Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Printon, Kane Government Securities, L.P. CRD: 19673 | - | 0 | 0 | A | INACTIVE |
| Printon, Kane Group, Inc. CRD: 23667 | - | 0 | 0 | A | INACTIVE |
| Prio Wealth LP CRD: 105058 | - | 0 | 0 | - | Unknown |
| Prior Envoy Advisory, Inc. CRD: 157461 | - | 0 | 0 | - | Unknown |
| Prior Ventures LLC CRD: 296840 | - | 0 | 0 | - | Unknown |
| Priore Investments CRD: 174319 | - | 0 | 1 | - | Unknown |
| Priority Financial Partners CRD: 165806 | - | 0 | 3 | - | Unknown |
| Priority Investment Services, LLC CRD: 285916 | - | 0 | 1 | - | Unknown |
| Priority Securities, Inc. CRD: 18453 | - | 0 | 0 | A | INACTIVE |
| Priority Senior Secured Income Management, LLC CRD: 165500 | - | 0 | 1 | - | Unknown |
| Priority Wealth Advisors, Inc. CRD: 179521 | - | 0 | 0 | - | Unknown |
| Prism Advisors, Inc. CRD: 286474 | - | 0 | 2 | - | Unknown |
| Prism Advisory Group, LLC CRD: 152555 | - | 0 | 0 | - | Unknown |
| Prism Capital CRD: 144989 | - | 0 | 1 | - | Unknown |
| Prism Capital Advisors, LLC CRD: 285552 | - | 0 | 0 | - | Unknown |
| Prism Capital Management CRD: 135440 | - | 0 | 0 | - | Unknown |
| Prism Financial Concepts CRD: 159382 | - | 0 | 0 | - | Unknown |
| Prism Financial Group, L.L.C. CRD: 112315 | - | 0 | 0 | - | Unknown |
| Prism Financial Group, LLC CRD: 108210 | - | 0 | 2 | - | Unknown |
| Prism Financial Planning, LLC CRD: 168530 | - | 0 | 2 | - | Unknown |
| Prism Financial Products LP CRD: 306255 | NY | 0 | 4 | A | Active |
| Prism Fund Solutions, Inc. CRD: 124651 | - | 0 | 1 | - | Unknown |
| Prism Funds, LLC CRD: 147911 | - | 0 | 0 | - | Unknown |
| Prism Global Management LLC CRD: 314891 | - | 0 | 0 | - | Unknown |
| Prism Planning and Solutions Group CRD: 340003 | - | 0 | 1 | - | Unknown |
| Prism Planning Partners CRD: 290485 | - | 0 | 2 | - | Unknown |
| Prism Venture Works CRD: 162807 | - | 0 | 0 | - | Unknown |
| Prism Wealth Management CRD: 281702 | - | 0 | 1 | - | Unknown |
| Prism Wealth Management CRD: 317881 | - | 0 | 1 | - | Unknown |
| Prism Wealth Partners, LLC CRD: 341299 | - | 0 | 1 | - | Unknown |
| Prism Wealth Planning Ltd. DBA the People's Planne… CRD: 317874 | - | 0 | 1 | - | Unknown |
| Prisma CRD: 131467 | - | 0 | 0 | - | Unknown |
| Prisma & Company CRD: 41558 | - | 0 | 0 | A | INACTIVE |
| Prisma Capital Holding LLC CRD: 321084 | - | 0 | 0 | - | Unknown |
| Prisma Capital Ltda. CRD: 302017 | - | 0 | 0 | - | Unknown |
| Prismatic Capital LLC CRD: 316493 | - | 0 | 0 | - | Unknown |
| Prismatic Investments CRD: 322009 | - | 0 | 0 | - | Unknown |
| Prisol Securities, Inc. CRD: 115141 | - | 0 | 0 | A | INACTIVE |
| Pristine SAS CRD: 329486 | - | 0 | 0 | - | Unknown |
| Pritchard Capital Partners, LLC CRD: 100480 | - | 6 | 0 | D | INACTIVE |
| Prithvi Ventures CRD: 310997 | - | 0 | 1 | - | Unknown |
| Privacore CRD: 330893 | - | 0 | 1 | - | Unknown |
| Prival Securities USA, Inc. CRD: 337499 | FL | 0 | 1 | A | Active |
| Private Advisor Group, LLC CRD: 155216 | - | 0 | 944 | - | Unknown |
| Private Advisor Network, LLC CRD: 299133 | - | 0 | 1 | - | Unknown |
| Private Advisors LLC CRD: 109247 | - | 0 | 0 | - | Unknown |
| Private Advisory CRD: 170043 | - | 0 | 12 | - | Unknown |
| Private Asset Group, Inc. CRD: 142541 | - | 2 | 0 | B | INACTIVE |
| Private Asset Management CRD: 170369 | - | 0 | 0 | - | Unknown |
| Private Brokers Corporation CRD: 18314 | - | 0 | 0 | A | INACTIVE |