Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Prime Mortgage Capital, Inc. CRD: 25973 | - | 0 | 0 | A | INACTIVE |
| Prime Movers LAB LLC CRD: 299803 | - | 0 | 1 | - | Unknown |
| Prime Number Capital, LLC CRD: 297029 | NY | 1 | 3 | B | Active |
| Prime OAK Capital CRD: 326804 | - | 0 | 1 | - | Unknown |
| Prime Opportunities Investment Group LLC CRD: 146944 | - | 0 | 2 | - | Unknown |
| Prime Pacific Financial Corporation CRD: 28963 | - | 1 | 0 | B | INACTIVE |
| Prime Personal Finance CRD: 332190 | - | 0 | 1 | - | Unknown |
| Prime Point Investment Advisors CRD: 291823 | - | 0 | 0 | - | Unknown |
| Prime Quadrant CRD: 322068 | - | 0 | 0 | - | Unknown |
| Prime Real Estate Securities, Inc. CRD: 15255 | - | 0 | 0 | A | INACTIVE |
| Prime SET LLC CRD: 308972 | - | 0 | 0 | - | Unknown |
| Prime SET Management, LLC CRD: 330806 | - | 0 | 1 | - | Unknown |
| Prime Solutions Financial Services Corp. CRD: 120499 | - | 0 | 3 | - | Unknown |
| Prime Source Enterprises, Inc CRD: 133981 | - | 0 | 1 | - | Unknown |
| Prime Wealth Management CRD: 172705 | - | 0 | 0 | - | Unknown |
| Prime-Star CRD: 286605 | - | 0 | 1 | - | Unknown |
| Primeagri Ventures Ltd CRD: 334444 | - | 0 | 1 | - | Unknown |
| Primeaumayer Financial CRD: 306259 | - | 0 | 1 | - | Unknown |
| Primecap Management Co CRD: 105516 | - | 0 | 1 | - | Unknown |
| Primeeast Securities Inc. CRD: 39839 | - | 0 | 0 | A | INACTIVE |
| Primefid Advisors LLC CRD: 300231 | - | 0 | 1 | - | Unknown |
| Primeline Securities Corp. CRD: 15896 | - | 0 | 0 | A | INACTIVE |
| Primer Management, LLC CRD: 327512 | - | 0 | 1 | - | Unknown |
| Primerica Brokerage Services, Inc. CRD: 322250 | GA | 0 | 2 | A | Active |
| Primeshares (NEW York) - Capital Markets, LLC CRD: 112064 | - | 0 | 0 | A | INACTIVE |
| Primestone Capital LLP CRD: 174180 | - | 0 | 0 | - | Unknown |
| Primetech Ventures LLC CRD: 291329 | - | 0 | 1 | - | Unknown |
| Primetime Partners Management Company, LLC CRD: 310695 | - | 0 | 1 | - | Unknown |
| Primetrust Advisors LLC CRD: 141625 | - | 0 | 2 | - | Unknown |
| Primeview Capital, LLC CRD: 285760 | - | 0 | 0 | - | Unknown |
| Primex CRD: 29394 | - | 11 | 0 | D | INACTIVE |
| Primogeniture Capital CRD: 288998 | - | 0 | 0 | - | Unknown |
| Primoris Wealth Advisors, LLC CRD: 125567 | - | 0 | 1 | - | Unknown |
| Primuni LLC CRD: 119250 | - | 0 | 0 | A | INACTIVE |
| Primus Capital Partners, Inc. CRD: 156861 | - | 0 | 1 | - | Unknown |
| Primus Trust CRD: 292269 | - | 0 | 1 | - | Unknown |
| Primus Wealth Advisors LLC CRD: 289438 | - | 0 | 1 | - | Unknown |
| Prince Brothers Capital, LLC CRD: 285112 | - | 0 | 0 | - | Unknown |
| Prince Capital Corporation CRD: 16760 | - | 0 | 0 | A | INACTIVE |
| Prince Henry Management LLC CRD: 300448 | - | 0 | 0 | - | Unknown |
| Prince Street Capital Management LLC CRD: 131124 | - | 0 | 0 | - | Unknown |
| Prince, Langheinrich & Greer, Inc. CRD: 6740 | - | 0 | 0 | A | INACTIVE |
| Prince, William L CRD: 304072 | - | 0 | 1 | - | Unknown |
| Princeton Absolute Returns, LLC CRD: 166625 | - | 0 | 0 | - | Unknown |
| Princeton Advisory Group, Inc. CRD: 129108 | - | 0 | 0 | - | Unknown |
| Princeton American Equities Corporation CRD: 14491 | - | 0 | 0 | A | INACTIVE |
| Princeton Asset Management, LLC CRD: 148087 | - | 0 | 1 | - | Unknown |
| Princeton Capital Investments,Inc. CRD: 16262 | - | 0 | 0 | A | INACTIVE |
| Princeton Capital Management LLC CRD: 113926 | - | 0 | 1 | - | Unknown |
| Princeton Capital Markets, L.P. CRD: 41773 | - | 0 | 0 | A | INACTIVE |