Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pride Financial, LLC CRD: 45527 | - | 0 | 0 | A | INACTIVE |
| Pride Investment Company CRD: 16126 | - | 0 | 0 | A | INACTIVE |
| Pride of the West Financial, LLC CRD: 331990 | - | 0 | 2 | - | Unknown |
| Prideco Capital Partners, LLC CRD: 333586 | - | 0 | 1 | - | Unknown |
| Priderock Fund Management Partners, LLC CRD: 282761 | - | 0 | 0 | - | Unknown |
| Priderock Fund Management Partners, LLC CRD: 297635 | - | 0 | 1 | - | Unknown |
| Prides Capital LLC CRD: 163415 | - | 0 | 0 | - | Unknown |
| Prides Crossing Capital Management, LLC CRD: 166653 | - | 0 | 1 | - | Unknown |
| Prim Securities, Incorporated CRD: 30504 | - | 7 | 0 | D | INACTIVE |
| Prima Capital Advisors CRD: 124719 | - | 0 | 0 | - | Unknown |
| Prima Innotech CRD: 270007 | - | 0 | 1 | - | Unknown |
| Prima Wealth CRD: 284143 | - | 0 | 1 | - | Unknown |
| Primal DAO Asset Management LLC CRD: 318157 | - | 0 | 0 | - | Unknown |
| Primarch Capital LLC CRD: 174698 | - | 0 | 0 | - | Unknown |
| Primark Advisors, LLC CRD: 309653 | - | 0 | 1 | - | Unknown |
| Primary CRD: 336814 | - | 0 | 0 | - | Unknown |
| Primary Capital CRD: 162315 | - | 0 | 0 | - | Unknown |
| Primary Care Financial Planning CRD: 308964 | - | 0 | 0 | - | Unknown |
| Primary Digital LLC CRD: 317319 | - | 0 | 0 | - | Unknown |
| Primary Index Investments CRD: 170026 | - | 0 | 0 | - | Unknown |
| Primary Ventures CRD: 161884 | - | 0 | 1 | - | Unknown |
| Primary Wave IP Investment Management LLC CRD: 288266 | - | 0 | 1 | - | Unknown |
| Primarybid Securities Inc. CRD: 317798 | - | 0 | 0 | A | INACTIVE |
| Primas Financial Planning CRD: 322841 | - | 0 | 1 | - | Unknown |
| Primavera Venture Management Limited CRD: 316028 | - | 0 | 0 | - | Unknown |
| Prime Advisors, Inc. CRD: 107680 | - | 0 | 0 | - | Unknown |
| Prime Buchholz LLC CRD: 106455 | - | 0 | 4 | - | Unknown |
| Prime Capital AG CRD: 321113 | - | 0 | 0 | - | Unknown |
| Prime Capital Equities LLC CRD: 157411 | - | 0 | 1 | - | Unknown |
| Prime Capital Financial CRD: 288712 | - | 0 | 214 | - | Unknown |
| Prime Capital Management Company Limited CRD: 138987 | - | 0 | 0 | - | Unknown |
| Prime Capital Markets, LLC CRD: 310298 | IL | 0 | 2 | A | Active |
| Prime Capital Services, Inc. CRD: 18334 | - | 16 | 0 | D | INACTIVE |
| Prime Charter Ltd. CRD: 25668 | - | 11 | 0 | D | INACTIVE |
| Prime Dealer Services Corp. CRD: 36142 | NY | 1 | 1 | B | Active |
| Prime Decision Consulting LLC CRD: 290948 | NY | 0 | 2 | A | Active |
| Prime Discount Securities, Inc. CRD: 14772 | - | 0 | 0 | A | INACTIVE |
| Prime Equities, Incorporated CRD: 13461 | - | 0 | 0 | A | INACTIVE |
| Prime Executions, Inc. CRD: 32889 | NY | 2 | 2 | B | Active |
| Prime Fiduciary CRD: 329392 | - | 0 | 1 | - | Unknown |
| Prime Finance Advisor, L.P. CRD: 159971 | - | 0 | 1 | - | Unknown |
| Prime Financial Strategies, Inc. CRD: 113703 | - | 0 | 2 | - | Unknown |
| Prime Institutional Resources, Inc. CRD: 24974 | - | 0 | 0 | A | INACTIVE |
| Prime International Equities, LLC CRD: 36824 | - | 2 | 0 | B | INACTIVE |
| Prime Investment Advisors CRD: 111498 | - | 0 | 0 | - | Unknown |
| Prime Investment Partners, LLC CRD: 321766 | - | 0 | 0 | - | Unknown |
| Prime Investors, Inc. CRD: 24509 | - | 0 | 0 | A | INACTIVE |
| Prime Management Partners, LLC CRD: 337937 | - | 0 | 1 | - | Unknown |
| Prime Markets Group, LLC CRD: 103220 | - | 1 | 0 | B | INACTIVE |
| Prime Meridian Capital Management, LLC CRD: 166003 | - | 0 | 2 | - | Unknown |