | 1 | - | Unknown |
| Priad Investment Advisers, L.L.C. CRD: 128187 | - | 0 | 3 | - | Unknown |
| Pribyl, Greg M. CRD: 131283 | - | 0 | 0 | - | Unknown |
| Pricap Advisors LLC CRD: 159614 | - | 0 | 1 | - | Unknown |
| Price Analytics, LLC CRD: 284107 | - | 0 | 0 | - | Unknown |
| Price Asset Management, LLC CRD: 282726 | - | 0 | 0 | - | Unknown |
| Price Capital CRD: 153681 | - | 0 | 0 | - | Unknown |
| Price Graves & Company, Inc. CRD: 15761 | - | 0 | 0 | A | INACTIVE |
| Price Planning, LLC CRD: 125110 | - | 0 | 2 | - | Unknown |
| Price Securities Corporation CRD: 5230 | - | 0 | 0 | A | INACTIVE |
| Price Wealth Coaching LLC CRD: 321183 | - | 0 | 0 | - | Unknown |
| Price Wealth, LLC CRD: 131407 | - | 0 | 0 | - | Unknown |