Branch offices
2 offices
FINRA: Small firm
CRD #140139 · FINRA BrokerCheck + SEC IAPD
Private Placement Insurance Products, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Private Placement Insurance Products, LLC ranks #15,866 of 20,055 by disclosure count (most disclosures first). Among firms registered in ND, it ranks #3 of 3 on the same disclosure sort used on the state browse page. Private Placement Insurance Products, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #15,866 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 140139 Private Placement Insurance Products, LLC
Private Placement Insurance Products, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 140139
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #15,866 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Private Placement Insurance Products, LLC ranks #15,866 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Private Placement Insurance Products, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Fargo, ND, 58104
- Formed
- 03/14/2005
- State of Formation
- Delaware
- CRD Number
- 140139
- SEC Number
- 67284
Clean BrokerCheck surface
Private Placement Insurance Products, LLC's clean BrokerCheck surface
Private Placement Insurance Products, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Private Placement Insurance Products, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Private Placement Insurance Products, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
North Dakota cohort · 0.00× state average
Private Placement Insurance Products, LLC sits below the North Dakota disclosure average
Private Placement Insurance Products, LLC reports 0 BrokerCheck disclosures, 0.00× the North Dakota average of 0.7, lighter than most of the 3 graded firms filed there.
In North Dakota, 2 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the North Dakota state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Private Placement Insurance Products, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Private Placement Insurance Products, LLC ranks #15,866 of 20,055 by disclosure count (most disclosures first). Among firms registered in ND, it ranks #3 of 3 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Private Placement Insurance Products, LLC?
A grade of A means Private Placement Insurance Products, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Private Placement Insurance Products, LLC have?
Private Placement Insurance Products, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Private Placement Insurance Products, LLC?
Private Placement Insurance Products, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in ND (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Private Placement Insurance Products, LLC's disciplinary record?
You can verify Private Placement Insurance Products, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 140139. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Private Placement Insurance Products, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Private Placement Insurance Products, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Private Placement Insurance Products, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Private Placement Insurance Products, LLC's 0.00
- Firms in ND - state roster that includes Private Placement Insurance Products, LLC's registration home.
- How to Vet a Financial Advisor - Use Private Placement Insurance Products, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Private Placement Insurance Products, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Private Placement Insurance Products, LLC.
- Compare firms - put Private Placement Insurance Products, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.