Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Private Brokers, LLC
CRD: 165758
 NY 0 2 A Active
Private Capital Management
CRD: 169172
 - 0 1 - Unknown
Private Client Advisor Group, LLC
CRD: 330038
 - 0 6 - Unknown
Private Client Group
CRD: 117179
 - 0 0 - Unknown
Private Client Services, LLC
CRD: 120222
 KY 1 276 B Active
Private Client Wealth Advisors, LLC
CRD: 172613
 - 0 2 - Unknown
Private Company Market Place, Inc.
CRD: 143045
 - 2 0 B INACTIVE
Private Consulting Group, Inc.
CRD: 45053
 - 2 0 B INACTIVE
Private Counsel Group, Ltd.
CRD: 300083
 - 0 2 - Unknown
Private Energy Securities, Inc.
CRD: 127182
 - 0 0 A INACTIVE
Private Equity (Thailand) Co., Ltd.
CRD: 297686
 - 0 0 - Unknown
Private Equity Financial Advisors, Inc.
CRD: 311681
 - 0 1 - Unknown
Private Equity Investments, Inc.
CRD: 123527
 - 0 0 - Unknown
Private Equity Investors, Inc.
CRD: 160559
 - 0 1 - Unknown
Private Equity Securities, Inc.
CRD: 136817
 - 0 0 A INACTIVE
Private Equity, Inc.
CRD: 16476
 - 0 0 A INACTIVE
Private Financial, Inc.
CRD: 24202
 - 0 0 A INACTIVE
Private Fund Advisors, Inc.
CRD: 119130
 - 0 0 - Unknown
Private Fund Managers, Inc.
CRD: 30950
 - 0 0 A INACTIVE
Private Harbour Investment Management & Counsel LL…
CRD: 146928
 - 0 2 - Unknown
Private Income Capital Management
CRD: 117574
 - 0 0 - Unknown
Private Investor Club LLC
CRD: 307512
 - 0 1 - Unknown
Private Investors Equity Group
CRD: 15685
 - 2 0 B INACTIVE
Private Label Money Management, Inc.
CRD: 154952
 - 0 0 - Unknown
Private Lane Capital, LLC
CRD: 124999
 - 0 2 - Unknown
Private Management Group Inc
CRD: 104707
 - 0 18 - Unknown
Private Offerings, Incorporated
CRD: 30766
 - 0 0 A INACTIVE
Private Placement Insurance Products, LLC
CRD: 140139
 ND 0 2 A Active
Private Placement Securities Corporation
CRD: 13819
 - 0 0 A INACTIVE
Private Placements Investments, Inc.
CRD: 10996
 - 0 0 A INACTIVE
Private Portfolio Partners, LLC
CRD: 165616
 - 0 0 - Unknown
Private Portfolio, Inc.
CRD: 36644
 CA 1 9 B Active
Private Portfolios, Inc.
CRD: 111905
 - 0 3 - Unknown
Private Securities Network, Inc.
CRD: 15314
 - 0 0 A INACTIVE
Private Value Management, LP
CRD: 161946
 - 0 1 - Unknown
Private Vista, LLC
CRD: 108084
 - 0 0 - Unknown
Private Wealth
CRD: 293126
 - 0 0 - Unknown
Private Wealth Advisors
CRD: 141971
 - 0 6 - Unknown
Private Wealth Advisors
CRD: 152073
 - 0 1 - Unknown
Private Wealth Advisors VI LLC
CRD: 330457
 - 0 2 - Unknown
Private Wealth Advisory Group, Inc.
CRD: 173842
 - 0 0 - Unknown
Private Wealth Advocacy LLC
CRD: 302057
 - 0 0 - Unknown
Private Wealth Alliance, LLC
CRD: 171880
 - 0 0 - Unknown
Private Wealth Asset Management
CRD: 315819
 - 0 19 - Unknown
Private Wealth Cfos LLC
CRD: 152761
 - 0 0 - Unknown
Private Wealth Counsel, Inc.
CRD: 166460
 - 0 0 - Unknown
Private Wealth Group, LLC
CRD: 164796
 - 0 0 - Unknown
Private Wealth Group, LLC
CRD: 128560
 - 0 1 - Unknown
Private Wealth Management Group LLC
CRD: 159826
 - 0 0 - Unknown
Private Wealth Management LLC
CRD: 137770
 - 0 2 - Unknown
Page 1148 of 1601 (80,028 total)
← Prev Next →